Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	Role	From	Until
1	Fung, Jackie Ching Wan 馮青雲			RO	2021-03-19
2	Low, Jerry Yee Meng		M	RO	2021-03-19	2022-05-30
3	Ni, Xiaoxing 倪曉星			RO	2023-06-15
4	Zhu, Dawen 朱達文			RO	2021-03-19	2023-09-01

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