CATHAYSIA SECURITIES LIMITED 華夏證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2024	⚥	Role	From	Until
1	Cheung, Kam Shan 張金山			Rep	2017-05-26
2	Leung, Yat Shing 梁溢成			Rep	2018-04-04
3	Kong, Chui Yee 鄺翠兒			Rep	2018-06-05
4	Luk, Dennis Chi Fung 陸智鋒		M	Rep	2019-03-27
5	Tong, Siu Cheung 湯紹彰			RO	2021-11-03
6	Wong, Wing Kwan (SFC:AXH995) 王榮昆			RO	2023-02-21
7	Pan, Hong (SFC:BMX630) 潘红	40	F	RO	2023-12-14
8	Zheng, Xiruo 郑汐若			Rep	2023-12-22

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