SOFAER GLOBAL RESEARCH (HK) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	Role	From	Until
1	Chang, Jung-Jung 張榕容			Rep	2013-05-06	2017-03-31
2	Tse, Nissim 謝納新		M	RO	2011-08-01	2019-01-15
3	Wong, Ian Chung Ho 黃仲濠		M	RO	2008-08-07	2017-04-11
4	Yu, Xiaochuan 余小川			Rep	2013-12-10	2014-08-28

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