SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Take me back:
Activity type:

Some data are hidden to fit your display. Rotate?

Row Name ROs Reps Total Reps v
total %		 Licensed
1 OnePlatform Asset Management Limited 18 1133 1151 98.44 2007-07-04
2 Morgan Stanley Asia Limited 39 914 953 95.91 2006-04-07
3 GOLDMAN SACHS (ASIA) L.L.C. 56 811 867 93.54
4 KGI ASIA LIMITED 14 680 694 97.98
5 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
7 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
9 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
10 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
11 Credit Suisse (Hong Kong) Limited 33 418 451 92.68 2008-11-04
12 Everbright Securities Investment Services (HK) Limited 14 437 451 96.90
13 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
14 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 379 394 96.19 2003-09-30
16 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
17 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
18 Morgan Stanley Hong Kong Securities Limited 15 343 358 95.81 2010-11-30
19 UBS SECURITIES HONG KONG LIMITED 21 331 352 94.03 2011-07-06
20 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
21 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
22 CES Commodities (HK) Limited 6 290 296 97.97
23 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
24 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
25 CLSA LIMITED 15 270 285 94.74 2013-07-09
26 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 254 267 95.13 2009-10-15
27 UOB KAY HIAN (HONG KONG) LIMITED 4 263 267 98.50
28 DEUTSCHE SECURITIES ASIA LIMITED 27 239 266 89.85 2004-01-08
29 Quam Securities Limited 13 242 255 94.90 2004-10-15
30 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
31 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
32 MACQUARIE CAPITAL LIMITED 22 223 245 91.02 2013-07-09
33 FULBRIGHT SECURITIES LIMITED 7 234 241 97.10 2010-05-18
34 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
35 SG SECURITIES (HK) LIMITED 32 193 225 85.78 2003-12-16
36 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
37 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
38 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 194 202 96.04
39 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
40 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
41 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 186 192 96.88
42 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
43 Jefferies Hong Kong Limited 20 171 191 89.53 2010-01-04
44 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
45 EMPEROR SECURITIES LIMITED (HK) 9 165 174 94.83
46 BlackRock Asset Management North Asia Limited 10 161 171 94.15 2003-12-16
47 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
48 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 158 167 94.61
49 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
50 BlackRock (Hong Kong) Limited (d2017-01-20) 7 157 164 95.73
51 CES Forex (HK) Limited 3 156 159 98.11
52 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
53 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
54 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
55 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
56 PRUDENTIAL BROKERAGE LIMITED 3 148 151 98.01
57 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
58 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
59 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
60 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
61 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
62 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
63 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
64 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 109 124 87.90
65 CITIC Securities Futures (HK) Limited 7 117 124 94.35
66 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
67 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
68 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
69 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
70 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
71 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
72 HSBC BROKING SECURITIES (ASIA) LIMITED 9 110 119 92.44
73 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
74 HSBC BROKING FUTURES (ASIA) LIMITED 5 109 114 95.61
75 HSBC Global Asset Management (Hong Kong) Limited 11 102 113 90.27 2006-03-29
76 CGS International Securities Hong Kong Limited 18 93 111 83.78
77 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
78 JPMorgan Funds (Asia) Limited 9 101 110 91.82
79 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
80 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
81 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
82 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
83 BOCI ASIA LIMITED 12 87 99 87.88
84 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
85 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
86 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
87 EMPEROR FUTURES LIMITED 4 88 92 95.65
88 FIL Investment Advisors 5 87 92 94.57
89 HSBC BROKING FOREX (ASIA) LIMITED 5 87 92 94.57
90 SOUTH CHINA COMMODITIES LIMITED 5 86 91 94.51
91 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
92 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
93 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
94 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
95 CCB INTERNATIONAL CAPITAL LIMITED 12 75 87 86.21 2004-05-27
96 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 75 86 87.21 2005-06-06
97 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
98 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
99 GET NICE SECURITIES LIMITED 4 81 85 95.29
100 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
101 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
102 Success Securities Limited 4 81 85 95.29
103 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
104 INVESCO HONG KONG LIMITED 5 78 83 93.98
105 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
106 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 66 81 81.48 2007-04-04
107 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
108 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
109 CHONG HING SECURITIES LIMITED 3 75 78 96.15
110 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
111 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
112 GEO Securities Limited 4 73 77 94.81 2013-05-03
113 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
114 SANFULL SECURITIES LIMITED 6 70 76 92.11
115 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
116 oOo Securities (HK) Group Limited 4 71 75 94.67 2004-12-03
117 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
118 SDICS International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
119 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
120 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
121 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 69 72 95.83
122 BLACKSTONE GROUP (HK) LIMITED (THE) 7 64 71 90.14 2008-10-14
123 KINGSTON SECURITIES LIMITED 7 64 71 90.14
124 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
125 CORPORATE BROKERS LIMITED 4 66 70 94.29
126 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
127 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
128 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
129 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
130 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
131 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
132 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
133 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
134 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
135 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
136 VALUE PARTNERS LIMITED 5 58 63 92.06
137 BCT Financial Limited 2 60 62 96.77 2010-11-24
138 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 57 62 91.94 2010-02-23
139 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 57 60 95.00 2010-11-26
140 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
141 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
142 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
143 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
144 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
145 ATHENA WEALTH MANAGEMENT LIMITED 2 55 57 96.49 2008-04-25
146 Bright Fund Management Limited 3 54 57 94.74
147 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
148 ICBC INTERNATIONAL CAPITAL LIMITED 12 45 57 78.95 2008-05-27
149 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
150 iBest Consultants Limited 6 50 56 89.29 2008-04-15
151 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
152 Mason Securities Limited 6 50 56 89.29
153 VC BROKERAGE LIMITED 3 53 56 94.64
154 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
155 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
156 Taiping Securities (HK) Co Limited 6 48 54 88.89
157 FWD Financial Planning Limited (HK) 2 51 53 96.23 2011-01-25
158 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
159 ICBC INTERNATIONAL SECURITIES LIMITED 16 35 51 68.63 2008-11-14
160 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
161 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
162 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
163 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
164 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
165 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
166 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
167 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
168 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
169 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
170 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
171 Principal Investment & Retirement Services Limited 3 43 46 93.48 2011-08-17
172 S&P Global Ratings Hong Kong Limited 3 43 46 93.48 2011-06-01
173 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
174 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
175 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
176 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
177 GUOYUAN FUTURES (HONG KONG) LIMITED 4 41 45 91.11 2007-11-29
178 Mason Futures Limited (HK) 4 41 45 91.11
179 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
180 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
181 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
182 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
183 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
184 T.F.S. Derivatives HK Limited 9 35 44 79.55 2009-04-03
185 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
186 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
187 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
188 Rich Union Securities (H.K.) Limited 6 36 42 85.71
189 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 35 41 85.37
190 SG Asset Finance (Hong Kong) Limited 7 34 41 82.93 2003-10-02
191 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
192 Neuberger Berman Asia Limited 5 35 40 87.50 2008-03-13
193 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
194 TSE'S SECURITIES LIMITED 3 37 40 92.50
195 Amundi Hong Kong Limited 6 33 39 84.62
196 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
197 BOCI RESEARCH LIMITED 5 34 39 87.18
198 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
199 Yunfeng Financial Markets Limited 12 27 39 69.23
200 Capital International, Inc. 4 34 38 89.47 2007-07-03
201 Newedge Broker Hong Kong Limited 7 31 38 81.58
202 SDICS International Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
203 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
204 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
205 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
206 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
207 VC INTERNATIONAL TRADING LIMITED 4 33 37 89.19
208 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 32 36 88.89 2012-01-06
209 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
210 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
211 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
212 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
213 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
214 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
215 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
216 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
217 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
218 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
219 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
220 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
221 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 28 34 82.35
222 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
223 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
224 Guotai Junan FX Limited 2 32 34 94.12 2010-10-21
225 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
226 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
227 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
228 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
229 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
230 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
231 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
232 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
233 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
234 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
235 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
236 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
237 CVP Securities Limited 2 30 32 93.75 2004-07-09
238 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
239 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
240 WIN WONG SECURITIES LIMITED 4 28 32 87.50
241 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
242 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
243 DELTA ASIA SECURITIES LIMITED 5 26 31 83.87 2011-12-23
244 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
245 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
246 Rifa Securities Limited 7 24 31 77.42
247 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
248 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
249 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
250 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
251 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 21 30 70.00 2003-08-29
252 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
253 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
254 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
255 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
256 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
257 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
258 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
259 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
260 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
261 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
262 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
263 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 22 29 75.86 2005-07-05
264 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
265 WING FUNG SECURITIES LIMITED 5 24 29 82.76
266 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
267 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
268 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
269 Citadel Asia Limited 6 22 28 78.57 2005-10-21
270 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
271 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
272 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
273 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
274 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 22 28 78.57
275 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
276 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
277 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
278 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
279 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
280 INSTINET PACIFIC LIMITED 4 23 27 85.19
281 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
282 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
283 WING FUNG FUTURES LIMITED 4 23 27 85.19 2006-04-21
284 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
285 CMB International Securities Limited 3 23 26 88.46 2010-06-15
286 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
287 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
288 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
289 313 Capital Management Limited 2 23 25 92.00 2010-04-19
290 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
291 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
292 CAIIS Limited 4 21 25 84.00 2006-05-23
293 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
294 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
295 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
296 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
297 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
298 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
299 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
300 CSC FUTURES (HK) LIMITED 3 21 24 87.50
301 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
302 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
303 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
304 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
305 HAITONG INTERNATIONAL RESEARCH LIMITED 2 22 24 91.67
306 HANG SENG SECURITIES LIMITED 6 18 24 75.00
307 Income Partners Asset Management (HK) Limited 5 19 24 79.17
308 LIM ADVISORS LIMITED 6 18 24 75.00
309 OnePlatform Securities Limited 2 22 24 91.67
310 ORIENT SECURITIES LIMITED 2 22 24 91.67
311 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
312 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
313 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
314 Virtu ITG Hong Kong Limited 4 20 24 83.33
315 WOCOM SECURITIES LIMITED 5 19 24 79.17
316 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
317 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
318 BEA Union Investment Management Limited 5 18 23 78.26
319 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
320 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
321 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
322 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
323 Funderstone Securities Limited 4 19 23 82.61
324 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
325 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
326 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
327 LEHIN SECURITIES LIMITED 3 20 23 86.96
328 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 20 23 86.96
329 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
330 South China Forex Limited 3 20 23 86.96 2010-06-21
331 Ark Group Holdings (Hong Kong) Limited 2 20 22 90.91 2012-01-04
332 CBH Asia Limited 4 18 22 81.82 2010-09-24
333 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
334 GAOYU SECURITIES LIMITED 5 17 22 77.27
335 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
336 HSBC Global Asset Management Holdings (Bahamas) Limited 8 14 22 63.64
337 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
338 KINGSTON FUTURES LIMITED 3 19 22 86.36
339 Macquarie Asia Securities Limited 3 19 22 86.36 2005-07-26
340 MANGO FINANCIAL LIMITED 5 17 22 77.27
341 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
342 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
343 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
344 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
345 Winner International Securities Limited 3 19 22 86.36
346 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
347 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
348 CLSA FUTURES LIMITED 4 17 21 80.95
349 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
350 CVC Asia Pacific Limited 5 16 21 76.19 2009-11-16
351 EWARTON SECURITIES LIMITED 4 17 21 80.95
352 Funderstone Futures Limited 3 18 21 85.71
353 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
354 HPEF Capital Partners Limited 5 16 21 76.19
355 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
356 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
357 Somerley Capital Limited 9 12 21 57.14 2013-10-02
358 SPS SECURITIES LIMITED 4 17 21 80.95
359 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
360 WOCOM LIMITED (HK) 5 16 21 76.19
361 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
362 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
363 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
364 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
365 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
366 DL BROKERAGE LIMITED 3 17 20 85.00
367 DWS Investments Hong Kong Limited 4 16 20 80.00
368 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
369 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
370 KAISER FUTURES LIMITED 4 16 20 80.00
371 KAISER SECURITIES LIMITED 4 16 20 80.00
372 Mount Kellett Capital (Hong Kong) Limited 3 17 20 85.00 2008-09-25
373 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
374 Prime Cdex Securities Limited 4 16 20 80.00
375 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
376 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
377 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
378 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
379 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
380 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
381 YICKO SECURITIES LIMITED 5 15 20 75.00
382 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
383 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
384 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
385 ICBC INTERNATIONAL FUTURES LIMITED 3 16 19 84.21 2009-05-06
386 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
387 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
388 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
389 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
390 Open Securities Limited 5 14 19 73.68 2010-07-16
391 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
392 PineBridge Investments Hong Kong Limited 5 14 19 73.68
393 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
394 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
395 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
396 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
397 Templewater Hong Kong Limited 7 12 19 63.16
398 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
399 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
400 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
401 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
402 Changjiang Futures (HK) Limited 2 16 18 88.89 2012-02-13
403 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
404 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
405 CITIC Securities CLSA Capital Partners (HK) Limited 4 14 18 77.78
406 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
407 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
408 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
409 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
410 HUNG SING SECURITIES LIMITED 4 14 18 77.78
411 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
412 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
413 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
414 Planetree Securities Limited 4 14 18 77.78
415 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
416 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
417 Rifa Futures Limited 3 15 18 83.33 2008-12-01
418 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
419 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
420 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
421 VMS Securities Limited 6 12 18 66.67
422 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
423 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
424 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
425 BUSINESS SECURITIES LIMITED 3 14 17 82.35
426 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
427 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 13 17 76.47 2012-07-13
428 CTBC Asia Limited 4 13 17 76.47 2004-01-14
429 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
430 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
431 GAM HONG KONG LIMITED 6 11 17 64.71
432 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
433 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
434 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
435 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
436 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
437 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
438 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
439 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
440 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
441 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
442 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
443 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
444 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
445 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
446 Well Link Securities Limited 3 14 17 82.35 2005-11-11
447 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
448 WINFULL SECURITIES LIMITED 3 14 17 82.35
449 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
450 abrdn Hong Kong Limited 6 10 16 62.50
451 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
452 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
453 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
454 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
455 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
456 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
457 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
458 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
459 CMB International Capital Limited 4 12 16 75.00 2010-09-07
460 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
461 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
462 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
463 HENYEP SECURITIES LIMITED 3 13 16 81.25
464 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
465 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
466 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
467 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
468 Neutral Financial Holding Company Limited 5 11 16 68.75
469 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
470 PIMCO Asia Limited 2 14 16 87.50 2006-05-17
471 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
472 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
473 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
474 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
475 BERICH BROKERAGE LIMITED 3 12 15 80.00
476 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
477 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
478 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
479 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
480 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
481 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
482 Evercore Asia Limited 4 11 15 73.33 2011-03-04
483 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
484 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
485 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
486 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
487 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
488 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
489 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
490 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
491 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
492 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
493 ORIENTAL PATRON SECURITIES LIMITED 3 12 15 80.00
494 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
495 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
496 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
497 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
498 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
499 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
500 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
501 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
502 Channel 8 Wealth Management Limited 2 12 14 85.71 2010-01-27
503 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
504 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
505 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
506 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
507 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
508 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
509 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
510 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
511 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
512 Japaninvest (Hong Kong) Limited 4 10 14 71.43 2010-10-26
513 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
514 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
515 MESSIS CAPITAL LIMITED 4 10 14 71.43 2012-12-11
516 Optima Capital Limited 4 10 14 71.43 2007-10-25
517 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
518 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
519 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
520 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
521 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
522 TC Capital International Limited 4 10 14 71.43 2010-08-11
523 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
524 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
525 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
526 AIF Securities Limited 6 7 13 53.85 2004-11-02
527 ALTUS CAPITAL LIMITED 4 9 13 69.23
528 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
529 China Finance KAB Limited 3 10 13 76.92 2004-12-23
530 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
531 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
532 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
533 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
534 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
535 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
536 EAST ASIA FUTURES LIMITED 4 9 13 69.23
537 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
538 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
539 HENIK SECURITIES LIMITED 2 11 13 84.62
540 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
541 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
542 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
543 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
544 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
545 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
546 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
547 MCM Asia Limited 5 8 13 61.54 2013-03-28
548 MFG Limited (HK) 5 8 13 61.54 2006-07-17
549 MoneyMore Securities Limited 3 10 13 76.92
550 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
551 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
552 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
553 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
554 Rakuten Securities Hong Kong Limited 2 11 13 84.62
555 SFM HK Management Limited 2 11 13 84.62 2010-11-01
556 Shacom Securities Limited 3 10 13 76.92
557 Shang International Finance Limited 4 9 13 69.23
558 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
559 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
560 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
561 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
562 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
563 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
564 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
565 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 9 12 75.00 2007-05-04
566 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
567 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
568 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
569 Annum Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
570 Anuenue Securities Limited 2 10 12 83.33
571 Asia Pacific Securities Limited 6 6 12 50.00 2012-02-03
572 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
573 Beijing Securities Limited 4 8 12 66.67 2008-11-07
574 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
575 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
576 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
577 CLC International Limited 4 8 12 66.67 2012-12-07
578 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
579 Everbright Securities Digital Finance (HK) Limited 3 9 12 75.00
580 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
581 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
582 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
583 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
584 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
585 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
586 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
587 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
588 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
589 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
590 HING WONG SECURITIES LIMITED 3 9 12 75.00
591 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
592 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
593 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
594 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
595 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
596 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
597 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
598 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
599 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
600 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
601 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
602 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
603 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
604 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
605 Octal Capital Limited 5 7 12 58.33 2011-06-01
606 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
607 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
608 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
609 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
610 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
611 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
612 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
613 SINOMAX SECURITIES LIMITED 3 9 12 75.00
614 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
615 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
616 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
617 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
618 WING FAT SECURITIES LIMITED 3 9 12 75.00
619 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
620 ALPS CAPITAL MANAGEMENT LIMITED 3 8 11 72.73 2013-11-20
621 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
622 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
623 BULLISH SECURITIES LIMITED 2 9 11 81.82
624 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
625 CC Finance Limited 2 9 11 81.82 2006-04-20
626 China Best International Futures Co., Limited 3 8 11 72.73 2012-02-22
627 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
628 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
629 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
630 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
631 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
632 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
633 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
634 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
635 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
636 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
637 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
638 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
639 Minerva Holding Financial Securities Limited 4 7 11 63.64
640 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
641 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
642 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
643 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
644 Planetree Futures Limited 4 7 11 63.64
645 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 7 11 63.64
646 Public Securities Limited 2 9 11 81.82
647 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
648 ROOFER SECURITIES LIMITED 2 9 11 81.82
649 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
650 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
651 STI Asset Management Limited 4 7 11 63.64 2008-10-22
652 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
653 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
654 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
655 TANG PING KONG LIMITED 3 8 11 72.73
656 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
657 UNITED SIMSEN FOREX DEALERS LIMITED 3 8 11 72.73
658 Vantage New Generation Securities Limited 3 8 11 72.73 2012-08-03
659 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
660 WINTECH SECURITIES LIMITED 4 7 11 63.64
661 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
662 Wisetrade Securities Limited 2 9 11 81.82
663 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
664 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
665 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
666 BOKHARY SECURITIES LIMITED 2 8 10 80.00
667 Bradbury Securities Limited 2 8 10 80.00
668 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
669 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
670 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
671 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
672 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
673 CMB International Global Markets Limited 3 7 10 70.00
674 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
675 DAH SING SECURITIES LIMITED 3 7 10 70.00
676 De Riva Asia Limited 3 7 10 70.00 2010-07-29
677 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
678 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
679 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
680 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
681 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
682 FDB Financial Group Limited 2 8 10 80.00
683 FT Securities Limited 2 8 10 80.00
684 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
685 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
686 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
687 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 6 10 60.00 2012-03-30
688 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
689 Hao Tian International Securities Limited 4 6 10 60.00
690 HERMES SECURITIES LIMITED 2 8 10 80.00
691 Huajin Corporate Finance (International) Limited 5 5 10 50.00
692 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
693 JVSakk Asia Limited 3 7 10 70.00
694 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
695 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
696 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
697 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
698 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
699 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
700 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
701 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
702 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
703 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
704 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
705 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
706 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
707 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
708 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
709 SOLID KING SECURITIES LIMITED 3 7 10 70.00
710 SPARX Asia Investment Advisors Limited 6 4 10 40.00 2004-04-20
711 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
712 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
713 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
714 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
715 TPG Capital, Limited 2 8 10 80.00 2012-03-07
716 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
717 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
718 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
719 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
720 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
721 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
722 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
723 Zijing Capital Limited 3 7 10 70.00 2003-05-07
724 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
725 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
726 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
727 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
728 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
729 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
730 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
731 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
732 CHINA EVERBRIGHT RESEARCH LIMITED 2 7 9 77.78
733 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
734 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
735 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
736 China Reserve Securities Limited 4 5 9 55.56
737 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
738 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
739 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
740 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
741 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
742 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
743 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
744 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
745 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
746 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
747 Fortune Asset Management Limited (HK) 2 7 9 77.78 2009-12-16
748 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
749 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
750 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
751 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
752 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
753 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
754 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
755 HANG SENG FUTURES LIMITED 2 7 9 77.78
756 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
757 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
758 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
759 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
760 KILMOREY SECURITIES LIMITED 2 7 9 77.78
761 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
762 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
763 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
764 KWOK HING SECURITIES LIMITED 2 7 9 77.78
765 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
766 LAZARD ASIA (HONG KONG) LIMITED 4 5 9 55.56 2007-03-20
767 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
768 Leonteq Securities (Hong Kong) Limited 3 6 9 66.67 2011-04-07
769 Mackenzie Investments Asia Limited 4 5 9 55.56
770 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
771 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
772 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
773 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
774 NewQuest Capital Advisors (HK) Limited 2 7 9 77.78 2012-03-08
775 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
776 Nuada Limited 6 3 9 33.33 2004-01-15
777 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
778 ONSHINE SECURITIES LIMITED 3 6 9 66.67
779 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
780 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
781 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
782 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
783 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
784 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
785 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
786 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
787 Public Financial Securities Limited 2 7 9 77.78
788 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
789 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
790 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
791 SDICS International Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
792 SHACOM FUTURES LIMITED 2 7 9 77.78
793 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
794 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
795 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
796 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
797 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
798 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
799 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
800 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
801 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
802 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
803 Vontobel Wealth Management (Hong Kong) Limited 4 5 9 55.56 2013-01-14
804 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
805 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
806 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
807 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
808 Allard Partners Limited 4 4 8 50.00
809 Arta Asset Management Limited 6 2 8 25.00 2008-07-10
810 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
811 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
812 Beevest Securities Limited 2 6 8 75.00
813 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
814 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
815 BMI Securities Limited 2 6 8 75.00 2011-03-14
816 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
817 BUSINESS FUTURES LIMITED 3 5 8 62.50
818 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
819 Chanceton Capital Partners Limited 3 5 8 62.50
820 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
821 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
822 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
823 Delta Asia Wealth Management Limited 2 6 8 75.00
824 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
825 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
826 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
827 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
828 EVERHOT SECURITIES LIMITED 3 5 8 62.50
829 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
830 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
831 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
832 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
833 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
834 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
835 Grey Investment Limited 2 6 8 75.00 2012-02-21
836 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
837 HANG TAI SECURITIES LIMITED 4 4 8 50.00
838 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
839 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
840 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
841 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
842 Huayu Securities Limited 2 6 8 75.00
843 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
844 JK Capital Management Limited 4 4 8 50.00
845 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
846 KMT SECURITIES LIMITED 2 6 8 75.00
847 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
848 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
849 LAMTEX SECURITIES LIMITED 3 5 8 62.50
850 LBN Advisers Limited 2 6 8 75.00 2007-09-13
851 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
852 LT Securities Limited 3 5 8 62.50 2011-04-01
853 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
854 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
855 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
856 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
857 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
858 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
859 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
860 Ontario Teachers' Pension Plan (Asia) Limited 6 2 8 25.00 2013-05-20
861 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
862 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
863 Oshidori Securities Limited 3 5 8 62.50
864 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
865 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
866 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
867 Quinton Investments Limited (HK) 4 4 8 50.00 2012-11-15
868 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
869 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
870 Redbridge Capital Management Limited 4 4 8 50.00 2014-06-09
871 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
872 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
873 SDHG International Securities Limited 3 5 8 62.50
874 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
875 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
876 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
877 SPS COMMODITIES LIMITED 2 6 8 75.00
878 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
879 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
880 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
881 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
882 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
883 THING ON SECURITIES LIMITED 3 5 8 62.50
884 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
885 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
886 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
887 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
888 VBG Capital Limited 3 5 8 62.50 2009-04-20
889 VC CAPITAL LIMITED 4 4 8 50.00
890 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
891 Win Securities Limited 3 5 8 62.50
892 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
893 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
894 YF FUTURES COMPANY LIMITED 2 6 8 75.00
895 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
896 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
897 ADS Securities Hong Kong Limited 3 4 7 57.14 2011-08-09
898 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
899 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
900 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
901 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
902 AM Squared Limited 2 5 7 71.43 2005-06-30
903 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
904 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
905 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
906 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
907 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
908 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
909 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
910 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
911 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
912 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
913 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
914 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
915 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
916 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
917 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
918 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
919 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-27
920 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
921 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
922 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
923 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
924 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
925 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
926 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
927 Crosby Securities Limited 5 2 7 28.57 2013-03-06
928 CS Wealth Securities Limited 4 3 7 42.86
929 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
930 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
931 eFusion Capital Limited 2 5 7 71.43 2014-06-06
932 ESR ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
933 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
934 FAIRWIN BROKING LIMITED 3 4 7 57.14
935 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
936 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
937 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
938 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
939 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
940 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
941 Goldin Equities Limited 2 5 7 71.43 2008-12-17
942 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
943 Gram Capital Limited 4 3 7 42.86 2014-03-12
944 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
945 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
946 GT CAPITAL LIMITED 2 5 7 71.43
947 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 71.43
948 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
949 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
950 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
951 HuaAn Asset Management (Hong Kong) Limited 4 3 7 42.86 2010-12-01
952 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
953 Imagi Brokerage Limited 3 4 7 57.14
954 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
955 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
956 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
957 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
958 K.K.M. SECURITIES LIMITED 2 5 7 71.43
959 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
960 Kriya Capital Limited 3 4 7 57.14 2010-01-08
961 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
962 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
963 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
964 LT Finance Management Limited 3 4 7 57.14 2012-12-10
965 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
966 MEAG Hong Kong Limited 5 2 7 28.57
967 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
968 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
969 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
970 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
971 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
972 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
973 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
974 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
975 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
976 Permira Advisers Limited 2 5 7 71.43 2008-08-19
977 PO LEE SECURITIES LIMITED 2 5 7 71.43
978 QMIS Securities Limited 2 5 7 71.43 2009-07-24
979 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
980 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
981 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
982 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
983 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
984 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
985 SDICS International Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
986 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
987 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
988 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
989 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
990 SIU ON SECURITIES LIMITED 3 4 7 57.14
991 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
992 Springboard Capital Limited 3 4 7 57.14 2010-07-02
993 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
994 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
995 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
996 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
997 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
998 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
999 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1000 TRUTH SECURITIES LIMITED 3 4 7 57.14
1001 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1002 Value Partners Private Equity Limited 3 4 7 57.14
1003 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1004 Wanhai Securities (HK) Limited 2 5 7 71.43
1005 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1006 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1007 WING ON SECURITIES LIMITED 2 5 7 71.43
1008 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1009 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1010 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
1011 Aevitas Securities Limited 2 4 6 66.67
1012 AIF CAPITAL LIMITED 3 3 6 50.00
1013 AJ Securities Limited 2 4 6 66.67
1014 Amasse Capital Limited 2 4 6 66.67 2012-07-13
1015 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
1016 Anli Securities Limited 3 3 6 50.00
1017 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
1018 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1019 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1020 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1021 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1022 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
1023 Athos Capital Limited 2 4 6 66.67 2012-03-20
1024 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
1025 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
1026 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
1027 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1028 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
1029 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
1030 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
1031 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
1032 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
1033 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
1034 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
1035 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
1036 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
1037 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1038 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
1039 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
1040 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1041 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1042 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
1043 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
1044 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
1045 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1046 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
1047 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
1048 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
1049 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
1050 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1051 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1052 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1053 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
1054 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1055 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
1056 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
1057 DNB Asset Management (Asia) Limited 4 2 6 33.33
1058 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
1059 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
1060 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
1061 Everbright Securities Global (HK) Limited 3 3 6 50.00
1062 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1063 FE SECURITIES LIMITED 2 4 6 66.67
1064 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1065 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1066 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1067 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1068 GLS SECURITIES LIMITED 3 3 6 50.00
1069 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
1070 Grand China Securities Limited 2 4 6 66.67 2012-05-03
1071 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1072 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
1073 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
1074 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1075 HOORAY SECURITIES LIMITED 2 4 6 66.67
1076 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 2 6 33.33 2004-02-10
1077 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1078 HUNG SING FUTURES LIMITED 2 4 6 66.67
1079 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1080 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1081 INV Partners Limited 4 2 6 33.33 2009-11-24
1082 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1083 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1084 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1085 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
1086 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1087 KB Securities Hong Kong Limited 2 4 6 66.67
1088 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1089 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1090 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1091 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1092 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1093 M&F Asset Management Limited 5 1 6 16.67
1094 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1095 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1096 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1097 Merdeka Securities Limited 3 3 6 50.00
1098 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1099 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1100 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
1101 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1102 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1103 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1104 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
1105 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1106 PGIM (Hong Kong) Limited 3 3 6 50.00
1107 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1108 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
1109 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1110 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1111 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1112 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1113 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
1114 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1115 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1116 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1117 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1118 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1119 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1120 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
1121 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1122 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1123 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
1124 Strategic Vision Investment Limited 2 4 6 66.67 2014-08-14
1125 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1126 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1127 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1128 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1129 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
1130 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1131 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1132 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1133 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1134 TR Advisors Limited 3 3 6 50.00 2008-12-02
1135 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1136 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1137 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1138 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1139 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1140 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1141 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1142 Vantum Futures Limited 2 4 6 66.67
1143 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1144 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1145 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1146 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1147 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1148 Waton Securities International Limited 2 4 6 66.67
1149 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1150 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1151 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
1152 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1153 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
1154 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1155 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1156 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1157 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
1158 Arete Research Asia Limited 2 3 5 60.00 2010-01-11
1159 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
1160 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
1161 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1162 Averest Capital Limited 3 2 5 40.00
1163 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
1164 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1165 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
1166 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1167 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1168 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1169 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
1170 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
1171 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
1172 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
1173 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1174 CCB Securities Limited 2 3 5 60.00
1175 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1176 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1177 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1178 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
1179 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
1180 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
1181 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
1182 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1183 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
1184 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
1185 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
1186 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
1187 CTW SECURITIES LIMITED 3 2 5 40.00
1188 Direxion Asia Limited 3 2 5 40.00 2013-06-13
1189 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
1190 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1191 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1192 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
1193 F. R. ZIMMERN LIMITED 2 3 5 60.00
1194 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
1195 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1196 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1197 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1198 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
1199 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
1200 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1201 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1202 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
1203 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1204 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
1205 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
1206 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1207 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1208 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1209 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1210 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1211 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1212 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1213 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1214 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1215 HPEF Venture Partners Limited 2 3 5 60.00
1216 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
1217 iFAST Securities (HK) Limited 2 3 5 60.00
1218 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1219 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
1220 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1221 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1222 Kaiser KT Capital Limited 2 3 5 60.00
1223 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1224 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
1225 KEC Capital Company Limited 2 3 5 60.00 2010-10-04
1226 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1227 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
1228 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1229 LMR Partners Limited 2 3 5 60.00 2012-07-17
1230 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1231 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1232 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1233 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1234 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1235 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
1236 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1237 MTF SECURITIES LIMITED 2 3 5 60.00
1238 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
1239 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1240 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
1241 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1242 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1243 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1244 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1245 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
1246 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1247 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1248 Oshidori Corporate Finance Limited 2 3 5 60.00
1249 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
1250 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1251 PARRY CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-09-24
1252 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1253 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
1254 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1255 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1256 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1257 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1258 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1259 Proton Capital Limited 3 2 5 40.00 2007-10-16
1260 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1261 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1262 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1263 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
1264 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1265 ROSA SECURITIES LIMITED 3 2 5 40.00
1266 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1267 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1268 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1269 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1270 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1271 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
1272 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1273 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1274 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1275 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1276 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1277 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1278 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1279 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
1280 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1281 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1282 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
1283 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1284 Vision Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
1285 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1286 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1287 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1288 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1289 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1290 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1291 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1292 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1293 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
1294 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
1295 Zynergy Asset Management Limited 2 3 5 60.00 2013-10-10
1296 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1297 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
1298 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
1299 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1300 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1301 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1302 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1303 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
1304 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
1305 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1306 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1307 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1308 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1309 ASPEN CREST PARTNERS (HK) LIMITED 3 1 4 25.00 2013-01-03
1310 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1311 Avia Asset Management Limited 3 1 4 25.00
1312 Axis Capital Management Limited 2 2 4 50.00
1313 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
1314 Bentley Capital Limited (HK) 4 0 4 0.00
1315 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1316 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1317 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
1318 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1319 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1320 CBRE Investment Management (Asia) Limited 3 1 4 25.00
1321 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
1322 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
1323 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1324 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
1325 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
1326 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
1327 China Best International Investment Consulting Company Limited 3 1 4 25.00 2013-05-08
1328 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1329 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1330 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1331 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1332 CHUANGS & CO. LIMITED 3 1 4 25.00
1333 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1334 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
1335 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1336 COL Securities (HK) Limited 3 1 4 25.00
1337 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
1338 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1339 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
1340 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
1341 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
1342 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
1343 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
1344 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
1345 DST Investment Management Limited 3 1 4 25.00 2012-04-23
1346 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
1347 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1348 EIP Alpha Limited 3 1 4 25.00 2014-02-12
1349 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1350 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
1351 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1352 ESR Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1353 Evergain Funds Limited 2 2 4 50.00 2013-12-17
1354 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
1355 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
1356 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
1357 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1358 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
1359 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
1360 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1361 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
1362 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
1363 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1364 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1365 GCAM Limited 2 2 4 50.00 2004-10-19
1366 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1367 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1368 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1369 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1370 Golden Full Asset Management Limited 3 1 4 25.00 2014-04-03
1371 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
1372 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1373 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1374 Grand Cartel Securities Company Limited 2 2 4 50.00
1375 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
1376 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
1377 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
1378 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1379 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
1380 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
1381 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
1382 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
1383 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1384 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1385 HIP HING SECURITIES LIMITED 2 2 4 50.00
1386 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1387 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1388 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1389 Hongkong Bay Securities Limited 2 2 4 50.00
1390 HOORAY CAPITAL LIMITED 2 2 4 50.00
1391 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1392 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
1393 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1394 iBest Securities Company Limited 2 2 4 50.00
1395 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
1396 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1397 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1398 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1399 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1400 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1401 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1402 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1403 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1404 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1405 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
1406 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1407 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
1408 Leading Securities Company Limited 4 0 4 0.00 2013-02-21
1409 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1410 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1411 Longitude Asia Limited 2 2 4 50.00
1412 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1413 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1414 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1415 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1416 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1417 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1418 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1419 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
1420 Matrix Securities Limited 2 2 4 50.00
1421 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1422 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
1423 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1424 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1425 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1426 MING HON SECURITIES LIMITED 3 1 4 25.00
1427 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1428 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1429 MORTON SECURITIES LIMITED 3 1 4 25.00
1430 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1431 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1432 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1433 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1434 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1435 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1436 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
1437 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1438 Pacific Sun Advisors Limited 2 2 4 50.00
1439 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1440 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1441 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1442 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1443 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1444 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1445 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1446 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1447 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1448 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1449 Progeny (Hong Kong) Limited 2 2 4 50.00 2010-07-09
1450 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1451 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1452 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1453 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1454 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1455 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1456 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1457 Safari Asia Limited 3 1 4 25.00 2010-04-30
1458 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1459 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1460 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1461 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1462 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1463 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1464 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1465 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1466 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1467 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1468 Stellar Securities Limited 2 2 4 50.00
1469 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1470 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1471 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1472 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1473 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1474 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
1475 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1476 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1477 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1478 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1479 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1480 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1481 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1482 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1483 United Securities Limited (HK) 2 2 4 50.00
1484 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
1485 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1486 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1487 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1488 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1489 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1490 WILBY SECURITIES LIMITED 2 2 4 50.00
1491 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1492 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1493 WSY INVESTMENTS LIMITED 1 3 4 75.00 2009-09-04
1494 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1495 3W Fund Management Limited 3 0 3 0.00 2012-11-16
1496 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
1497 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1498 Absolute Investment Management (HK) Limited 3 0 3 0.00
1499 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
1500 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1501 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1502 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
1503 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1504 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1505 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1506 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
1507 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1508 AP Asset Management (HK) Limited 3 0 3 0.00 2004-07-07
1509 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
1510 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1511 Arta Global Futures Limited 2 1 3 33.33
1512 Artephius Partners Limited 2 1 3 33.33 2013-08-01
1513 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1514 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1515 Asia Pacific Financial Capital Limited 2 1 3 33.33
1516 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1517 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1518 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
1519 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
1520 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1521 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1522 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1523 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1524 Bach Option Limited 2 1 3 33.33 2013-06-10
1525 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1526 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1527 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1528 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1529 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
1530 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1531 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1532 BLOOMYEARS LIMITED 2 1 3 33.33
1533 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1534 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1535 BOA Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1536 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1537 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1538 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
1539 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1540 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1541 CCTIC International Limited 2 1 3 33.33 2010-06-28
1542 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1543 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1544 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1545 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
1546 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1547 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1548 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1549 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1550 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
1551 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1552 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
1553 China Vered Securities Limited 2 1 3 33.33 2013-12-03
1554 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1555 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1556 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
1557 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1558 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
1559 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
1560 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1561 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1562 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1563 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
1564 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1565 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1566 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1567 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1568 EAA SECURITIES LIMITED 2 1 3 33.33
1569 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
1570 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
1571 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1572 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1573 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
1574 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
1575 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1576 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
1577 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1578 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1579 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
1580 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1581 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
1582 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
1583 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1584 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1585 Genting Securities Limited 2 1 3 33.33 2012-05-18
1586 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
1587 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1588 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
1589 Goldyard Capital Limited 2 1 3 33.33
1590 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1591 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
1592 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1593 Grit Securities Limited 2 1 3 33.33
1594 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1595 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
1596 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
1597 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
1598 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1599 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1600 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1601 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
1602 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1603 HongShan Capital Advisors (Hong Kong) Limited 2 1 3 33.33 2008-01-02
1604 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
1605 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1606 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1607 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1608 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1609 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
1610 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
1611 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1612 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
1613 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1614 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1615 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1616 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
1617 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1618 Insight Capital Investment Limited 2 1 3 33.33 2014-06-16
1619 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1620 J Capital Research Limited 3 0 3 0.00 2012-03-01
1621 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1622 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1623 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1624 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1625 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1626 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1627 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1628 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1629 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1630 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1631 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1632 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1633 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1634 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1635 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1636 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1637 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1638 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1639 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1640 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1641 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1642 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1643 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1644 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1645 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1646 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1647 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1648 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1649 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1650 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1651 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
1652 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1653 Prive Financial Limited 3 0 3 0.00 2012-12-06
1654 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1655 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1656 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1657 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1658 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1659 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1660 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1661 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1662 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1663 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1664 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1665 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
1666 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1667 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1668 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1669 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1670 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1671 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1672 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1673 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1674 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1675 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
1676 SPDB International Holdings Limited 3 0 3 0.00
1677 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1678 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1679 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1680 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1681 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1682 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1683 T & F Equities Limited 2 1 3 33.33 2012-12-11
1684 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1685 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
1686 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1687 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1688 Tandem Investors Limited 3 0 3 0.00 2014-12-24
1689 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1690 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1691 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1692 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1693 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1694 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1695 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1696 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1697 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1698 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1699 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1700 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1701 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1702 TVC MANAGEMENT LIMITED 3 0 3 0.00
1703 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1704 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1705 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1706 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1707 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1708 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1709 VC International Asset Management Limited 2 1 3 33.33
1710 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1711 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1712 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1713 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1714 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1715 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1716 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1717 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1718 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1719 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1720 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1721 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1722 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1723 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1724 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1725 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1726 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1727 Zenas Capital Management Limited 2 1 3 33.33 2013-09-12
1728 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1729 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1730 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1731 AASTOCKS.COM LIMITED 2 0 2 0.00
1732 ACM ASIA LIMITED 2 0 2 0.00
1733 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1734 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1735 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1736 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1737 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1738 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1739 Alpha Nova Capital Management Limited 2 0 2 0.00
1740 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1741 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
1742 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1743 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1744 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1745 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1746 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
1747 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
1748 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1749 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1750 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1751 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1752 Asia Pacific Asset Management Limited 2 0 2 0.00 2010-05-20
1753 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1754 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1755 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
1756 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1757 Avista Capital Limited 2 0 2 0.00 2013-08-09
1758 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1759 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1760 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1761 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1762 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1763 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1764 BG Asset Management Limited 2 0 2 0.00 2014-05-27
1765 Black Marble Securities Limited 2 0 2 0.00
1766 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1767 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
1768 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1769 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1770 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
1771 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1772 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1773 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1774 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
1775 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1776 BROOKE CAPITAL LIMITED 2 0 2 0.00
1777 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1778 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
1779 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1780 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1781 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1782 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1783 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1784 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1785 CERES CAPITAL LIMITED 2 0 2 0.00
1786 CES International Commodities (HK) Limited 2 0 2 0.00
1787 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1788 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1789 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1790 ChapmanCraig Limited 2 0 2 0.00
1791 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
1792 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1793 China Finance Holdings Limited 2 0 2 0.00
1794 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
1795 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
1796 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
1797 CHN International Group Limited 1 1 2 50.00 2010-02-22
1798 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1799 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1800 COMMENCE COMPANY LIMITED 2 0 2 0.00
1801 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1802 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1803 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1804 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1805 D.J. SECURITIES LIMITED 2 0 2 0.00
1806 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1807 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1808 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1809 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1810 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1811 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1812 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1813 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1814 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1815 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1816 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1817 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1818 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
1819 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
1820 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1821 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1822 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1823 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1824 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1825 Finet Securities Limited 2 0 2 0.00
1826 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1827 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
1828 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
1829 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1830 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1831 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
1832 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1833 FULLJET SECURITIES LIMITED 2 0 2 0.00
1834 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1835 GCIS LIMITED 2 0 2 0.00 2007-05-16
1836 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1837 GET NICE CAPITAL LIMITED 2 0 2 0.00
1838 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
1839 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1840 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1841 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1842 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1843 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1844 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1845 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1846 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1847 Hana Asia Limited 2 0 2 0.00 2010-03-25
1848 Heitman HK Limited 2 0 2 0.00 2012-12-05
1849 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1850 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1851 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1852 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
1853 IMARKETS LIMITED 2 0 2 0.00
1854 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1855 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1856 Impression Investment Limited 2 0 2 0.00 2014-04-30
1857 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1858 iVenture Investment Management Limited 2 0 2 0.00
1859 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1860 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1861 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1862 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1863 KARFORD SECURITIES LIMITED 2 0 2 0.00
1864 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1865 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1866 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1867 King Sun Securities Limited 2 0 2 0.00
1868 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1869 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1870 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1871 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1872 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1873 LAU & COMPANY LIMITED 2 0 2 0.00
1874 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1875 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1876 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1877 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1878 MARC FABER LIMITED 2 0 2 0.00
1879 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1880 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1881 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1882 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1883 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1884 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1885 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1886 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1887 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1888 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1889 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1890 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1891 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1892 OIA Asia Limited 2 0 2 0.00 2014-11-20
1893 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1894 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1895 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1896 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1897 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1898 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1899 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1900 Otkcab Limited 2 0 2 0.00 2011-10-07
1901 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1902 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1903 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1904 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1905 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1906 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1907 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1908 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1909 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1910 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1911 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1912 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1913 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1914 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1915 Profound Capital Limited 2 0 2 0.00 2014-01-24
1916 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1917 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1918 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1919 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1920 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1921 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1922 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1923 ROCIM Limited 2 0 2 0.00 2007-06-29
1924 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1925 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1926 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1927 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1928 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1929 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1930 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1931 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1932 SFGHK Limited 2 0 2 0.00 2007-06-12
1933 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1934 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1935 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1936 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1937 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1938 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1939 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1940 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1941 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1942 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1943 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1944 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1945 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1946 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1947 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1948 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1949 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1950 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1951 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1952 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1953 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1954 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1955 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1956 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1957 VERCAP Financial Services Limited 2 0 2 0.00
1958 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1959 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1960 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1961 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1962 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1963 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1964 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1965 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1966 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1967 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1968 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1969 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1970 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1971 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1972 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1973 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1974 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1975 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1976 ALCEDA ASIA LIMITED 1 0 1 0.00 2013-03-19
1977 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
1978 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1979 Celera Markets Limited 1 0 1 0.00 2008-08-12
1980 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1981 China Tonghai (IA) Limited 1 0 1 0.00
1982 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1983 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1984 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1985 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1986 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
1987 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
1988 Goldbridge Securities Limited 1 0 1 0.00
1989 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1990 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1991 Kam Wah Investments Limited 1 0 1 0.00
1992 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1993 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1994 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1995 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1996 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1997 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1998 Silk Road International Capital Limited 1 0 1 0.00
1999 SJS Markets Limited 1 0 1 0.00 2005-03-02
2000 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
2001 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
2002 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2003 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
2004 Xeram and Company (Asia) Limited 1 0 1 0.00 2003-12-19
2004 Average 3.47 18.65 22.11 84.33

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top