SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Morgan Stanley Asia Limited 37 973 1010 96.34 2006-04-07
2 OnePlatform Asset Management Limited 18 938 956 98.12 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 74 794 868 91.47 2009-02-19
4 Merrill Lynch (Asia Pacific) Limited 22 734 756 97.09
5 Citigroup Global Markets Asia Limited 22 675 697 96.84 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 619 625 99.04
7 Merrill Lynch Far East Limited 20 558 578 96.54 2010-08-20
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 17 544 561 96.97
9 UBS SECURITIES ASIA LIMITED 16 522 538 97.03
10 KGI ASIA LIMITED 13 512 525 97.52
11 Everbright Securities Investment Services (HK) Limited 14 478 492 97.15
12 Credit Suisse (Hong Kong) Limited 40 451 491 91.85 2008-11-04
13 BARCLAYS CAPITAL ASIA LIMITED 26 436 462 94.37 2005-01-12
14 PHILLIP COMMODITIES (H.K.) LIMITED 4 419 423 99.05 2003-12-09
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 392 404 97.03 2003-09-30
16 Manulife Investment Management (Hong Kong) Limited 21 369 390 94.62
17 KGI FUTURES (HONG KONG) LIMITED 9 371 380 97.63
18 BOCI SECURITIES LIMITED 15 359 374 95.99 2004-03-01
19 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 343 366 93.72
20 Morgan Stanley Hong Kong Securities Limited 16 348 364 95.60 2010-11-30
21 CES Commodities (HK) Limited 5 356 361 98.61
22 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 345 353 97.73 2003-10-15
23 MACQUARIE CAPITAL LIMITED 19 323 342 94.44
24 UBS SECURITIES HONG KONG LIMITED 20 298 318 93.71 2011-07-06
25 DEUTSCHE SECURITIES ASIA LIMITED 19 294 313 93.93 2004-01-08
26 HAITONG INTERNATIONAL FUTURES LIMITED 7 304 311 97.75
27 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 27 273 300 91.00 2008-08-20
28 BOCOM International Securities Limited 11 287 298 96.31 2007-09-10
29 FULBRIGHT SECURITIES LIMITED 13 252 265 95.09 2010-05-18
30 UOB KAY HIAN (HONG KONG) LIMITED 6 255 261 97.70
31 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 244 252 96.83
32 CELESTIAL SECURITIES LIMITED 3 234 237 98.73
33 CITIC Securities Brokerage (HK) Limited 18 219 237 92.41
34 Quam Securities Limited 10 223 233 95.71 2004-10-15
35 Tung Shing Securities (Brokers) Limited 9 208 217 95.85 2012-03-15
36 Daiwa Capital Markets Hong Kong Limited 11 202 213 94.84 2007-10-05
37 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 204 211 96.68
38 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 197 204 96.57
39 SG SECURITIES (HK) LIMITED 24 177 201 88.06 2003-12-16
40 Yuanta Securities (Hong Kong) Company Limited 18 179 197 90.86 2006-07-08
41 CLSA LIMITED 5 191 196 97.45
42 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 188 195 96.41 2009-10-15
43 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 188 195 96.41
44 EMPEROR SECURITIES LIMITED (HK) 7 172 179 96.09
45 CES Forex (HK) Limited 3 175 178 98.31
46 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 165 176 93.75
47 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 170 176 96.59
48 DBS VICKERS (HONG KONG) LIMITED 4 171 175 97.71 2003-10-14
49 PRUDENTIAL BROKERAGE LIMITED 4 166 170 97.65
50 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
51 HSBC BROKING SECURITIES (ASIA) LIMITED 7 161 168 95.83
52 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 23 143 166 86.14 2005-02-15
53 HSBC BROKING FUTURES (ASIA) LIMITED 5 160 165 96.97
54 CHIEF SECURITIES LIMITED 5 157 162 96.91 2006-04-20
55 Yuanta Asia Investment (Hong Kong) Limited 10 151 161 93.79 2003-08-13
56 EAST ASIA SECURITIES COMPANY LIMITED 4 150 154 97.40
57 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 147 150 98.00 2009-10-05
58 HSBC BROKING FOREX (ASIA) LIMITED 6 139 145 95.86
59 orientiert XYZ Securities Limited 4 140 144 97.22 2004-12-03
60 J.P. MORGAN BROKING (HONG KONG) LIMITED 14 127 141 90.07 2003-12-02
61 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
62 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 121 138 87.68
63 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 131 134 97.76
64 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 128 132 96.97
65 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
66 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 121 127 95.28
67 HSBC Corporate Finance (Hong Kong) Limited 7 117 124 94.35 2012-03-09
68 CGS International Securities Hong Kong Limited 16 107 123 86.99
69 SOUTH CHINA SECURITIES LIMITED 6 115 121 95.04
70 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 116 120 96.67 2011-02-15
71 Jefferies Hong Kong Limited 12 105 117 89.74 2010-01-04
72 CLSA RESEARCH LIMITED 3 111 114 97.37
73 HSBC Global Asset Management (Hong Kong) Limited 14 97 111 87.39 2006-03-29
74 JPMorgan Funds (Asia) Limited 8 103 111 92.79
75 Nerico Brothers Limited (HK) 13 97 110 88.18 2004-11-30
76 JPMorgan Asset Management (Asia Pacific) Limited 13 94 107 87.85 2006-02-16
77 MIB SECURITIES (HONG KONG) LIMITED 13 94 107 87.85 2012-05-21
78 BlackRock (Hong Kong) Limited (d2017-01-20) 8 98 106 92.45
79 MIZUHO SECURITIES ASIA LIMITED 16 90 106 84.91 2007-02-26
80 CENTALINE WEALTH MANAGEMENT LIMITED 4 100 104 96.15 2004-04-02
81 CHONG HING SECURITIES LIMITED 4 100 104 96.15
82 EMPEROR FUTURES LIMITED 3 101 104 97.12
83 CITIC Securities Futures (HK) Limited 10 92 102 90.20
84 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 89 98 90.82 2003-10-31
85 SOUTH CHINA COMMODITIES LIMITED 5 91 96 94.79
86 BOCI ASIA LIMITED 9 83 92 90.22
87 Credit Suisse Securities (Hong Kong) Limited 10 82 92 89.13
88 CINDA INTERNATIONAL SECURITIES LIMITED 4 87 91 95.60
89 CHIEF COMMODITIES LIMITED 5 85 90 94.44 2006-05-17
90 GET NICE SECURITIES LIMITED 4 86 90 95.56
91 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 84 90 93.33 2011-03-04
92 Standard Chartered Securities (Hong Kong) Limited 12 78 90 86.67
93 Tung Shing Futures (Brokers) Limited 6 84 90 93.33
94 FIL Investment Advisors 5 84 89 94.38
95 FULBRIGHT FUTURES LIMITED 6 83 89 93.26 2005-12-05
96 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 81 88 92.05 2004-10-14
97 iBest Consultants Limited 6 80 86 93.02 2008-04-15
98 GF Securities (Hong Kong) Brokerage Limited 7 76 83 91.57 2007-01-31
99 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 80 83 96.39 2010-02-23
100 SANFULL SECURITIES LIMITED 6 75 81 92.59
101 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 14 66 80 82.50 2004-05-31
102 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 65 79 82.28 2005-06-06
103 Success Securities Limited 5 74 79 93.67
104 FWD Financial Planning Limited (HK) 4 74 78 94.87 2011-01-25
105 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 73 78 93.59
106 NOMURA SECURITIES (HONG KONG) LIMITED 5 72 77 93.51 2010-02-01
107 SINOPAC SECURITIES (ASIA) LIMITED 9 68 77 88.31 2012-04-23
108 FITCH (HONG KONG) LIMITED 6 70 76 92.11 2011-06-01
109 KINGSTON SECURITIES LIMITED 4 72 76 94.74
110 Macquarie Corporate (Hong Kong) Limited 10 66 76 86.84
111 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 63 75 84.00
112 Moody's Investors Service Hong Kong Limited 3 72 75 96.00 2011-06-01
113 CCB INTERNATIONAL CAPITAL LIMITED 8 65 73 89.04 2004-05-27
114 RHB SECURITIES HONG KONG LIMITED 6 66 72 91.67 2006-11-17
115 CCB INTERNATIONAL SECURITIES LIMITED 11 60 71 84.51 2005-08-19
116 CORPORATE BROKERS LIMITED 4 67 71 94.37
117 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 65 71 91.55
118 Huarong International Securities Limited 10 60 70 85.71 2004-10-25
119 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 66 69 95.65
120 INVESCO HONG KONG LIMITED 7 61 68 89.71
121 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
122 Newedge Broker Hong Kong Limited 3 63 66 95.45
123 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 63 66 95.45
124 ICBC INTERNATIONAL CAPITAL LIMITED 14 51 65 78.46 2008-05-27
125 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
126 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 14 49 63 77.78 2005-11-29
127 FIRST SHANGHAI SECURITIES LIMITED 6 57 63 90.48
128 VC BROKERAGE LIMITED 3 60 63 95.24
129 UBS DERIVATIVES HONG KONG LIMITED 6 56 62 90.32
130 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 56 61 91.80 2007-01-12
131 BCT Financial Limited 2 59 61 96.72 2010-11-24
132 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 54 60 90.00
133 LUEN FAT SECURITIES COMPANY LIMITED 6 54 60 90.00
134 NATIXIS ASIA LIMITED 4 56 60 93.33 2004-10-19
135 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
136 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 53 59 89.83 2007-12-07
137 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
138 Funderstone Securities Limited 7 51 58 87.93
139 ABCI Securities Company Limited 5 52 57 91.23 2005-11-15
140 CENTALINE SECURITIES LIMITED 4 53 57 92.98 2011-10-07
141 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 6 49 55 89.09 2007-04-04
142 MUFG Securities Asia Limited 8 47 55 85.45 2010-12-31
143 VALUE PARTNERS LIMITED 3 52 55 94.55
144 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 48 54 88.89
145 Evergrande Securities (Hong Kong) Limited 6 48 54 88.89
146 VALUE PARTNERS HONG KONG LIMITED 3 51 54 94.44 2007-11-19
147 China Galaxy International Securities (Hong Kong) Co., Limited 7 46 53 86.79 2011-09-12
148 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 45 53 84.91
149 MIB FUTURES (HONG KONG) LIMITED 4 49 53 92.45 2011-03-25
150 BLACKSTONE GROUP (HK) LIMITED (THE) 4 48 52 92.31 2008-10-14
151 CSI Corporate Finance (HK) Limited 9 43 52 82.69 2007-08-01
152 LUK FOOK SECURITIES (HK) LIMITED 5 47 52 90.38 2012-06-25
153 Point72 Hong Kong Limited 2 50 52 96.15 2006-11-14
154 ZHONGRONG PT SECURITIES LIMITED 3 49 52 94.23 2010-07-30
155 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 46 51 90.20
156 Taiping Securities (HK) Co Limited 4 47 51 92.16
157 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 47 50 94.00 2010-11-26
158 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 5 45 50 90.00
159 Success Futures and Foreign Exchange Limited 4 46 50 92.00 2005-12-06
160 CVP Securities Limited 2 47 49 95.92 2004-07-09
161 ICBC INTERNATIONAL SECURITIES LIMITED 19 30 49 61.22 2008-11-14
162 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 43 49 87.76 2007-04-26
163 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
164 UBS Asset Management (Hong Kong) Limited 4 43 47 91.49
165 BlackRock Asset Management North Asia Limited 5 41 46 89.13 2003-12-16
166 Funderstone Futures Limited 6 40 46 86.96
167 Guosen Securities (HK) Brokerage Company, Limited 6 40 46 86.96 2010-02-26
168 BGC SECURITIES (HONG KONG) LLC 5 40 45 88.89 2008-06-25
169 Bright Fund Management Limited 5 40 45 88.89
170 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
171 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 37 44 84.09 2004-07-15
172 KARL-THOMSON SECURITIES COMPANY LIMITED 3 41 44 93.18
173 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 38 44 86.36 2005-07-05
174 ATHENA WEALTH MANAGEMENT LIMITED 2 41 43 95.35 2008-04-25
175 Lion Global Financial Limited 8 35 43 81.40 2008-10-10
176 Rakuten Securities Hong Kong Limited 3 40 43 93.02
177 TSE'S SECURITIES LIMITED 3 40 43 93.02
178 BOCI RESEARCH LIMITED 5 37 42 88.10
179 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
180 Pictet Asset Management (Hong Kong) Limited 5 37 42 88.10 2006-10-26
181 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 34 41 82.93
182 Rothschild & Co Hong Kong Limited 3 38 41 92.68 2005-04-27
183 VC INTERNATIONAL TRADING LIMITED 4 37 41 90.24
184 Essence International Securities (Hong Kong) Limited 5 35 40 87.50 2010-05-18
185 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 34 40 85.00
186 Mason Securities Limited 8 32 40 80.00
187 Religare Capital Markets (Hong Kong) Limited 8 32 40 80.00 2008-07-24
188 Credit Agricole Securities (Asia) Limited 6 33 39 84.62
189 Sanford C. Bernstein (Hong Kong) Limited 5 34 39 87.18 2011-09-28
190 SINOPAC FUTURES (ASIA) LIMITED 6 33 39 84.62
191 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 36 39 92.31
192 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 33 39 84.62
193 WIN WONG SECURITIES LIMITED 4 35 39 89.74
194 WOCOM SECURITIES LIMITED 5 34 39 87.18
195 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
196 JF INTERNATIONAL MANAGEMENT INC. 5 33 38 86.84
197 RBS Asia Corporate Finance Limited 2 36 38 94.74
198 Rich Union Securities (H.K.) Limited 5 33 38 86.84
199 VICTORY SECURITIES COMPANY LIMITED 4 34 38 89.47 2007-02-16
200 FORTUNE (HK) SECURITIES LIMITED 4 33 37 89.19
201 RHB FUTURES HONG KONG LIMITED 4 33 37 89.19 2005-09-28
202 ASSET MANAGEMENT GROUP LIMITED 2 34 36 94.44 2006-01-17
203 KAM FAI SECURITIES CO., LIMITED 4 32 36 88.89
204 ONE CHINA SECURITIES LIMITED 2 34 36 94.44 2004-03-01
205 PIPER JAFFRAY ASIA SECURITIES LIMITED 7 29 36 80.56 2012-01-11
206 T. Rowe Price Hong Kong Limited 4 32 36 88.89 2010-12-21
207 CMBC SECURITIES COMPANY LIMITED 7 28 35 80.00 2008-01-24
208 ENLIGHTEN SECURITIES LIMITED 3 32 35 91.43
209 Wellington Management Hong Kong Limited (b2003-01-02) 6 29 35 82.86 2003-09-18
210 AllianceBernstein Hong Kong Limited 4 30 34 88.24 2006-10-05
211 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
212 Northern Trust Company of Hong Kong Limited (The) 5 29 34 85.29 2011-09-05
213 UPBEST SECURITIES COMPANY LIMITED 4 30 34 88.24
214 Amundi Hong Kong Limited 6 27 33 81.82
215 Emperor Wealth Management Limited 3 30 33 90.91 2009-06-09
216 Evergrande Futures (Hong Kong) Limited 5 28 33 84.85 2003-11-21
217 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
218 Goldman Sachs Investment Management Hong Kong Limited 4 29 33 87.88
219 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 10 23 33 69.70 2010-06-30
220 Mount Kellett Capital (Hong Kong) Limited 3 30 33 90.91 2008-09-25
221 WOCOM LIMITED (HK) 5 28 33 84.85
222 Yunfeng Financial Markets Limited 11 22 33 66.67
223 CORPORATE COMMODITIES LIMITED 3 29 32 90.63
224 FIRST SHANGHAI FUTURES LIMITED 4 28 32 87.50
225 GET NICE FUTURES COMPANY LIMITED 3 29 32 90.63
226 Glory Sun Securities Limited 5 27 32 84.38
227 HAITONG INTERNATIONAL CAPITAL LIMITED 7 25 32 78.13
228 HGNH International Futures Co., Limited 7 25 32 78.13 2007-06-26
229 BSI Investment Advisors (Hong Kong) Limited 5 26 31 83.87 2010-08-27
230 HARRIS FRASER (INTERNATIONAL) LIMITED 3 28 31 90.32
231 RBC Capital Markets (Hong Kong) Limited 4 27 31 87.10 2010-09-09
232 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
233 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
234 T G HOLBORN (HK) LIMITED 3 28 31 90.32
235 WING FUNG SECURITIES LIMITED 3 28 31 90.32
236 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 22 30 73.33 2003-08-29
237 CASH Wealth Management Limited 4 26 30 86.67 2011-01-17
238 China Galaxy International Futures (Hong Kong) Co., Limited 2 28 30 93.33 2011-12-14
239 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 25 30 83.33 2011-04-26
240 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 26 30 86.67 2007-10-10
241 GF FUTURES (HONG KONG) CO., LIMITED 3 27 30 90.00 2007-02-16
242 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
243 ICAP Securities Hong Kong Limited 3 27 30 90.00 2005-10-06
244 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 28 30 93.33 2010-06-29
245 Mason Futures Limited (HK) 6 24 30 80.00
246 SBI China Capital Financial Services Limited 6 24 30 80.00 2008-09-19
247 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 26 30 86.67 2009-06-02
248 Vantage Capital Markets HK Limited 6 24 30 80.00 2008-10-02
249 BOCOM International (Asia) Limited 7 22 29 75.86 2007-09-21
250 CAPITAL RESEARCH COMPANY 3 26 29 89.66 2004-11-10
251 Fosun International Securities Limited 8 21 29 72.41 2008-06-23
252 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 27 29 93.10 2007-01-30
253 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 26 29 89.66 2007-02-14
254 OKASAN INTERNATIONAL (ASIA) LIMITED 4 25 29 86.21 2007-05-17
255 Open Securities Limited 5 24 29 82.76 2010-07-16
256 TULLETT PREBON (HONG KONG) LIMITED 3 26 29 89.66 2010-08-26
257 UNITED SIMSEN FOREX DEALERS LIMITED 3 26 29 89.66
258 CHRISTFUND SECURITIES LIMITED 3 25 28 89.29
259 CSC SECURITIES (HK) LIMITED 4 24 28 85.71 2003-12-29
260 Everbright Securities Digital Finance (HK) Limited 4 24 28 85.71
261 GUOTAI JUNAN CAPITAL LIMITED 8 20 28 71.43
262 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 25 28 89.29 2005-11-15
263 HANG SENG SECURITIES LIMITED 6 22 28 78.57
264 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
265 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
266 S&P Global Ratings Hong Kong Limited 6 22 28 78.57 2011-06-01
267 WING FUNG FUTURES LIMITED 3 25 28 89.29 2006-04-21
268 CAPITAL GLOBAL MANAGEMENT LIMITED 3 24 27 88.89 2005-09-17
269 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 21 27 77.78 2006-07-03
270 FIRST SECURITIES (HK) LIMITED 7 20 27 74.07 2009-08-03
271 LUK FOOK FUTURES (HK) LIMITED 3 24 27 88.89 2011-12-05
272 OnePlatform Securities Limited 2 25 27 92.59
273 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 24 27 88.89
274 Shang International Finance Limited 11 16 27 59.26
275 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 20 27 74.07
276 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 16 27 59.26 2008-02-21
277 BOCI ASSET MANAGEMENT LIMITED 9 17 26 65.38
278 CHINA EVERBRIGHT CAPITAL LIMITED 6 20 26 76.92 2005-05-09
279 DAEWOO SECURITIES (HONG KONG) LIMITED 7 19 26 73.08 2012-02-17
280 GFI (HK) SECURITIES L.L.C. 3 23 26 88.46 2007-06-18
281 Guotai Junan FX Limited 3 23 26 88.46 2010-10-21
282 I-ACCESS INVESTORS LIMITED 6 20 26 76.92 2005-07-13
283 IPP Financial Advisers Limited 3 23 26 88.46 2006-12-21
284 Sino-Rich Securities & Futures Limited 5 21 26 80.77 2010-11-17
285 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
286 AMPLE CAPITAL LIMITED 9 16 25 64.00 2007-01-02
287 BEA Union Investment Management Limited 6 19 25 76.00
288 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
289 Eastspring Investments (Hong Kong) Limited 3 22 25 88.00 2006-08-08
290 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
291 Interactive Brokers LLC 3 22 25 88.00 2007-03-19
292 LEHIN SECURITIES LIMITED 3 22 25 88.00
293 PineBridge Investments Asia Limited 6 19 25 76.00 2009-04-02
294 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 21 25 84.00
295 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 20 24 83.33 2010-08-20
296 DELTA ASIA SECURITIES LIMITED 3 21 24 87.50 2011-12-23
297 HPEF Capital Partners Limited 8 16 24 66.67
298 ICBC INTERNATIONAL FUTURES LIMITED 2 22 24 91.67 2009-05-06
299 Legg Mason Asset Management Hong Kong Limited 4 20 24 83.33 2005-10-31
300 MIDLAND WEALTH MANAGEMENT LIMITED 1 23 24 95.83 2008-02-18
301 PEGASUS FUND MANAGERS LIMITED 2 22 24 91.67 2011-01-28
302 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
303 ADMIS Hong Kong Limited 4 19 23 82.61 2010-03-10
304 CBH Asia Limited 4 19 23 82.61 2010-09-24
305 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
306 CMB International Securities Limited 4 19 23 82.61 2010-06-15
307 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 20 23 86.96 2008-12-17
308 Fidelity Management & Research (Hong Kong) Limited 5 18 23 78.26 2008-09-04
309 Hafoo Securities Limited 2 21 23 91.30 2009-12-09
310 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
311 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 20 23 86.96
312 ICAP Equities Asia Limited 3 20 23 86.96 2008-12-22
313 KAISER FUTURES LIMITED 3 20 23 86.96
314 KAISER SECURITIES LIMITED 2 21 23 91.30
315 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 21 23 91.30
316 KINGSTON FUTURES LIMITED 3 20 23 86.96
317 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 21 23 91.30
318 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 20 23 86.96 2008-06-30
319 Mirae Asset Securities (HK) Limited 5 18 23 78.26 2007-01-11
320 North Beta International Securities Limited 3 20 23 86.96 2009-07-17
321 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
322 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
323 Virtu ITG Hong Kong Limited 5 18 23 78.26
324 CAIIS Limited 3 19 22 86.36 2006-05-23
325 CITIC Securities (Hong Kong) Limited 4 18 22 81.82
326 DBS ASIA CAPITAL LIMITED 8 14 22 63.64
327 Essence Futures (Hong Kong) Limited 4 18 22 81.82 2010-10-25
328 EWARTON SECURITIES LIMITED 4 18 22 81.82
329 GAM HONG KONG LIMITED 3 19 22 86.36
330 GAOYU SECURITIES LIMITED 5 17 22 77.27
331 IAM LEGACY LIMITED 3 19 22 86.36 2007-08-21
332 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
333 PIPER JAFFRAY ASIA LIMITED 4 18 22 81.82
334 Prime Cdex Securities Limited 4 18 22 81.82
335 SFM HK Management Limited 4 18 22 81.82 2010-11-01
336 South China Forex Limited 2 20 22 90.91 2010-06-21
337 SPS SECURITIES LIMITED 4 18 22 81.82
338 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
339 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 17 21 80.95 2006-01-25
340 BTIG Hong Kong Limited 3 18 21 85.71 2008-04-15
341 China Asset Management (Hong Kong) Limited 6 15 21 71.43 2008-12-10
342 DL BROKERAGE LIMITED 3 18 21 85.71
343 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
344 ICBC (ASIA) SECURITIES LIMITED 4 17 21 80.95
345 INSTINET PACIFIC LIMITED 4 17 21 80.95
346 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
347 KINGSWAY CAPITAL LIMITED 6 15 21 71.43 2008-08-14
348 LOMBARD ODIER (HONG KONG) LIMITED 6 15 21 71.43
349 Macquarie Asia Securities Limited 3 18 21 85.71 2005-07-26
350 ORIENT SECURITIES LIMITED 3 18 21 85.71
351 ORIENTAL PATRON SECURITIES LIMITED 5 16 21 76.19
352 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 14 21 66.67 2009-07-30
353 Planetree Securities Limited 4 17 21 80.95
354 SBI China Capital Commodities Limited 5 16 21 76.19
355 WILSON SECURITIES LIMITED 2 19 21 90.48 2010-02-25
356 YICKO SECURITIES LIMITED 5 16 21 76.19
357 ABCI CAPITAL LIMITED 4 16 20 80.00 2011-03-17
358 BERICH BROKERAGE LIMITED 4 16 20 80.00
359 BUSINESS SECURITIES LIMITED 3 17 20 85.00
360 CHEER UNION SECURITIES LIMITED 3 17 20 85.00
361 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
362 CITIC Securities CLSA Capital Partners (HK) Limited 5 15 20 75.00
363 CSC FUTURES (HK) LIMITED 4 16 20 80.00
364 CSOP Asset Management Limited 3 17 20 85.00 2008-09-29
365 DWS Investments Hong Kong Limited 4 16 20 80.00
366 EVER-LONG SECURITIES COMPANY LIMITED 5 15 20 75.00
367 HAITONG INTERNATIONAL RESEARCH LIMITED 3 17 20 85.00
368 HENYEP SECURITIES LIMITED 3 17 20 85.00
369 JIMEI SECURITIES LIMITED 2 18 20 90.00 2008-12-09
370 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00 2008-09-03
371 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
372 St. James's Place (Hong Kong) Limited 2 18 20 90.00 2012-02-14
373 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
374 Well Link International Securities Limited 3 17 20 85.00
375 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
376 313 Capital Management Limited 2 17 19 89.47 2010-04-19
377 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
378 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
379 CLSA FUTURES LIMITED 3 16 19 84.21
380 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 13 19 68.42
381 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 89.47
382 GOLDENWAY SECURITIES COMPANY LIMITED 2 17 19 89.47
383 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 15 19 78.95 2008-07-03
384 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 63.16
385 JS SECURITIES LIMITED (HK) 2 17 19 89.47 2011-01-20
386 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
387 ORIENT FUTURES (HONG KONG) LIMITED 3 16 19 84.21 2011-02-28
388 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 13 19 68.42 2007-03-01
389 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
390 Qantex Capital Markets Limited 4 15 19 78.95 2009-04-14
391 Quam Capital Limited (b1994-08-04) 5 14 19 73.68
392 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 13 19 68.42
393 TAI SHING STOCK INVESTMENT CO. LIMITED 2 17 19 89.47
394 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
395 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
396 Wells Fargo Securities Asia Limited 4 15 19 78.95 2008-04-25
397 YUE XIU SECURITIES COMPANY LIMITED 4 15 19 78.95
398 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
399 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
400 BOCOM International Asset Management Limited 6 12 18 66.67 2007-09-13
401 BREVAN HOWARD (HONG KONG) LIMITED 4 14 18 77.78 2004-07-12
402 CES Capital International (Hong Kong) Co., Limited 7 11 18 61.11 2008-03-20
403 CHEONG LEE SECURITIES LIMITED 3 15 18 83.33 2005-11-24
404 CTBC Asia Limited 5 13 18 72.22 2004-01-14
405 CVC Asia Pacific Limited 4 14 18 77.78 2009-11-16
406 ENLIGHTEN FUTURES LIMITED 4 14 18 77.78
407 HUNG SING SECURITIES LIMITED 4 14 18 77.78
408 Income Partners Asset Management (HK) Limited 4 14 18 77.78
409 MAN INVESTMENTS (HONG KONG) LIMITED 7 11 18 61.11 2005-07-28
410 MTF SECURITIES LIMITED 2 16 18 88.89
411 Optima Capital Limited 4 14 18 77.78 2007-10-25
412 STOCKWELL COMMODITIES LIMITED 5 13 18 72.22
413 YUEXING SECURITIES COMPANY LIMITED 4 14 18 77.78
414 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 13 17 76.47 2011-01-04
415 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
416 Citadel Asia Limited 3 14 17 82.35 2005-10-21
417 CMB International Capital Limited 4 13 17 76.47 2010-09-07
418 De Riva Asia Limited 2 15 17 88.24 2010-07-29
419 Eclipse Options (HK) Limited 3 14 17 82.35 2007-05-31
420 ELSTONE SECURITIES LIMITED 4 13 17 76.47
421 Everbright Securities Global (HK) Limited 5 12 17 70.59
422 Gen2 Partners Limited 4 13 17 76.47 2008-10-06
423 GF Asset Management (Hong Kong) Limited 3 14 17 82.35 2007-11-08
424 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 4 13 17 76.47 2010-06-29
425 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
426 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-12-14
427 Keefe, Bruyette & Woods Asia Limited 6 11 17 64.71 2010-03-03
428 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
429 MCP Asset Management Company Limited 3 14 17 82.35 2005-08-23
430 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
431 PIMCO Asia Limited 3 14 17 82.35 2006-05-17
432 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
433 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
434 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
435 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
436 WINFULL SECURITIES LIMITED 3 14 17 82.35
437 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
438 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
439 CHARLES SCHWAB, HONG KONG, LIMITED 4 12 16 75.00
440 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 11 16 68.75 2007-04-20
441 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 12 16 75.00 2009-03-31
442 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
443 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
444 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
445 MFG Limited (HK) 6 10 16 62.50 2006-07-17
446 Neutral Financial Holding Company Limited 5 11 16 68.75
447 Public Securities Limited 3 13 16 81.25
448 Rifa Securities Limited 4 12 16 75.00
449 Robeco Hong Kong Limited 3 13 16 81.25 2007-12-18
450 Tiger Securities Asset Management Company Limited 7 9 16 56.25 2006-12-29
451 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
452 Waterland Securities (HK) Company Limited 3 13 16 81.25 2009-02-20
453 WING FUNG FOREX LIMITED 2 14 16 87.50 2009-01-08
454 WINTECH SECURITIES LIMITED 4 12 16 75.00
455 YU ON SECURITIES COMPANY LIMITED 3 13 16 81.25 2008-01-17
456 AISANCE ASSET MANAGEMENT LIMITED 5 10 15 66.67 2005-06-16
457 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 13 15 86.67
458 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 11 15 73.33 2008-08-08
459 Azentus Capital Management Limited 6 9 15 60.00 2011-02-21
460 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
461 Deltroit (Hong Kong) Limited 2 13 15 86.67 2005-04-11
462 Double Haven Capital (Hong Kong) Limited 3 12 15 80.00 2007-02-16
463 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 12 15 80.00 2009-01-02
464 ELLIOTT ADVISORS (HK) LIMITED 2 13 15 86.67 2005-03-08
465 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
466 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
467 GUOYUAN FUTURES (HONG KONG) LIMITED 2 13 15 86.67 2007-11-29
468 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
469 HING WONG SECURITIES LIMITED 3 12 15 80.00
470 Janus Henderson Investors Hong Kong Limited 4 11 15 73.33
471 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
472 LIM ADVISORS LIMITED 4 11 15 73.33
473 MASTER TRADEMORE SECURITIES LIMITED 2 13 15 86.67
474 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
475 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
476 ORIENTAL PATRON ASIA LIMITED 5 10 15 66.67
477 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 10 15 66.67
478 PROMISING SECURITIES COMPANY LIMITED 3 12 15 80.00 2004-01-02
479 Pyramis Global Advisors (Hong Kong) Limited 4 11 15 73.33 2008-07-29
480 Segantii Capital Management Limited 2 13 15 86.67 2007-11-22
481 SENRIGAN CAPITAL GROUP LIMITED 3 12 15 80.00 2009-08-27
482 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 10 15 66.67 2008-08-07
483 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
484 TT INTERNATIONAL (LONDON) LIMITED 6 9 15 60.00 2008-12-12
485 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
486 Bosera Asset Management (International) Co., Limited 3 11 14 78.57 2010-11-05
487 CC Finance Limited 3 11 14 78.57 2006-04-20
488 CELESTIAL CAPITAL LIMITED 3 11 14 78.57
489 Changjiang Securities Brokerage (HK) Limited 2 12 14 85.71 2011-12-13
490 Channel 8 Wealth Management Limited 3 11 14 78.57 2010-01-27
491 China Gather Wealth Financial Company Limited 6 8 14 57.14 2005-04-01
492 CMB International Global Markets Limited 3 11 14 78.57
493 HANG TAI SECURITIES LIMITED 3 11 14 78.57
494 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
495 ICBC INTERNATIONAL RESEARCH LIMITED 2 12 14 85.71 2009-07-10
496 JINRUI FUTURES (HONG KONG) LIMITED 3 11 14 78.57 2007-07-27
497 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
498 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 71.43 2003-06-06
499 M&F Asset Management Limited 4 10 14 71.43
500 MALAHON SECURITIES LIMITED 2 12 14 85.71
501 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
502 Oaktree Capital (Hong Kong) Limited 4 10 14 71.43 2006-07-12
503 ORIENTAL WEALTH SECURITIES LIMITED 3 11 14 78.57 2008-09-05
504 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
505 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
506 Shacom Securities Limited 3 11 14 78.57
507 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
508 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
509 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
510 TIANDA SECURITIES LIMITED 2 12 14 85.71 2011-01-18
511 abrdn Hong Kong Limited 4 9 13 69.23
512 AIF CAPITAL LIMITED 4 9 13 69.23
513 AIF Securities Limited 5 8 13 61.54 2004-11-02
514 BULLISH SECURITIES LIMITED 2 11 13 84.62
515 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 11 13 84.62 2005-09-21
516 CINDA INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54
517 Essence International Financial Holdings Limited 2 11 13 84.62
518 Evercore Asia Limited 4 9 13 69.23 2011-03-04
519 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
520 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
521 HAMON ASSET MANAGEMENT LIMITED 4 9 13 69.23
522 HAMON INVESTMENT MANAGEMENT LIMITED 4 9 13 69.23
523 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
524 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
525 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
526 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
527 KVB Kunlun Securities (HK) Limited 3 10 13 76.92 2008-07-02
528 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
529 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
530 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
531 MANGO FINANCIAL LIMITED 3 10 13 76.92
532 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
533 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 11 13 84.62 2011-11-25
534 Nezu Asia Capital Management Limited 3 10 13 76.92 2004-10-29
535 OCP Asia (Hong Kong) Limited 3 10 13 76.92 2004-09-03
536 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
537 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
538 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 11 13 84.62
539 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
540 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
541 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 76.92
542 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
543 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
544 VMS Securities Limited 6 7 13 53.85
545 Well Link Securities Limited 4 9 13 69.23 2005-11-11
546 ZEAL ASSET MANAGEMENT LIMITED 5 8 13 61.54 2009-10-09
547 Zijing Capital Limited 3 10 13 76.92 2003-05-07
548 A.M. BEST ASIA-PACIFIC LIMITED 3 9 12 75.00 2011-06-01
549 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
550 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
551 ARGYLE STREET MANAGEMENT LIMITED 3 9 12 75.00
552 ASA SECURITIES LIMITED 3 9 12 75.00 2010-08-19
553 Astrum Capital Management Limited (HK) 3 9 12 75.00 2005-07-08
554 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 9 12 75.00
555 BMI FUNDS MANAGEMENT LIMITED 3 9 12 75.00 2010-09-10
556 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
557 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
558 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 75.00 2010-02-19
559 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
560 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
561 EAST ASIA FUTURES LIMITED 3 9 12 75.00
562 ENHANCED INVESTMENT PRODUCTS LIMITED 4 8 12 66.67 2012-01-06
563 EQT Partners Asia Limited 3 9 12 75.00 2011-04-15
564 FDB Financial Group Limited 3 9 12 75.00
565 FLAG Squadron Asia Limited 5 7 12 58.33 2006-10-24
566 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
567 Ge Shang Investment (Hong Kong) Limited 2 10 12 83.33
568 HAMON ASIAN ADVISORS LIMITED 4 8 12 66.67
569 HENIK SECURITIES LIMITED 2 10 12 83.33
570 HONG KONG INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
571 Huajin Corporate Finance (International) Limited 4 8 12 66.67
572 JEFFERIES BACHE (HONG KONG) LIMITED 4 8 12 66.67
573 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
574 JVSakk Asset Management Limited 4 8 12 66.67 2008-08-28
575 LAZARD ASIA (HONG KONG) LIMITED 4 8 12 66.67 2007-03-20
576 LUEN SING SECURITIES LIMITED 3 9 12 75.00
577 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
578 Oppenheimer Investments Asia Limited 3 9 12 75.00 2010-02-12
579 OTCex Hong Kong Limited 2 10 12 83.33 2010-08-23
580 Public Financial Securities Limited 3 9 12 75.00
581 Redford Asset Management Limited 4 8 12 66.67 2010-03-09
582 ROOFER SECURITIES LIMITED 2 10 12 83.33
583 RPS INVESTMENT LIMITED 3 9 12 75.00
584 Samsung Asset Management (Hong Kong) Limited 3 9 12 75.00 2008-04-23
585 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
586 SEEKERS MARKETS LIMITED 3 9 12 75.00
587 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 7 5 12 41.67 2008-12-18
588 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
589 TANG PING KONG LIMITED 3 9 12 75.00
590 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
591 TENGARD FUND MANAGEMENT LIMITED 3 9 12 75.00 2012-04-03
592 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
593 Wanhai Securities (HK) Limited 3 9 12 75.00
594 WING FAT SECURITIES LIMITED 3 9 12 75.00
595 Wisetrade Securities Limited 3 9 12 75.00
596 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
597 ALTUS CAPITAL LIMITED 3 8 11 72.73
598 Anuenue Securities Limited 2 9 11 81.82
599 AXA Investment Managers Asia Limited 3 8 11 72.73 2005-07-21
600 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
601 BWC FOREX LIMITED 2 9 11 81.82 2009-12-11
602 China Finance KAB Limited 3 8 11 72.73 2004-12-23
603 CHINA SYSTEM SECURITIES LIMITED 3 8 11 72.73 2005-07-07
604 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 6 11 54.55 2007-02-16
605 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
606 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
607 Evo Capital Management Asia Limited 2 9 11 81.82 2007-08-22
608 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 9 11 81.82
609 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
610 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
611 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
612 GT Asset & Portfolio Management Limited 3 8 11 72.73 2004-11-04
613 Hamilton Lane (Hong Kong) Limited 2 9 11 81.82 2010-07-05
614 Hao Tian International Securities Limited 4 7 11 63.64
615 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 8 11 72.73 2010-10-27
616 HSBC BROKING (CHINA) LIMITED 2 9 11 81.82
617 HUA NAN SECURITIES (HK) LIMITED 5 6 11 54.55
618 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 81.82 2004-12-16
619 Marex Hong Kong Limited 3 8 11 72.73 2011-01-28
620 Marshall Wace Gavekal Asia Limited 2 9 11 81.82 2008-06-30
621 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 81.82 2010-11-03
622 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
623 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 6 11 54.55 2009-04-09
624 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
625 Planetree Futures Limited 4 7 11 63.64
626 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 7 11 63.64 2008-03-12
627 Rockhampton Management Limited 4 7 11 63.64 2011-01-26
628 SAIL ADVISORS LIMITED 4 7 11 63.64 2004-05-17
629 SDHG International Securities Limited 3 8 11 72.73
630 SHENG YUAN SECURITIES LIMITED 3 8 11 72.73 2010-10-27
631 SINOMAX SECURITIES LIMITED 3 8 11 72.73
632 SOLID KING SECURITIES LIMITED 3 8 11 72.73
633 SPARX Asia Investment Advisors Limited 5 6 11 54.55 2004-04-20
634 Sumo Asset Management Limited 3 8 11 72.73 2010-07-07
635 SUN SECURITIES LIMITED 3 8 11 72.73 2011-04-01
636 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
637 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
638 Turiya Advisors Asia Limited 2 9 11 81.82 2005-04-26
639 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
640 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
641 Zhongrong International Futures Co., Limited 4 7 11 63.64 2011-03-10
642 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
643 ALTUS INVESTMENTS LIMITED (HK) 2 8 10 80.00 2005-12-14
644 Anli Securities Limited 2 8 10 80.00
645 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
646 BALLINGAL INVESTMENT ADVISORS LIMITED 4 6 10 60.00 2004-08-13
647 Balyasny Asset Management (Hong Kong) Limited 2 8 10 80.00 2008-03-03
648 Beevest Securities Limited 4 6 10 60.00 2005-03-07
649 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
650 BOCOM MPF & Financial Services Company Limited 3 7 10 70.00 2012-06-25
651 Bradbury Securities Limited 2 8 10 80.00
652 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
653 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
654 China Tonghai (IA) Limited 3 7 10 70.00
655 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
656 DAH SING SECURITIES LIMITED 2 8 10 80.00
657 DELTA ASIA FINANCIAL FUTURES LIMITED 2 8 10 80.00
658 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
659 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
660 Golden Hen Securities and Futures Limited 2 8 10 80.00 2010-05-13
661 Guo Tong Capital Management Company Limited 2 8 10 80.00 2010-05-24
662 HEAD & SHOULDERS SECURITIES LIMITED 3 7 10 70.00 2008-03-27
663 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
664 IMPERIUM INTERNATIONAL SECURITIES LIMITED 3 7 10 70.00 2010-10-06
665 INTEGRITY FINANCIAL SERVICES LIMITED 2 8 10 80.00 2005-05-09
666 Japaninvest (Hong Kong) Limited 3 7 10 70.00 2010-10-26
667 JK Capital Management Limited 4 6 10 60.00
668 Joy Silver Limited 4 6 10 60.00
669 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
670 LAMTEX SECURITIES LIMITED 3 7 10 70.00
671 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
672 Legg Mason International Equities (Hong Kong) Limited 3 7 10 70.00
673 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
674 Mackenzie Investments Asia Limited 4 6 10 60.00
675 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 8 10 80.00 2009-09-04
676 MESSIS CAPITAL LIMITED 5 5 10 50.00
677 Minerva Holding Financial Securities Limited 2 8 10 80.00
678 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
679 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 7 10 70.00 2011-04-14
680 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
681 ONSHINE SECURITIES LIMITED 3 7 10 70.00
682 ORIENTAL WEALTH FUTURES LIMITED 2 8 10 80.00 2009-06-18
683 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-08
684 PIPER JAFFRAY ASIA FUTURES LIMITED 2 8 10 80.00 2004-02-13
685 PO LEE SECURITIES LIMITED 3 7 10 70.00
686 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
687 RHB CAPITAL HONG KONG LIMITED 4 6 10 60.00
688 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
689 Soochow Securities International Brokerage Limited 3 7 10 70.00 2012-01-12
690 SOUTH CHINA RESEARCH LIMITED 3 7 10 70.00
691 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 4 6 10 60.00 2007-05-08
692 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
693 Templewater Hong Kong Limited 4 6 10 60.00
694 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
695 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
696 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
697 VC CAPITAL LIMITED 5 5 10 50.00
698 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
699 WARD FERRY MANAGEMENT LIMITED 2 8 10 80.00
700 Win Securities Limited 3 7 10 70.00
701 WINTON CAPITAL ASIA LIMITED 2 8 10 80.00 2009-06-19
702 WINTONE SECURITIES LIMITED 2 8 10 80.00 2004-02-16
703 ZBI Asia Limited 3 7 10 70.00 2010-02-22
704 Aletheia Analyst Network Limited 2 7 9 77.78 2008-06-03
705 Arta Global Markets Limited 3 6 9 66.67 2008-01-08
706 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
707 BOCI COMMODITIES & FUTURES LIMITED 3 6 9 66.67 2004-11-17
708 BUSINESS FUTURES LIMITED 3 6 9 66.67
709 Capital International, Inc. 2 7 9 77.78 2007-07-03
710 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
711 Chanceton Capital Partners Limited 4 5 9 55.56
712 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
713 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
714 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
715 China Reserve Securities Limited 3 6 9 66.67
716 CHRISTFUND FUTURES LIMITED 2 7 9 77.78
717 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
718 CNCB (Hong Kong) Capital Limited 5 4 9 44.44 2010-10-27
719 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2009-10-14
720 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
721 Essence Corporate Finance (Hong Kong) Limited 3 6 9 66.67 2010-09-01
722 Fortune Origin Securities Limited 3 6 9 66.67 2009-07-09
723 GAYANG SECURITIES LIMITED 3 6 9 66.67 2010-11-09
724 GMO-Z.com Forex HK Limited 3 6 9 66.67 2012-06-22
725 Gong Ping Futures Limited 2 7 9 77.78 2011-11-22
726 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
727 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
728 HANG SENG FUTURES LIMITED 2 7 9 77.78
729 HERMES SECURITIES LIMITED 2 7 9 77.78
730 Hong Kong Stock Link Securities Limited 2 7 9 77.78
731 Houlihan Lokey (China) Limited 2 7 9 77.78 2008-10-09
732 HSBC Global Asset Management Holdings (Bahamas) Limited 9 0 9 0.00
733 HSBC STRUCTURED FUNDS (ASIA) LIMITED 6 3 9 33.33 2004-02-10
734 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
735 iTTa Capital Limited 2 7 9 77.78 2003-05-29
736 JANCHOR PARTNERS LIMITED 2 7 9 77.78 2009-11-06
737 KGI CAPITAL ASIA LIMITED 6 3 9 33.33
738 KILMOREY SECURITIES LIMITED 2 7 9 77.78
739 KING FOOK SECURITIES COMPANY LIMITED 4 5 9 55.56
740 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 6 9 66.67
741 KWOK HING SECURITIES LIMITED 2 7 9 77.78
742 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
743 Mitsubishi UFJ Investment Services (HK) Limited 2 7 9 77.78 2007-12-21
744 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
745 Open Asset Management Limited 4 5 9 55.56 2011-03-08
746 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
747 PineBridge Investments Hong Kong Limited 4 5 9 55.56
748 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
749 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
750 Providence Equity Asia Limited 2 7 9 77.78 2007-08-23
751 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
752 SJS Markets Limited 3 6 9 66.67 2005-03-02
753 SoFi Securities (Hong Kong) Limited 2 7 9 77.78 2011-12-22
754 South West Capital Limited (d2013-12-11) 5 4 9 44.44 2011-06-30
755 THING ON SECURITIES LIMITED 3 6 9 66.67
756 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 7 9 77.78
757 Towers Watson Investment Services Hong Kong Limited 3 6 9 66.67 2007-05-14
758 TREE LINE ADVISORS (HONG KONG) LIMITED 2 7 9 77.78 2006-06-30
759 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
760 Vontobel (Hong Kong) Limited 3 6 9 66.67 2008-11-27
761 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
762 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
763 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
764 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 50.00 2004-09-07
765 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 6 8 75.00 2007-05-08
766 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
767 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
768 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
769 Beijing Securities Limited 3 5 8 62.50 2008-11-07
770 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
771 BNY Mellon Investment Management Hong Kong Limited 4 4 8 50.00 2008-06-06
772 BOKHARY SECURITIES LIMITED 2 6 8 75.00
773 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 4 8 50.00 2007-08-24
774 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
775 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
776 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
777 CEPA ALLIANCE SECURITIES LIMITED 4 4 8 50.00
778 Changjiang Futures (HK) Limited 2 6 8 75.00 2012-02-13
779 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 3 5 8 62.50 2012-01-06
780 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
781 CMS CAPITAL (HK) CO., LIMITED 4 4 8 50.00 2004-05-06
782 COMGEST FAR EAST LIMITED 2 6 8 75.00
783 CS Wealth Securities Limited 4 4 8 50.00
784 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 3 5 8 62.50 2011-09-02
785 EVERHOT SECURITIES LIMITED 3 5 8 62.50
786 FORTUNE FINANCIAL CAPITAL LIMITED 4 4 8 50.00 2009-03-12
787 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
788 FWD Life Insurance Company (Bermuda) Limited 2 6 8 75.00
789 Gain Capital - Forex.com Hong Kong Limited 2 6 8 75.00 2009-07-22
790 GAVEKAL CAPITAL LIMITED 2 6 8 75.00 2003-06-09
791 GLOBAL INVESTMENT ADVISORS LIMITED 3 5 8 62.50 2005-01-27
792 Goldin Equities Limited 4 4 8 50.00 2008-12-17
793 GT CAPITAL LIMITED 2 6 8 75.00
794 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
795 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
796 Huayu Securities Limited 2 6 8 75.00
797 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 2 8 25.00 2009-11-16
798 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 50.00 2004-08-30
799 IVORY CAPITAL PRIVATE LIMITED 3 5 8 62.50 2007-03-21
800 JIMEI FUTURES LIMITED 3 5 8 62.50 2008-12-09
801 K.K.M. SECURITIES LIMITED 2 6 8 75.00
802 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
803 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
804 KMT SECURITIES LIMITED 2 6 8 75.00
805 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
806 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
807 LaSalle Investment Management Hong Kong Limited 2 6 8 75.00 2007-06-14
808 LUEN HING SECURITIES LIMITED 2 6 8 75.00
809 MAGIC COMPASS FUTURES LIMITED 2 6 8 75.00
810 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
811 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
812 NEW SPRING CAPITAL LIMITED 2 6 8 75.00 2011-06-17
813 NITTAN CAPITAL ASIA LIMITED 2 6 8 75.00 2011-08-05
814 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
815 PANTHEON VENTURES (HK) LLP 2 6 8 75.00 2010-06-30
816 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
817 Permira Advisers Limited 2 6 8 75.00 2008-08-19
818 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
819 PHOENIX CAPITAL SECURITIES LIMITED 5 3 8 37.50 2006-07-03
820 Pinpoint Asset Management Limited 3 5 8 62.50 2010-10-25
821 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 75.00
822 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
823 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
824 Rifa Futures Limited 2 6 8 75.00 2008-12-01
825 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 62.50
826 Saxo Capital Markets HK Limited 4 4 8 50.00 2011-01-19
827 SDHG International Asset Management Limited 6 2 8 25.00 2008-12-02
828 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
829 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
830 SPS COMMODITIES LIMITED 2 6 8 75.00
831 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
832 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 4 8 50.00 2005-07-07
833 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
834 Tensant Securities Limited 2 6 8 75.00 2004-08-25
835 Tora Trading Services Limited (HK) 3 5 8 62.50 2008-11-14
836 TRUTH SECURITIES LIMITED 4 4 8 50.00
837 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
838 Tyche Group Limited 2 6 8 75.00
839 Vanguard Investments Hong Kong Limited 2 6 8 75.00 2012-02-07
840 VEDA CAPITAL LIMITED (HK) 4 4 8 50.00 2005-12-28
841 VTB Capital Hong Kong Limited 5 3 8 37.50 2011-06-30
842 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
843 WING ON SECURITIES LIMITED 2 6 8 75.00
844 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
845 AJ Securities Limited 2 5 7 71.43
846 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
847 Allard Partners Limited 2 5 7 71.43
848 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
849 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
850 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
851 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
852 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
853 BFAM Partners (Hong Kong) Limited 3 4 7 57.14 2012-03-30
854 BMI Securities Limited 2 5 7 71.43 2011-03-14
855 Brilliant Norton Securities Company Limited 4 3 7 42.86 2011-12-01
856 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
857 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-08-23
858 CHARLESWIN BULLION LIMITED 2 5 7 71.43 2011-11-07
859 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43
860 CHELSEA SECURITIES LIMITED (HK) 5 2 7 28.57
861 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
862 CHINAWIDE SECURITIES LIMITED 3 4 7 57.14 2010-11-09
863 COHEN & STEERS ASIA LIMITED 4 3 7 42.86 2005-07-29
864 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2004-07-28
865 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
866 Davidson Kempner Asia Limited 3 4 7 57.14 2010-05-04
867 DONVEX CAPITAL LIMITED 3 4 7 57.14 2009-01-29
868 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
869 Emperor Asset Management Limited 3 4 7 57.14 2009-11-03
870 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
871 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
872 EXS Capital Asia Limited 2 5 7 71.43 2008-06-12
873 FAIRWIN BROKING LIMITED 3 4 7 57.14
874 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
875 FIRST SHANGHAI CAPITAL LIMITED 2 5 7 71.43
876 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 2 5 7 71.43 2011-11-15
877 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 4 7 57.14 2009-02-27
878 Funderstone Asset Management (HK) Limited 4 3 7 42.86
879 Future Growth Financial Services Limited 3 4 7 57.14 2010-04-08
880 GOLDEN MOUNTAIN FINANCIAL LIMITED 2 5 7 71.43 2012-03-30
881 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
882 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
883 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
884 Hongkong Bay Securities Limited 2 5 7 71.43
885 Imagi Brokerage Limited 3 4 7 57.14
886 ITAU ASIA LIMITED 2 5 7 71.43 2006-10-31
887 KINGDOM INVESTMENT MANAGERS LIMITED 6 1 7 14.29 2008-12-02
888 Lighthorse Asset Management (HK) Limited 2 5 7 71.43 2009-09-04
889 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
890 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
891 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
892 Merdeka Securities Limited 3 4 7 57.14
893 MORGAN FUEL GO SECURITIES LIMITED 2 5 7 71.43
894 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
895 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
896 NewQuest Capital Advisors (HK) Limited 2 5 7 71.43 2012-03-08
897 OPTIVER TRADING HONG KONG LIMITED 4 3 7 42.86 2007-12-03
898 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
899 ORTUS CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2003-08-29
900 Oshidori Securities Limited 2 5 7 71.43
901 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 3 7 42.86
902 PGIM (Hong Kong) Limited 3 4 7 57.14
903 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
904 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 5 7 71.43 2012-03-30
905 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14 2011-02-21
906 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 3 7 42.86
907 Principal Investment & Retirement Services Limited 3 4 7 57.14 2011-08-17
908 PUREHEART CAPITAL ASIA LIMITED 3 4 7 57.14 2007-03-08
909 QMIS Securities Limited 3 4 7 57.14 2009-07-24
910 Quam Asset Management Limited (b1983-06-28) 2 5 7 71.43
911 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
912 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
913 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
914 ROSA SECURITIES LIMITED 3 4 7 57.14
915 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
916 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
917 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 5 7 71.43 2007-05-18
918 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 4 7 57.14 2011-01-18
919 SINO CAPITAL SECURITIES LIMITED 3 4 7 57.14
920 SIU ON SECURITIES LIMITED 3 4 7 57.14
921 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
922 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
923 T G SECURITIES LIMITED 3 4 7 57.14 2005-12-19
924 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
925 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
926 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 5 7 71.43 2010-04-27
927 TIAN YUAN FINANCE LIMITED 5 2 7 28.57
928 True Partner Advisor Hong Kong Limited 2 5 7 71.43 2010-09-30
929 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
930 Vegasoul Capital Management (Asia) Limited 3 4 7 57.14 2010-01-29
931 VP Wealth Management (Hong Kong) Limited 2 5 7 71.43 2007-09-11
932 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
933 WINNINGTON CAPITAL LIMITED 4 3 7 42.86
934 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
935 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
936 YF FUTURES COMPANY LIMITED 2 5 7 71.43
937 Aevitas Securities Limited 2 4 6 66.67
938 ALETHEIA TECHNOLOGIES LIMITED 4 2 6 33.33 2010-07-30
939 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
940 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
941 Averest Capital Limited 3 3 6 50.00
942 BALI SECURITIES CO. LIMITED 4 2 6 33.33
943 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
944 Belvest Investment Services Limited 2 4 6 66.67
945 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
946 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
947 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
948 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 4 6 66.67 2008-10-31
949 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 3 6 50.00
950 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
951 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
952 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
953 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-04-27
954 China Integrity Investment Limited 3 3 6 50.00 2009-09-18
955 CHINA INTERNATIONAL CAPITAL LIMITED 3 3 6 50.00
956 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
957 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
958 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
959 CTW SECURITIES LIMITED 2 4 6 66.67
960 DigitalBridge Management Asia Limited 3 3 6 50.00 2010-07-20
961 DNB Asset Management (Asia) Limited 3 3 6 50.00
962 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-02-26
963 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
964 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
965 Essence Asset Management (Hong Kong) Limited 2 4 6 66.67 2010-08-19
966 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
967 F.T.M.F. DISTRIBUTION LIMITED 4 2 6 33.33 2008-08-15
968 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
969 FE SECURITIES LIMITED 2 4 6 66.67
970 Finet Securities Limited 2 4 6 66.67
971 First Fidelity Capital (International) Limited 3 3 6 50.00 2006-04-19
972 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
973 FT Securities Limited 2 4 6 66.67
974 FULBRIGHT ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-03-22
975 GENERALI INVESTMENTS ASIA LIMITED 4 2 6 33.33 2006-02-08
976 GIGA (HONG KONG) LIMITED 3 3 6 50.00
977 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
978 GLG Partners Hong Kong Limited 4 2 6 33.33 2010-11-30
979 GLS SECURITIES LIMITED 3 3 6 50.00
980 Goldin Financial Limited 2 4 6 66.67 2009-06-01
981 Great Lakes Hong Kong Limited 4 2 6 33.33 2010-04-26
982 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 3 6 50.00
983 HARMONY ASSET MANAGEMENT LIMITED 3 3 6 50.00
984 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-05-21
985 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
986 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 2 6 33.33 2007-09-21
987 HPEF Venture Partners Limited 3 3 6 50.00
988 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
989 iFAST Securities (HK) Limited 3 3 6 50.00
990 IMC Asia Pacific Limited 2 4 6 66.67 2007-03-12
991 IMPERIAL CAPITAL LIMITED (HK) 4 2 6 33.33 2005-05-12
992 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
993 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
994 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
995 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-02
996 LBN Advisers Limited 3 3 6 50.00 2007-09-13
997 LCA Solutions Limited 2 4 6 66.67 2010-07-30
998 LT Securities Limited 2 4 6 66.67 2011-04-01
999 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
1000 MAGIC COMPASS SECURITIES LIMITED 4 2 6 33.33 2011-10-12
1001 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1002 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1003 Matrix Securities Limited 4 2 6 33.33
1004 MEAG Hong Kong Limited 5 1 6 16.67
1005 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
1006 MIRABAUD (ASIA) LIMITED 3 3 6 50.00 2003-05-13
1007 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
1008 Nuada Limited 5 1 6 16.67 2004-01-15
1009 NUOXIN CAPITAL (HONG KONG) LIMITED 5 1 6 16.67 2006-08-24
1010 Oasis Management (Hong Kong) 2 4 6 66.67 2004-09-14
1011 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1012 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
1013 Oshidori Corporate Finance Limited 2 4 6 66.67
1014 PACAT Capital Management Limited 2 4 6 66.67 2010-07-12
1015 Parry International Trading Limited 2 4 6 66.67 2010-08-26
1016 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1017 Prudence Investment Management (Hong Kong) Limited 2 4 6 66.67 2009-06-08
1018 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
1019 R.J. O'Brien & Associates HK Limited 2 4 6 66.67 2007-10-29
1020 RaffAello Capital Limited 4 2 6 33.33 2012-07-05
1021 RBS Asia Futures Limited 3 3 6 50.00
1022 Redwood Peak Limited 3 3 6 50.00 2007-10-05
1023 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1024 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1025 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1026 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
1027 SILVERHORN INVESTMENT ADVISORS LIMITED 2 4 6 66.67 2011-02-28
1028 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 4 6 66.67
1029 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1030 STARLING GROUP SECURITIES LIMITED 2 4 6 66.67 2008-11-05
1031 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1032 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1033 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1034 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1035 TPG Capital, Limited 2 4 6 66.67 2012-03-07
1036 TPG-AXON CAPITAL (HK), LIMITED 2 4 6 66.67 2005-05-31
1037 TRIVEST ADVISORS LIMITED 3 3 6 50.00 2010-04-08
1038 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1039 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1040 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1041 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1042 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1043 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1044 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
1045 WINGS SECURITIES (HK) LIMITED 2 4 6 66.67
1046 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1047 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1048 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1049 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1050 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
1051 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1052 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
1053 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
1054 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1055 AM Squared Limited 2 3 5 60.00 2005-06-30
1056 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
1057 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
1058 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
1059 Asia Frontier Investments Limited 4 1 5 20.00 2009-04-28
1060 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1061 Austen Capital Management Limited 2 3 5 60.00 2010-06-30
1062 Avia Asset Management Limited 3 2 5 40.00
1063 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
1064 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
1065 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
1066 Black Marble Securities Limited 2 3 5 60.00
1067 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
1068 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1069 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
1070 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1071 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2010-10-06
1072 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1073 Canaccord Genuity (Hong Kong) Limited 4 1 5 20.00 2011-05-04
1074 CCB Securities Limited 2 3 5 60.00
1075 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1076 Changjiang Asset Management (HK) Limited 2 3 5 60.00 2011-12-16
1077 CHIEF CAPITAL LIMITED 2 3 5 60.00 2005-07-14
1078 China Alpha Fund Management (HK) Limited 4 1 5 20.00 2010-05-31
1079 CHINA EAGLE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-07-06
1080 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
1081 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1082 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1083 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
1084 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
1085 Conning Asia Pacific Limited 3 2 5 40.00 2012-02-24
1086 Cowell & Lee Capital Management Limited 3 2 5 40.00 2008-11-07
1087 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00
1088 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1089 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1090 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1091 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 2 5 40.00 2008-05-21
1092 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
1093 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
1094 Everbright Capital Management Limited 3 2 5 40.00 2007-09-24
1095 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
1096 Expedition Advisors Limited 3 2 5 40.00 2012-04-17
1097 F. R. ZIMMERN LIMITED 2 3 5 60.00
1098 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1099 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1100 FULBRIGHT CAPITAL LIMITED 3 2 5 40.00 2011-06-14
1101 FX ONE LIMITED 2 3 5 60.00 2012-06-14
1102 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1103 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 20.00 2008-12-02
1104 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1105 Grand Cartel Securities Company Limited 2 3 5 60.00
1106 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1107 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1108 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
1109 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1110 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1111 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1112 HOORAY SECURITIES LIMITED 2 3 5 60.00
1113 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1114 iBest Securities Company Limited 2 3 5 60.00
1115 iFAST Global Markets (HK) Limited 3 2 5 40.00 2008-02-12
1116 Imperium International Asset Management Limited 5 0 5 0.00 2008-12-02
1117 INCU CORPORATE FINANCE LIMITED 3 2 5 40.00
1118 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1119 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
1120 INV Partners Limited 3 2 5 40.00 2009-11-24
1121 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1122 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
1123 Kaiser KT Capital Limited 3 2 5 40.00
1124 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1125 Kam Wah Investments Limited 2 3 5 60.00
1126 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1127 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
1128 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
1129 KTF CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2011-10-31
1130 Longitude Asia Limited 2 3 5 60.00
1131 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
1132 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1133 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1134 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 3 5 60.00 2004-09-22
1135 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1136 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1137 MORTON SECURITIES LIMITED 3 2 5 40.00
1138 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
1139 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1140 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1141 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1142 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
1143 Prince Capital Management Limited 4 1 5 20.00 2008-04-28
1144 Proton Capital Limited 3 2 5 40.00 2007-10-16
1145 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1146 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
1147 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1148 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
1149 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1150 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1151 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1152 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1153 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1154 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1155 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1156 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1157 SMBC Capital Markets (Asia) Limited 3 2 5 40.00 2010-07-14
1158 SOUTH CHINA CAPITAL LIMITED 2 3 5 60.00
1159 Springboard Capital Limited 3 2 5 40.00 2010-07-02
1160 Sucden Financial (HK) Limited 3 2 5 40.00 2009-04-28
1161 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 2 5 40.00 2007-02-01
1162 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1163 TC Capital International Limited 3 2 5 40.00 2010-08-11
1164 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
1165 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
1166 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1167 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1168 Value Partners Private Equity Limited 2 3 5 60.00
1169 VC International Asset Management Limited 3 2 5 40.00
1170 Vision Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1171 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1172 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1173 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1174 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1175 WILBY SECURITIES LIMITED 2 3 5 60.00
1176 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1177 YUE XIU ASSET MANAGEMENT LIMITED 3 2 5 40.00 2011-04-12
1178 3V Capital Limited 3 1 4 25.00 2005-07-18
1179 Absolute Investment Management (HK) Limited 3 1 4 25.00
1180 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1181 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
1182 Aliantis Capital Limited 3 1 4 25.00 2007-10-10
1183 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1184 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
1185 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
1186 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 2 4 50.00 2011-08-03
1187 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1188 Apollo Asset Management Limited (HK) 2 2 4 50.00 2010-09-16
1189 Arta Global Futures Limited 3 1 4 25.00
1190 Asia Alternatives Advisor Hong Kong Limited 2 2 4 50.00 2011-03-15
1191 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1192 Asiya Investments Hong Kong Limited 4 0 4 0.00 2012-07-06
1193 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
1194 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
1195 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
1196 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
1197 Bentley Capital Limited (HK) 4 0 4 0.00
1198 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1199 BETA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00
1200 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2009-09-28
1201 BLOOMYEARS LIMITED 2 2 4 50.00
1202 Bradesco Securities Hong Kong Limited 2 2 4 50.00 2012-03-05
1203 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
1204 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1205 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 0 4 0.00 2012-08-01
1206 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
1207 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1208 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
1209 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1210 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1211 CCTIC International Limited 2 2 4 50.00 2010-06-28
1212 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
1213 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
1214 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1215 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1216 China Angel Fund Management (HK) Company Limited 3 1 4 25.00 2011-10-24
1217 CHINA DEMETER SECURITIES LIMITED 2 2 4 50.00 2010-10-18
1218 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
1219 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1220 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1221 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
1222 China Value Investment Limited (HK) 2 2 4 50.00 2008-07-15
1223 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1224 CHUANGS & CO. LIMITED 3 1 4 25.00
1225 CIAM Capital Management Limited 4 0 4 0.00 2011-01-24
1226 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
1227 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1228 COL Securities (HK) Limited 3 1 4 25.00
1229 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1230 Core Securities Company Limited (The) 3 1 4 25.00 2010-11-19
1231 Creat Capital Company Limited 2 2 4 50.00 2010-07-26
1232 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2008-07-09
1233 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1234 CTRISKS RATING LIMITED 2 2 4 50.00 2011-06-01
1235 CUPOLA CAPITAL LIMITED 4 0 4 0.00
1236 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
1237 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
1238 DST Investment Management Limited 2 2 4 50.00 2012-04-23
1239 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1240 East Park Investment Management Co Limited 3 1 4 25.00 2010-10-04
1241 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1242 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
1243 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1244 Enhanced Securities Limited 3 1 4 25.00 2011-08-02
1245 ENZARD LIMITED 2 2 4 50.00 2004-05-21
1246 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1247 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1248 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1249 Friedmann Pacific Asset Management (Hong Kong) Limited 2 2 4 50.00
1250 FTN Financial Asia Limited 3 1 4 25.00 2008-06-02
1251 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
1252 GEOMATRIX (H.K.) LIMITED 2 2 4 50.00
1253 GF International Investment Management Limited 4 0 4 0.00 2011-09-08
1254 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1255 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1256 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
1257 Grand China Securities Limited 2 2 4 50.00 2012-05-03
1258 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
1259 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 2 4 50.00 2005-08-12
1260 GSI FINANCE GROUP LIMITED 2 2 4 50.00 2011-03-18
1261 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1262 Hana Asia Limited 2 2 4 50.00 2010-03-25
1263 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
1264 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1265 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1266 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1267 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
1268 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
1269 HIP HING SECURITIES LIMITED 2 2 4 50.00
1270 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
1271 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-11-21
1272 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1273 HOORAY CAPITAL LIMITED 2 2 4 50.00
1274 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1275 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1276 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1277 HUNG SING FUTURES LIMITED 2 2 4 50.00
1278 ICBC Credit Suisse Asset Management (International) Company Limited 3 1 4 25.00 2011-11-18
1279 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1280 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1281 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1282 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1283 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
1284 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
1285 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
1286 KB Securities Hong Kong Limited 2 2 4 50.00
1287 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
1288 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1289 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1290 Knight Capital Asia Limited 4 0 4 0.00 2008-10-23
1291 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1292 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1293 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1294 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
1295 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
1296 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1297 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1298 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1299 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1300 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1301 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1302 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1303 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1304 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1305 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1306 MING HON SECURITIES LIMITED 3 1 4 25.00
1307 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1308 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1309 Moore Capital Asia Limited 2 2 4 50.00 2010-06-11
1310 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 50.00 2004-09-21
1311 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1312 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
1313 NEXT MILE INVESTMENT LIMITED 2 2 4 50.00 2011-07-22
1314 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1315 Oberweis Asset Management (Asia) Limited 4 0 4 0.00 2008-03-06
1316 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1317 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
1318 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1319 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1320 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1321 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1322 Pivotal Investments Limited (d2014-03-10) 2 2 4 50.00 2010-06-02
1323 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1324 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00
1325 Rothschild & Co Wealth Management Hong Kong Limited 2 2 4 50.00 2010-08-16
1326 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1327 Ruisen Port Securities Limited 2 2 4 50.00 2011-01-05
1328 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1329 SHACOM FUTURES LIMITED 3 1 4 25.00
1330 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1331 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1332 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1333 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1334 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1335 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
1336 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1337 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1338 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
1339 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1340 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1341 SPDB International Holdings Limited 3 1 4 25.00
1342 STARLING GROUP FUTURES LIMITED 2 2 4 50.00 2008-11-05
1343 Stellar Securities Limited 2 2 4 50.00
1344 Stobene Partners (Hong Kong) Limited 2 2 4 50.00 2012-01-31
1345 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1346 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1347 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
1348 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1349 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1350 TFI Asset Management Limited 2 2 4 50.00 2009-06-18
1351 TR Advisors Limited 2 2 4 50.00 2008-12-02
1352 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1353 United Securities Limited (HK) 2 2 4 50.00
1354 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1355 Vantum Futures Limited 2 2 4 50.00
1356 VBG Capital Limited 3 1 4 25.00 2008-11-11
1357 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1358 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1359 Waton Securities International Limited 2 2 4 50.00
1360 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1361 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1362 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1363 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
1364 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1365 Amasse Capital Limited 2 1 3 33.33 2012-07-13
1366 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1367 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1368 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1369 Arete Research Asia Limited 2 1 3 33.33 2010-01-11
1370 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1371 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
1372 Asean Investment Advisors Limited 3 0 3 0.00 2010-06-22
1373 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1374 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1375 Athos Capital Limited 2 1 3 33.33 2012-03-20
1376 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
1377 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1378 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
1379 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1380 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1381 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1382 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1383 Bosen Asset Management Limited 2 1 3 33.33 2010-03-11
1384 BOWEN ASIA LIMITED 2 1 3 33.33
1385 BROOKE CAPITAL LIMITED 2 1 3 33.33
1386 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
1387 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1388 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1389 Celera Markets Limited 2 1 3 33.33 2008-08-12
1390 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1391 CES International Commodities (HK) Limited 2 1 3 33.33
1392 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1393 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1394 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-06-22
1395 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1396 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1397 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 0 3 0.00 2012-07-13
1398 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1399 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1400 CICC US Securities (Hong Kong) Limited 2 1 3 33.33 2011-05-25
1401 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1402 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2008-12-31
1403 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1404 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1405 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1406 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
1407 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1408 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1409 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
1410 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
1411 EAA SECURITIES LIMITED 2 1 3 33.33
1412 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1413 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1414 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1415 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1416 ETF Securities (HK) Limited 3 0 3 0.00 2012-08-02
1417 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1418 FACTORIAL MANAGEMENT LIMITED 2 1 3 33.33 2011-12-30
1419 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
1420 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
1421 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1422 Fortune Asset Management Limited 2 1 3 33.33 2009-12-16
1423 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1424 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1425 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
1426 FUBON SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2012-05-18
1427 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
1428 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
1429 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1430 GCAM Limited 2 1 3 33.33 2004-10-19
1431 GCIS LIMITED 2 1 3 33.33 2007-05-16
1432 GET NICE CAPITAL LIMITED 2 1 3 33.33
1433 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
1434 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 66.67
1435 Goldyard Capital Limited 2 1 3 33.33
1436 Grey Investment Limited 2 1 3 33.33 2012-02-21
1437 Grit Securities Limited 2 1 3 33.33
1438 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
1439 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 0 3 0.00 2008-07-24
1440 HIGHISLAND CAPITAL PARTNERS LIMITED 2 1 3 33.33 2012-07-04
1441 Hongkong Bay Asset Management Limited 2 1 3 33.33 2012-03-08
1442 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1443 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1444 HuaAn Asset Management (Hong Kong) Limited 2 1 3 33.33 2010-12-01
1445 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
1446 IMARKETS LIMITED 2 1 3 33.33
1447 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1448 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1449 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1450 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1451 iVenture Investment Management Limited 2 1 3 33.33
1452 J Capital Research Limited 3 0 3 0.00 2012-03-01
1453 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
1454 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
1455 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1456 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 1 3 33.33
1457 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
1458 KGI Asset Management Limited 2 1 3 33.33
1459 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1460 KINGKEY SECURITIES GROUP LIMITED 2 1 3 33.33 2011-07-27
1461 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
1462 LEE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2012-04-11
1463 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
1464 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1465 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1466 Merdeka Investment Management Limited 2 1 3 33.33 2012-03-09
1467 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
1468 Milma & Co. Limited 2 1 3 33.33 2008-09-24
1469 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1470 NAN FUNG INVESTMENT ADVISER LIMITED 3 0 3 0.00 2011-10-19
1471 Nittan Securities Asia Limited 2 1 3 33.33
1472 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1473 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
1474 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1475 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1476 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1477 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1478 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1479 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1480 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
1481 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1482 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
1483 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
1484 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1485 Partner Fund Management (Asia), Limited 2 1 3 33.33 2011-07-08
1486 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
1487 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1488 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1489 Polen Capital HK Limited 2 1 3 33.33
1490 Poplar Asset Management Limited 3 0 3 0.00 2011-12-13
1491 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1492 PROBITAS HONG KONG LIMITED 2 1 3 33.33 2009-06-05
1493 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1494 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1495 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1496 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1497 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1498 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1499 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1500 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1501 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
1502 SanJohn Capital Limited 2 1 3 33.33 2007-12-10
1503 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1504 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1505 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1506 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1507 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1508 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1509 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1510 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1511 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1512 Shinhan Investment Asia Limited 2 1 3 33.33 2007-10-15
1513 Sinofortune Financial Capital Limited 2 1 3 33.33
1514 SMART ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2012-03-02
1515 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1516 STAND RICH ASSET MANAGEMENT LIMITED 3 0 3 0.00 2011-11-08
1517 Standard Advisory Asia Limited 2 1 3 33.33 2007-03-09
1518 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1519 STI Asset Management Limited 3 0 3 0.00 2008-10-22
1520 Stifel Hong Kong Limited 2 1 3 33.33 2011-10-20
1521 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1522 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1523 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
1524 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1525 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1526 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1527 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1528 Tenacity Partners Limited 2 1 3 33.33 2010-08-13
1529 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1530 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1531 Tokio Marine Investment Services, Limited 3 0 3 0.00
1532 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1533 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1534 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1535 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1536 TVC MANAGEMENT LIMITED 2 1 3 33.33
1537 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1538 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1539 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1540 UCF Asset Management (HK) Limited 3 0 3 0.00 2012-05-04
1541 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1542 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1543 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1544 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1545 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1546 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1547 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1548 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1549 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1550 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1551 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1552 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1553 Wolver Hill Asset Management Asia Limited 2 1 3 33.33 2009-03-10
1554 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1555 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
1556 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1557 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1558 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1559 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1560 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1561 AASTOCKS.COM LIMITED 2 0 2 0.00
1562 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1563 ACM ASIA LIMITED 2 0 2 0.00
1564 ADM SECURITIES LIMITED 2 0 2 0.00
1565 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1566 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1567 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1568 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1569 Alpha Nova Capital Management Limited 2 0 2 0.00
1570 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1571 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
1572 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
1573 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1574 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1575 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1576 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1577 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1578 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1579 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1580 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1581 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 0.00 2011-06-17
1582 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1583 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1584 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1585 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1586 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
1587 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1588 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1589 Axis Capital Management Limited 2 0 2 0.00
1590 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1591 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1592 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1593 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1594 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1595 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1596 BlueBay Hong Kong Limited 1 1 2 50.00 2011-12-13
1597 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1598 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1599 Broadway Wealth Management Limited 2 0 2 0.00
1600 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1601 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1602 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1603 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1604 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1605 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1606 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1607 CERES CAPITAL LIMITED 2 0 2 0.00
1608 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1609 Changjiang Corporate Finance (HK) Limited 2 0 2 0.00 2012-06-29
1610 ChapmanCraig Limited 2 0 2 0.00
1611 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1612 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1613 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1614 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
1615 China Finance Holdings Limited 2 0 2 0.00
1616 China Orient International Asset Management Limited 2 0 2 0.00 2012-05-15
1617 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1618 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
1619 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
1620 CHN International Group Limited 2 0 2 0.00 2010-02-22
1621 Clairvoyance Capital Advisors (HK) Limited 2 0 2 0.00 2012-06-21
1622 Cloud Investment Group HK Limited 2 0 2 0.00 2012-03-21
1623 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-22
1624 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1625 COMMENCE COMPANY LIMITED 2 0 2 0.00
1626 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1627 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1628 D.J. SECURITIES LIMITED 1 1 2 50.00
1629 Delta Asia Wealth Management Limited 2 0 2 0.00
1630 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1631 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1632 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1633 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1634 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1635 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1636 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1637 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1638 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1639 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1640 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1641 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1642 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1643 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1644 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
1645 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1646 FULLJET SECURITIES LIMITED 2 0 2 0.00
1647 Genting Securities Limited 2 0 2 0.00 2012-05-18
1648 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1649 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1650 Goldbridge Securities Limited 2 0 2 0.00
1651 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1652 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
1653 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1654 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
1655 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1656 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1657 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1658 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1659 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1660 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1661 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1662 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1663 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1664 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1665 Highland Financial Group Limited 2 0 2 0.00 2011-03-22
1666 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
1667 Hong Kong Securities Holdings Limited (d2017-02-17) 2 0 2 0.00 2012-03-19
1668 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1669 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1670 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
1671 Huarong International Asset Management Limited 2 0 2 0.00 2011-03-14
1672 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1673 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
1674 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1675 INTEGRITY SECURITIES LIMITED 2 0 2 0.00 2012-04-11
1676 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1677 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1678 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1679 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
1680 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1681 JVSakk Asia Limited 2 0 2 0.00
1682 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1683 KARFORD SECURITIES LIMITED 2 0 2 0.00
1684 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1685 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1686 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1687 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
1688 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1689 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1690 LAU & COMPANY LIMITED 2 0 2 0.00
1691 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1692 LMR Partners Limited 2 0 2 0.00 2012-07-17
1693 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1694 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1695 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1696 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1697 MARC FABER LIMITED 2 0 2 0.00
1698 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1699 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1700 MVision Private Equity Advisers Asia Limited 2 0 2 0.00 2012-03-29
1701 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1702 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1703 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1704 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
1705 One Axcess Limited 2 0 2 0.00 2012-02-20
1706 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1707 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1708 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1709 Otkcab Limited 2 0 2 0.00 2011-10-07
1710 Pacific Advantage Capital Limited 2 0 2 0.00 2010-10-25
1711 Pacific Sun Advisors Limited 2 0 2 0.00
1712 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1713 Paulson Asia Limited 2 0 2 0.00 2011-02-21
1714 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1715 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1716 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1717 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1718 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
1719 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1720 Ping An of China Capital (Hong Kong) Company Limited 2 0 2 0.00 2010-12-07
1721 Pittodrie Finance Limited 2 0 2 0.00 2012-04-02
1722 POMONA CAPITAL ASIA LIMITED 2 0 2 0.00 2011-03-25
1723 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1724 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1725 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1726 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1727 REALCHAMP ASSET MANAGEMENT LIMITED 2 0 2 0.00
1728 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
1729 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1730 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1731 ROCIM Limited 2 0 2 0.00 2007-06-29
1732 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1733 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1734 Safari Asia Limited 1 1 2 50.00 2010-04-30
1735 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1736 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1737 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1738 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1739 Silk Road International Capital Limited 2 0 2 0.00
1740 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1741 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1742 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1743 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1744 Snow Lake Capital (HK) Limited 2 0 2 0.00 2011-07-21
1745 Soochow Securities International Asset Management Limited 2 0 2 0.00 2012-01-12
1746 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1747 Soteria Asset Management Limited 1 1 2 50.00 2008-04-14
1748 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1749 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1750 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1751 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
1752 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1753 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 1 2 50.00 2004-02-05
1754 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1755 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1756 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1757 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
1758 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1759 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1760 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1761 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1762 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1763 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1764 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1765 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1766 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1767 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1768 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
1769 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1770 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
1771 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1772 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
1773 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1774 Veco Invest (Asia) Limited 1 1 2 50.00 2012-03-23
1775 VERCAP Financial Services Limited 2 0 2 0.00
1776 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1777 Voltex Asia Capital Limited 2 0 2 0.00 2012-07-24
1778 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1779 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1780 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1781 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1782 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1783 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1784 Whitestone Securities Limited 2 0 2 0.00 2012-04-17
1785 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1786 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1787 WMG Asia Limited 2 0 2 0.00 2007-02-28
1788 Xinhu International Futures (Hong Kong) Co., Limited 2 0 2 0.00 2012-05-22
1789 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
1790 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1791 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1792 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1793 AIR GEO SERVICES LIMITED 1 0 1 0.00 2007-08-21
1794 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1795 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 0.00
1796 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
1797 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1798 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1799 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1800 INTERCHINA FUTURES LIMITED 1 0 1 0.00
1801 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1802 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1803 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1804 MLI LIMITED (d2018-03-29) 1 0 1 0.00
1805 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1806 PARRY CAPITAL MANAGEMENT LIMITED 0 1 1 100.00 2007-09-24
1807 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
1808 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00 2011-01-07
1809 SEQUENCE ASSET MANAGEMENT LIMITED 1 0 1 0.00 2011-09-01
1810 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1811 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1811 Average 3.47 20.56 24.02 85.56

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