Stoddart, Mark
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-13 | 2007-03-28 | Rep | Dealing in securities | 2006-07-13 | 2007-03-28 |
| 2 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-11 | 2007-12-11 |
| 3 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2008-03-14 | 2008-10-16 | RO | Dealing in securities | 2008-10-16 | 2010-07-12 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-23 | 2012-02-20 |
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