KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Chan, Eric Shun Kuen 陳舜權 62 M ACV410 RO 2004-03-01 2006-06-07
2 Chan, Henry Chi Sheung 陳志尚 M ADC128 Rep 2012-03-16 2013-03-01
3 Chan, Kwok Chiu (SFC:AOY089) 陳國超 53 M AOY089 Rep 2007-07-17 2009-03-27
RO 2009-03-27 2009-09-04
4 Chan, Leong Ching 陳亮禎 BMY634 Rep 2019-11-18 2021-07-14
5 Chan, Pak Ka 陳柏嘉 BJL689 Rep 2017-04-28 2017-11-02
6 Chen, Xiaobing 陳小冰 ARH690 Rep 2008-08-04 2014-08-01
7 Chen, Yang (SFC:BNS682) 陈杨 BNS682 Rep 2018-11-26 2020-07-24
8 Ho, Ngar Yan 何雅茵 AEY921 Rep 2009-05-19 2011-02-25
RO 2011-02-25 2015-02-07
9 Hong, Yang (SFC:AVK557) 洪洋 AVK557 Rep 2010-09-28 2013-06-06
10 Kuang, Peter Yam Lung 鄺任能 M AFL702 RO 2005-12-19 2006-06-19
11 Kwan, Wai Sheung 關惠嫦 AAX022 Rep 2017-08-31
12 Kwok, Tim Shun Tim 郭純恬 50 M AJG509 Rep 2004-05-04 2004-12-15
13 Lam, Chi Lam 林智霖 AYJ114 Rep 2022-02-15 2022-04-13
RO 2022-04-13 2024-08-05
14 Lam, James Wai Kit 林惠傑 M ACQ914 Rep 2008-10-29
RO 2008-10-29 2012-05-01
15 Lau, Hing Bun 劉慶斌 AGW616 Rep 2012-01-05 2012-02-10
RO 2012-02-10 2016-07-05
16 Lau, Ka Chun (SFC:AZG905) 劉嘉俊 AZG905 Rep 2015-06-17 2017-02-17
RO 2017-02-17 2021-12-14
17 Lau, Kai Yam 劉佳鑫 M BBA472 Rep 2017-09-20 2018-08-07
18 Lau, Lai Ling 劉麗玲 AQU354 Rep 2008-05-03 2008-08-01
19 Lau, Thomas Wing Yip 劉永業 M AFY003 Rep 2013-07-16 2015-10-07
20 Lee, Ka Ki (SFC:AEH405) 李家驥 AEH405 Rep 2007-03-06
Rep 2007-04-30 2012-05-31
21 Lei, Yonglang 雷永朗 70 M ACU960 RO 2007-04-17 2008-10-24
RO 2009-06-23 2013-12-31
RO 2017-02-07 2024-01-05
22 Li, Ho Fung 李可鋒 AZS874 Rep 2018-09-07 2018-11-01
RO 2018-11-01 2019-12-23
23 Li, Zhifeng (SFC:BAI763) 李智鋒 BAI763 Rep 2012-11-20 2013-03-26
24 Lim, Tak Hung 林德鴻 AXP028 RO 2016-07-08 2016-09-06
25 Louie, Janet Yuen Ki 呂婉琪 46 F AGW270 Rep 2004-08-06 2005-04-15
26 Luk, Wai Kit 陸偉傑 AJL679 Rep 2006-08-28 2007-09-12
27 Mui, Samuel Chok Wah 梅作華 66 M ABX544 Rep 2004-05-12
Rep 2022-05-16 2022-07-21
RO 2022-07-21
28 Ng, Hong Wing 吳匡榮 ADU475 Rep 2015-03-02 2015-04-02
RO 2015-04-02 2017-01-01
29 Ng, Siu Wai (SFC:AWX842) 吳小委 AWX842 Rep 2012-12-12 2015-04-03
30 Pang, Keng Chan 彭鏡塵 M ADH991 RO
31 Peng, Luyuan 彭鹿原 BPL206 Rep 2020-03-24
32 Peng, Wenjuan 彭文娟 AZD306 Rep 2012-03-27 2012-06-15
33 Qu, Keqin 曲克勤 AQX840 Rep 2008-05-03 2008-12-31
34 Shiu, Kin Hoi 蕭建凱 AZT483 Rep 2012-07-25 2012-11-09
35 Sung, Hilda 宋玲鋆 59 F ABN455 Rep 2004-12-16 2005-05-11
36 Tam, Ka Chun (SFC:BIS737) 譚嘉俊 BIS737 Rep 2017-05-17 2018-07-13
37 Tam, Kwong Ting 譚光庭 BGJ245 Rep 2015-11-06 2017-04-07
38 Tsoi, Kwok Keung 蔡國強 AAD694 Rep 2008-09-30 2008-10-22
RO 2008-10-22 2010-11-16
39 Wen, Chen (SFC:BFL265) 文宸 BFL265 Rep 2017-06-02 2020-09-18
RO 2020-09-18
40 Weng, Wing Yee 翁永燚 BBT192 Rep 2013-09-12 2015-03-18
41 Wong, Hong Sing 黃康鋮 ABX116 Rep 2005-09-12
42 Wong, Lok Yi (SFC:APP041) 黃樂怡 APP041 Rep 2007-12-21 2012-07-12
43 Xie, Huahui 謝華輝 AQS413 Rep 2008-04-14 2015-01-31
44 Xiong, Xiangdong (SFC:ANI717) 熊向東 ANI717 Rep 2006-06-23 2010-03-11
RO 2010-03-11 2019-05-29
Rep 2019-05-29 2019-06-28
45 Xu, Ning (SFC:ASL818) 許寧 ASL818 Rep 2009-07-20 2014-05-24
46 Yeung, Mario Bercasio 楊青山 62 M AKS601 Rep 2004-08-06 2005-07-05
47 Yu, Zhi (SFC:AIB283) 于志 AIB283 Rep 2007-03-06 2012-10-18
48 Yuen, Shing Kuen 袁承權 M AAG766 RO 2013-09-01
49 Zhang, Yong (SFC:ANI719) 張勇 ANI719 Rep 2006-08-02 2008-12-31
50 Zhen, Zeyu 甄澤玉 BND377 Rep 2018-06-28 2021-06-03

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