Santer, Johann Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ayers Alliance Securities (HK) Limited | Rep | Advising on securities | 2014-10-28 | 2014-12-31 | Rep | Dealing in securities | 2014-10-28 | 2014-12-31 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-07-19 | 2023-09-28 | RO | Advising on securities | 2023-09-28 | 2024-03-15 | RO | Dealing in securities | 2023-09-28 | 2024-03-15 |
| 3 | Superfund Financial (Hong Kong) Limited | RO | Advising on securities | 2007-10-25 | 2013-12-11 | RO | Dealing in securities | 2007-10-25 | 2013-12-11 |
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