HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 海通國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 17 | 194 | 211 | 91.94% |
| 2023-12-31 | 18 | 198 | 216 | 91.67% |
| 2022-12-31 | 15 | 220 | 235 | 93.62% |
| 2021-12-31 | 14 | 275 | 289 | 95.16% |
| 2020-12-31 | 19 | 412 | 431 | 95.59% |
| 2019-12-31 | 22 | 403 | 425 | 94.82% |
| 2018-12-31 | 26 | 392 | 418 | 93.78% |
| 2017-12-31 | 20 | 378 | 398 | 94.97% |
| 2016-12-31 | 19 | 407 | 426 | 95.54% |
| 2015-12-31 | 16 | 407 | 423 | 96.22% |
| 2014-12-31 | 15 | 378 | 393 | 96.18% |
| 2013-12-31 | 13 | 371 | 384 | 96.61% |
| 2012-12-31 | 10 | 384 | 394 | 97.46% |
| 2011-12-31 | 14 | 418 | 432 | 96.76% |
| 2010-12-31 | 16 | 414 | 430 | 96.28% |
| 2009-12-31 | 11 | 362 | 373 | 97.05% |
| 2008-12-31 | 12 | 351 | 363 | 96.69% |
| 2007-12-31 | 10 | 323 | 333 | 97.00% |
| 2006-12-31 | 8 | 294 | 302 | 97.35% |
| 2005-12-31 | 7 | 286 | 293 | 97.61% |
| 2004-12-31 | 8 | 224 | 232 | 96.55% |
| 2003-12-31 | 7 | 208 | 215 | 96.74% |
| 2003-03-31 | 8 | 191 | 199 | 95.98% |
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