FIVE STATES CAPITAL RESOURCES LIMITED 五洲資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Chen, Shijie (SFC:BEA821) 陳世杰			Rep	2017-03-13	2018-06-15
2	Lau, Man Yuen 劉文元			RO	2016-11-09	2017-06-15
3	Soong, Gary Yuk Lun 宋煜麟		M	RO	2016-11-09	2017-01-27
4	Yip, Thomas Ho Fai 葉浩暉		M	Rep	2017-02-01	2017-02-21
				RO	2017-02-21	2018-02-23

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