SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 OnePlatform Asset Management Limited 19 1169 1188 98.40 2007-07-04
2 Morgan Stanley Asia Limited 38 923 961 96.05 2006-04-07
3 GOLDMAN SACHS (ASIA) L.L.C. 57 817 874 93.48
4 KGI ASIA LIMITED 15 685 700 97.86
5 Citigroup Global Markets Asia Limited 22 611 633 96.52 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 571 577 98.96
7 Merrill Lynch (Asia Pacific) Limited 38 517 555 93.15
8 UBS SECURITIES ASIA LIMITED 13 461 474 97.26
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED 14 457 471 97.03
10 Merrill Lynch Far East Limited 35 435 470 92.55 2010-08-20
11 Credit Suisse (Hong Kong) Limited 33 428 461 92.84 2008-11-04
12 KGI FUTURES (HONG KONG) LIMITED 10 440 450 97.78
13 BOCI SECURITIES LIMITED 19 414 433 95.61 2004-03-01
14 Everbright Securities Investment Services (HK) Limited 14 417 431 96.75
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 373 389 95.89 2003-09-30
16 GOLDMAN SACHS FUTURES (ASIA) LIMITED 19 369 388 95.10
17 PHILLIP COMMODITIES (H.K.) LIMITED 4 368 372 98.92 2003-12-09
18 Morgan Stanley Hong Kong Securities Limited 14 350 364 96.15 2010-11-30
19 UBS SECURITIES HONG KONG LIMITED 20 336 356 94.38 2011-07-06
20 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 29 319 348 91.67 2008-08-20
21 Manulife Investment Management (Hong Kong) Limited 25 298 323 92.26
22 BARCLAYS CAPITAL ASIA LIMITED 21 273 294 92.86 2005-01-12
23 CES Commodities (HK) Limited 6 282 288 97.92
24 CLSA LIMITED 15 272 287 94.77 2013-07-09
25 HAITONG INTERNATIONAL FUTURES LIMITED 7 279 286 97.55
26 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 255 268 95.15 2009-10-15
27 UOB KAY HIAN (HONG KONG) LIMITED 4 261 265 98.49
28 DEUTSCHE SECURITIES ASIA LIMITED 28 235 263 89.35 2004-01-08
29 CITIC Securities Brokerage (HK) Limited 14 240 254 94.49
30 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
31 MACQUARIE CAPITAL LIMITED 21 223 244 91.39 2013-07-09
32 Quam Securities Limited 14 226 240 94.17 2004-10-15
33 FULBRIGHT SECURITIES LIMITED 8 228 236 96.61 2010-05-18
34 BOCOM International Securities Limited 12 220 232 94.83 2007-09-10
35 SG SECURITIES (HK) LIMITED 32 198 230 86.09 2003-12-16
36 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
37 Tung Shing Securities (Brokers) Limited 9 195 204 95.59 2012-03-15
38 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 9 194 203 95.57
39 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 8 190 198 95.96
40 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 28 168 196 85.71 2005-02-15
41 FIL Investment Management (Hong Kong) Limited 11 184 195 94.36
42 Jefferies Hong Kong Limited 19 170 189 89.95 2010-01-04
43 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 181 187 96.79
44 BlackRock Asset Management North Asia Limited 9 171 180 95.00 2003-12-16
45 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 169 178 94.94
46 EMPEROR SECURITIES LIMITED (HK) 9 166 175 94.86
47 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 159 172 92.44
48 J.P. MORGAN BROKING (HONG KONG) LIMITED 22 148 170 87.06 2003-12-02
49 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 160 169 94.67
50 HSBC Corporate Finance (Hong Kong) Limited 9 151 160 94.38 2012-03-09
51 CES Forex (HK) Limited 3 153 156 98.08
52 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
53 CHIEF SECURITIES LIMITED 7 145 152 95.39 2006-04-20
54 China Galaxy International Securities (Hong Kong) Co., Limited 12 139 151 92.05 2011-09-12
55 Daiwa Capital Markets Hong Kong Limited 15 136 151 90.07 2007-10-05
56 PRUDENTIAL BROKERAGE LIMITED 3 147 150 98.00
57 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 144 147 97.96 2009-10-05
58 EAST ASIA SECURITIES COMPANY LIMITED 4 138 142 97.18
59 MIZUHO SECURITIES ASIA LIMITED 18 123 141 87.23 2007-02-26
60 DBS VICKERS (HONG KONG) LIMITED 3 134 137 97.81 2003-10-14
61 Yuanta Securities (Hong Kong) Company Limited 13 122 135 90.37 2006-07-08
62 CELESTIAL COMMODITIES LIMITED 5 125 130 96.15
63 CITIC Securities Futures (HK) Limited 7 119 126 94.44
64 GF Securities (Hong Kong) Brokerage Limited 12 113 125 90.40 2007-01-31
65 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 120 124 96.77 2011-02-15
66 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 120 124 96.77
67 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 108 123 87.80
68 SOUTH CHINA SECURITIES LIMITED 6 115 121 95.04
69 HSBC BROKING SECURITIES (ASIA) LIMITED 9 110 119 92.44 2015-01-19
70 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 109 117 93.16 2007-07-04
71 Credit Suisse Securities (Hong Kong) Limited 10 105 115 91.30 2013-07-30
72 HSBC BROKING FUTURES (ASIA) LIMITED 5 109 114 95.61
73 JPMorgan Asset Management (Asia Pacific) Limited 10 104 114 91.23 2006-02-16
74 CGS International Securities Hong Kong Limited 18 94 112 83.93
75 HSBC Global Asset Management (Hong Kong) Limited 10 101 111 90.99 2006-03-29
76 JPMorgan Funds (Asia) Limited 8 101 109 92.66
77 MIB SECURITIES (HONG KONG) LIMITED 12 95 107 88.79 2012-05-21
78 Moody's Investors Service Hong Kong Limited 4 102 106 96.23 2011-06-01
79 RHB SECURITIES HONG KONG LIMITED 9 96 105 91.43 2006-11-17
80 BOCI ASIA LIMITED 12 88 100 88.00
81 Nerico Brothers Limited (HK) 12 87 99 87.88 2004-11-30
82 LUK FOOK SECURITIES (HK) LIMITED 6 92 98 93.88 2012-06-25
83 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 82 95 86.32 2013-07-11
84 EMPEROR FUTURES LIMITED 4 90 94 95.74
85 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
86 FIL Investment Advisors 5 87 92 94.57
87 HSBC BROKING FOREX (ASIA) LIMITED 5 86 91 94.51
88 Macquarie Corporate (Hong Kong) Limited 10 80 90 88.89
89 SOUTH CHINA COMMODITIES LIMITED 5 85 90 94.44
90 IMPERIUM INTERNATIONAL SECURITIES LIMITED 5 84 89 94.38 2010-10-06
91 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
92 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
93 CENTALINE WEALTH MANAGEMENT LIMITED 4 83 87 95.40 2004-04-02
94 Success Securities Limited 4 83 87 95.40
95 China Galaxy International Futures (Hong Kong) Co., Limited 4 82 86 95.35 2011-12-14
96 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
97 Tung Shing Futures (Brokers) Limited 5 81 86 94.19
98 GET NICE SECURITIES LIMITED 4 81 85 95.29
99 INVESCO HONG KONG LIMITED 5 80 85 94.12
100 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
101 Standard Chartered Securities (Hong Kong) Limited 14 71 85 83.53 2012-12-17
102 CCB INTERNATIONAL CAPITAL LIMITED 12 70 82 85.37 2004-05-27
103 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 77 82 93.90
104 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 75 82 91.46
105 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 71 81 87.65 2005-06-06
106 UBS DERIVATIVES HONG KONG LIMITED 6 75 81 92.59
107 FULBRIGHT FUTURES LIMITED 6 74 80 92.50 2005-12-05
108 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 65 80 81.25 2007-04-04
109 Soochow Securities International Brokerage Limited 6 74 80 92.50 2012-01-12
110 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 71 78 91.03
111 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 16 61 77 79.22 2005-11-29
112 FITCH (HONG KONG) LIMITED 5 72 77 93.51 2011-06-01
113 CHONG HING SECURITIES LIMITED 3 73 76 96.05
114 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 72 76 94.74 2007-01-30
115 CCB INTERNATIONAL SECURITIES LIMITED 19 55 74 74.32 2005-08-19
116 GEO Securities Limited 4 70 74 94.59 2013-05-03
117 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 71 74 95.95
118 SANFULL SECURITIES LIMITED 6 68 74 91.89
119 orientiert XYZ Securities Limited 4 69 73 94.52 2004-12-03
120 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 65 72 90.28 2004-10-14
121 Essence International Securities (Hong Kong) Limited 6 65 71 91.55 2010-05-18
122 KINGSTON SECURITIES LIMITED 6 64 70 91.43
123 CORPORATE BROKERS LIMITED 4 65 69 94.20
124 FIRST SHANGHAI SECURITIES LIMITED 8 60 68 88.24
125 BLACKSTONE GROUP (HK) LIMITED (THE) 8 59 67 88.06 2008-10-14
126 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 13 54 67 80.60 2004-05-31
127 NATIXIS ASIA LIMITED 4 63 67 94.03 2004-10-19
128 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 63 66 95.45
129 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 6 60 66 90.91
130 MUFG Securities Asia Limited 8 57 65 87.69 2010-12-31
131 VALUE PARTNERS HONG KONG LIMITED 5 60 65 92.31 2007-11-19
132 VALUE PARTNERS LIMITED 5 60 65 92.31
133 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
134 ABCI Securities Company Limited 11 52 63 82.54 2005-11-15
135 Guosen Securities (HK) Brokerage Company, Limited 7 56 63 88.89 2010-02-26
136 BCT Financial Limited 2 60 62 96.77 2010-11-24
137 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 58 61 95.08 2010-11-26
138 UBS Asset Management (Hong Kong) Limited 10 51 61 83.61 2012-09-12
139 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 6 54 60 90.00 2007-01-12
140 Success Futures and Foreign Exchange Limited 4 55 59 93.22 2005-12-06
141 MIB FUTURES (HONG KONG) LIMITED 6 52 58 89.66 2011-03-25
142 China Securities (International) Brokerage Company Limited 5 52 57 91.23 2013-04-24
143 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 49 57 85.96
144 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 52 57 91.23 2007-04-26
145 ICBC INTERNATIONAL CAPITAL LIMITED 11 45 56 80.36 2008-05-27
146 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 51 56 91.07 2010-02-23
147 VC BROKERAGE LIMITED 3 53 56 94.64
148 Bright Fund Management Limited 3 52 55 94.55
149 CENTALINE SECURITIES LIMITED 2 53 55 96.36 2011-10-07
150 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
151 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 48 55 87.27 2009-07-30
152 Mason Securities Limited 6 48 54 88.89
153 Taiping Securities (HK) Co Limited 6 48 54 88.89
154 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 47 53 88.68
155 ATHENA WEALTH MANAGEMENT LIMITED 2 50 52 96.15 2008-04-25
156 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 5 47 52 90.38 2012-01-06
157 FWD Financial Planning Limited (HK) 2 50 52 96.15 2011-01-25
158 iBest Consultants Limited 7 45 52 86.54 2008-04-15
159 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
160 RHB FUTURES HONG KONG LIMITED 6 45 51 88.24 2005-09-28
161 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
162 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 43 50 86.00
163 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
164 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
165 YUE XIU SECURITIES COMPANY LIMITED 5 44 49 89.80 2013-12-02
166 Huarong International Securities Limited 8 40 48 83.33 2004-10-25
167 ICBC INTERNATIONAL SECURITIES LIMITED 15 33 48 68.75 2008-11-14
168 Soochow Securities International Futures Limited 4 44 48 91.67 2012-08-27
169 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
170 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
171 Evergrande Securities (Hong Kong) Limited 5 41 46 89.13
172 T.F.S. Derivatives HK Limited 7 39 46 84.78 2009-04-03
173 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
174 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
175 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
176 GUOYUAN FUTURES (HONG KONG) LIMITED 3 42 45 93.33 2007-11-29
177 KARL-THOMSON SECURITIES COMPANY LIMITED 4 41 45 91.11
178 Principal Investment & Retirement Services Limited 2 43 45 95.56 2011-08-17
179 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
180 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
181 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
182 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
183 CAPITAL GLOBAL MANAGEMENT LIMITED 6 37 43 86.05 2005-09-17
184 LUK FOOK FUTURES (HK) LIMITED 5 38 43 88.37 2011-12-05
185 Mason Futures Limited (HK) 4 39 43 90.70
186 S&P Global Ratings Hong Kong Limited 2 41 43 95.35 2011-06-01
187 Wellington Management Hong Kong Limited (b2003-01-02) 10 33 43 76.74 2003-09-18
188 Rich Union Securities (H.K.) Limited 6 36 42 85.71
189 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 35 41 85.37
190 TSE'S SECURITIES LIMITED 3 38 41 92.68
191 BOCI RESEARCH LIMITED 5 35 40 87.50
192 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
193 Neuberger Berman Asia Limited 4 36 40 90.00 2008-03-13
194 Amundi Hong Kong Limited 6 33 39 84.62
195 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
196 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
197 Yunfeng Financial Markets Limited 12 27 39 69.23
198 BOCOM International (Asia) Limited 5 33 38 86.84 2007-09-21
199 Capital International, Inc. 4 34 38 89.47 2007-07-03
200 Essence Futures (Hong Kong) Limited 3 34 37 91.89 2010-10-25
201 HGNH International Futures Co., Limited 6 31 37 83.78 2007-06-26
202 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
203 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 35 37 94.59
204 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
205 VC FUTURES LIMITED 4 33 37 89.19
206 GF FUTURES (HONG KONG) CO., LIMITED 3 33 36 91.67 2007-02-16
207 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
208 Point72 Hong Kong Limited 4 32 36 88.89 2006-11-14
209 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 34 36 94.44 2007-03-09
210 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
211 CSC SECURITIES (HK) LIMITED 5 30 35 85.71 2003-12-29
212 CSOP Asset Management Limited 4 31 35 88.57 2008-09-29
213 GF Capital (Hong Kong) Limited 6 29 35 82.86 2007-01-31
214 Guotai Junan FX Limited 2 33 35 94.29 2010-10-21
215 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
216 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
217 CVP Securities Limited 2 32 34 94.12 2004-07-09
218 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
219 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
220 Glory Sun Securities Limited 7 27 34 79.41 2012-09-18
221 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
222 KAM FAI SECURITIES CO., LIMITED 4 30 34 88.24
223 LOMBARD ODIER (HONG KONG) LIMITED 6 28 34 82.35
224 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 30 34 88.24 2010-06-29
225 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
226 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
227 SMBC Nikko Securities (Hong Kong) Limited 10 24 34 70.59 2012-07-20
228 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
229 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 28 33 84.85
230 PineBridge Investments Asia Limited 5 28 33 84.85 2009-04-02
231 BGC SECURITIES (HONG KONG) LLC 2 30 32 93.75 2008-06-25
232 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 30 32 93.75 2008-12-17
233 FIRST SHANGHAI FUTURES LIMITED 4 28 32 87.50
234 Interactive Brokers LLC 3 29 32 90.63 2007-03-19
235 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 3 29 32 90.63 2012-03-30
236 Rothschild & Co Hong Kong Limited 5 27 32 84.38 2005-04-27
237 WIN WONG SECURITIES LIMITED 4 28 32 87.50
238 ASSET MANAGEMENT GROUP LIMITED 2 29 31 93.55 2006-01-17
239 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 22 31 70.97 2003-08-29
240 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 27 31 87.10 2011-04-26
241 CITIC Securities (Hong Kong) Limited 6 25 31 80.65
242 CORPORATE COMMODITIES LIMITED 4 27 31 87.10
243 DELTA ASIA SECURITIES LIMITED 5 26 31 83.87 2011-12-23
244 HAITONG INTERNATIONAL CAPITAL LIMITED 10 21 31 67.74
245 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 28 31 90.32 2007-01-09
246 Rifa Securities Limited 7 24 31 77.42
247 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
248 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
249 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
250 BNY Mellon Investment Management Hong Kong Limited 4 26 30 86.67 2008-06-06
251 Changjiang Securities Brokerage (HK) Limited 4 26 30 86.67 2011-12-13
252 China Securities (International) Corporate Finance Company Limited 8 22 30 73.33 2013-04-08
253 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 24 30 80.00 2007-12-07
254 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
255 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
256 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 26 30 86.67 2009-11-16
257 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
258 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
259 Polen Capital HK Limited 2 28 30 93.33 2012-09-28
260 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 21 30 70.00 2007-06-20
261 Robeco Hong Kong Limited 4 26 30 86.67 2007-12-18
262 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
263 CMBC SECURITIES COMPANY LIMITED 6 23 29 79.31 2008-01-24
264 Eastspring Investments (Hong Kong) Limited 3 26 29 89.66 2006-08-08
265 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
266 IPP Financial Advisers Limited 2 27 29 93.10 2006-12-21
267 ABCI CAPITAL LIMITED 7 21 28 75.00 2011-03-17
268 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
269 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
270 CHINA EVERBRIGHT CAPITAL LIMITED 7 21 28 75.00 2005-05-09
271 Citadel Asia Limited 6 22 28 78.57 2005-10-21
272 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
273 MIDLAND WEALTH MANAGEMENT LIMITED 2 26 28 92.86 2008-02-18
274 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
275 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
276 WING FUNG FUTURES LIMITED 4 24 28 85.71 2006-04-21
277 WING FUNG SECURITIES LIMITED 5 23 28 82.14
278 CMB International Securities Limited 3 24 27 88.89 2010-06-15
279 EVER-LONG SECURITIES COMPANY LIMITED 6 21 27 77.78
280 INSTINET PACIFIC LIMITED 4 23 27 85.19
281 Quam Capital Limited (b1994-08-04) 8 19 27 70.37
282 Wells Fargo Securities Asia Limited 6 21 27 77.78 2008-04-25
283 YUE XIU FUTURES COMPANY LIMITED 2 25 27 92.59
284 313 Capital Management Limited 3 23 26 88.46 2010-04-19
285 ADMIS Hong Kong Limited 3 23 26 88.46 2010-03-10
286 BOCOM MPF & Financial Services Company Limited 4 22 26 84.62 2012-06-25
287 CAIIS Limited 4 22 26 84.62 2006-05-23
288 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
289 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
290 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
291 Newedge Broker Hong Kong Limited 6 20 26 76.92
292 NOAH HOLDINGS (HONG KONG) LIMITED 2 24 26 92.31 2012-01-04
293 SG Asset Finance (Hong Kong) Limited 6 20 26 76.92 2003-10-02
294 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 16 26 61.54 2008-02-21
295 BEA Union Investment Management Limited 5 20 25 80.00
296 CNI Securities Group Limited 4 21 25 84.00 2009-12-15
297 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 18 25 72.00 2009-01-02
298 Fosun International Securities Limited 8 17 25 68.00 2008-06-23
299 HGNH International Securities Co., Limited 2 23 25 92.00 2014-01-08
300 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 20 25 80.00
301 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 19 25 76.00
302 Sunrise Brokers (Hong Kong) Limited 2 23 25 92.00 2009-12-09
303 WOCOM SECURITIES LIMITED 4 21 25 84.00
304 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 5 19 24 79.17
305 CASH Wealth Management Limited 6 18 24 75.00 2011-01-17
306 China Asset Management (Hong Kong) Limited 5 19 24 79.17 2008-12-10
307 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
308 CSC FUTURES (HK) LIMITED 3 21 24 87.50
309 HAITONG INTERNATIONAL RESEARCH LIMITED 2 22 24 91.67
310 HANG SENG SECURITIES LIMITED 6 18 24 75.00
311 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 15 24 62.50
312 Income Partners Asset Management (HK) Limited 5 19 24 79.17
313 LIM ADVISORS LIMITED 6 18 24 75.00
314 ORIENT SECURITIES LIMITED 2 22 24 91.67
315 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
316 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
317 AXA Investment Managers Asia Limited 5 18 23 78.26 2005-07-21
318 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 20 23 86.96 2012-07-13
319 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 21 23 91.30 2006-12-08
320 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
321 CLSA FUTURES LIMITED 4 19 23 82.61
322 DAEWOO SECURITIES (HONG KONG) LIMITED 6 17 23 73.91 2012-02-17
323 FORTUNE (HK) SECURITIES LIMITED 3 20 23 86.96
324 I-ACCESS INVESTORS LIMITED 5 18 23 78.26 2005-07-13
325 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
326 OnePlatform Securities Limited 2 21 23 91.30
327 Pictet Asset Management (Hong Kong) Limited 8 15 23 65.22 2006-10-26
328 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
329 South China Forex Limited 3 20 23 86.96 2010-06-21
330 St. James's Place (Hong Kong) Limited 3 20 23 86.96 2012-02-14
331 Virtu ITG Hong Kong Limited 4 19 23 82.61
332 Asiya Investments Hong Kong Limited 5 17 22 77.27 2012-07-06
333 DWS Investments Hong Kong Limited 4 18 22 81.82
334 Eclipse Options (HK) Limited 3 19 22 86.36 2007-05-31
335 Funderstone Securities Limited 4 18 22 81.82
336 GAOYU SECURITIES LIMITED 5 17 22 77.27
337 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
338 HGNH International Forex Co., Limited 2 20 22 90.91 2014-04-04
339 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
340 LEHIN SECURITIES LIMITED 3 19 22 86.36
341 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
342 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 20 22 90.91
343 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
344 WOCOM LIMITED (HK) 4 18 22 81.82
345 Bosera Asset Management (International) Co., Limited 4 17 21 80.95 2010-11-05
346 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
347 China Renaissance Securities (Hong Kong) Limited 8 13 21 61.90 2012-10-24
348 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
349 CVC Asia Pacific Limited 5 16 21 76.19 2009-11-16
350 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 4 17 21 80.95 2010-06-30
351 HPEF Capital Partners Limited 5 16 21 76.19
352 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
353 KINGSTON FUTURES LIMITED 2 19 21 90.48
354 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
355 Somerley Capital Limited 9 12 21 57.14 2013-10-02
356 SPS SECURITIES LIMITED 4 17 21 80.95
357 State Street Securities Hong Kong Limited 5 16 21 76.19 2013-04-22
358 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
359 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
360 BTIG Hong Kong Limited 3 17 20 85.00 2008-04-15
361 CBH Asia Limited 4 16 20 80.00 2010-09-24
362 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 16 20 80.00 2010-08-20
363 Funderstone Futures Limited 3 17 20 85.00
364 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
365 HSBC Global Asset Management Holdings (Bahamas) Limited 6 14 20 70.00
366 ICAP Securities Hong Kong Limited 3 17 20 85.00 2005-10-06
367 KAISER FUTURES LIMITED 5 15 20 75.00
368 KAISER SECURITIES LIMITED 4 16 20 80.00
369 Macquarie Asia Securities Limited 2 18 20 90.00 2005-07-26
370 MANGO FINANCIAL LIMITED 4 16 20 80.00
371 Prime Cdex Securities Limited 4 16 20 80.00
372 Samsung Asset Management (Hong Kong) Limited 3 17 20 85.00 2008-04-23
373 SC Lowy Financial (HK) Limited 2 18 20 90.00 2009-09-21
374 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
375 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
376 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
377 Vanguard Investments Hong Kong Limited 5 15 20 75.00 2012-02-07
378 YICKO SECURITIES LIMITED 5 15 20 75.00
379 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
380 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 14 19 73.68 2011-01-04
381 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
382 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 15 19 78.95
383 DL BROKERAGE LIMITED 3 16 19 84.21
384 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
385 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
386 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
387 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 15 19 78.95 2006-09-12
388 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
389 Open Securities Limited 5 14 19 73.68 2010-07-16
390 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 16 19 84.21 2007-03-08
391 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
392 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
393 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
394 Allianz Global Investors Hong Kong Limited 5 13 18 72.22
395 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
396 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
397 EWARTON SECURITIES LIMITED 4 14 18 77.78
398 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
399 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
400 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
401 HUNG SING SECURITIES LIMITED 4 14 18 77.78
402 Janus Henderson Investors Hong Kong Limited 4 14 18 77.78
403 KGI Asset Management Limited 2 16 18 88.89 2013-05-31
404 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
405 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
406 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
407 Rifa Futures Limited 4 14 18 77.78 2008-12-01
408 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
409 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 15 18 83.33 2010-04-27
410 Templewater Hong Kong Limited 7 11 18 61.11
411 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
412 WING ON CHEONG SECURITIES COMPANY LIMITED 4 14 18 77.78
413 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
414 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
415 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
416 BUSINESS SECURITIES LIMITED 3 14 17 82.35
417 Changjiang Futures (HK) Limited 2 15 17 88.24 2012-02-13
418 CHINA SYSTEM SECURITIES LIMITED 4 13 17 76.47 2005-07-07
419 CITIC Securities CLSA Capital Partners (HK) Limited 3 14 17 82.35
420 CNCB (Hong Kong) Capital Limited 5 12 17 70.59 2010-10-27
421 CTBC Asia Limited 4 13 17 76.47 2004-01-14
422 DBS ASIA CAPITAL LIMITED 7 10 17 58.82
423 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
424 GAM HONG KONG LIMITED 6 11 17 64.71
425 GMO-Z.com Forex HK Limited 3 14 17 82.35 2012-06-22
426 HARBOURVEST PARTNERS (ASIA) LIMITED 5 12 17 70.59 2013-10-11
427 ICBC INTERNATIONAL FUTURES LIMITED 3 14 17 82.35 2009-05-06
428 JVSakk Asset Management Limited 3 14 17 82.35 2008-08-28
429 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
430 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2008-09-03
431 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
432 PineBridge Investments Hong Kong Limited 4 13 17 76.47
433 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
434 Planetree Securities Limited 4 13 17 76.47
435 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
436 SEEKERS MARKETS LIMITED 3 14 17 82.35 2013-08-09
437 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
438 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
439 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
440 TULLETT PREBON (HONG KONG) LIMITED 3 14 17 82.35 2010-08-26
441 VMS Securities Limited 5 12 17 70.59
442 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
443 WINFULL SECURITIES LIMITED 3 14 17 82.35
444 abrdn Hong Kong Limited 6 10 16 62.50
445 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 11 16 68.75
446 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
447 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
448 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
449 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
450 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
451 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
452 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
453 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
454 HENYEP SECURITIES LIMITED 3 13 16 81.25
455 JIMEI SECURITIES LIMITED 3 13 16 81.25 2008-12-09
456 KINGSWAY CAPITAL LIMITED 5 11 16 68.75 2008-08-14
457 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
458 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
459 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
460 MOELIS & COMPANY ASIA LIMITED 2 14 16 87.50 2009-12-11
461 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 14 16 87.50 2011-11-25
462 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
463 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
464 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
465 PIMCO Asia Limited 2 14 16 87.50 2006-05-17
466 SILVERHORN INVESTMENT ADVISORS LIMITED 4 12 16 75.00 2011-02-28
467 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
468 Well Link Securities Limited 3 13 16 81.25 2005-11-11
469 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
470 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
471 Balyasny Asset Management (Hong Kong) Limited 2 13 15 86.67 2008-03-03
472 BERICH BROKERAGE LIMITED 3 12 15 80.00
473 CELESTIAL CAPITAL LIMITED 4 11 15 73.33
474 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
475 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 11 15 73.33 2006-07-03
476 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
477 CMB International Capital Limited 3 12 15 80.00 2010-09-07
478 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
479 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
480 Evercore Asia Limited 4 11 15 73.33 2011-03-04
481 Gain Capital - Forex.com Hong Kong Limited 2 13 15 86.67 2009-07-22
482 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
483 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
484 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
485 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
486 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
487 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 13 15 86.67 2006-11-28
488 KGI CAPITAL ASIA LIMITED 8 7 15 46.67
489 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
490 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
491 MESSIS CAPITAL LIMITED 4 11 15 73.33 2012-12-11
492 Neutral Financial Holding Company Limited 5 10 15 66.67
493 Optima Capital Limited 4 11 15 73.33 2007-10-25
494 RHB CAPITAL HONG KONG LIMITED 3 12 15 80.00
495 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
496 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
497 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
498 WARD FERRY MANAGEMENT LIMITED 3 12 15 80.00
499 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
500 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
501 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
502 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 78.57 2008-08-08
503 CHEONG LEE SECURITIES LIMITED 4 10 14 71.43 2005-11-24
504 China Orient International Asset Management Limited 3 11 14 78.57 2012-05-15
505 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
506 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
507 CLSA Premium International (HK) Limited 4 10 14 71.43 2004-10-20
508 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
509 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
510 HANG SENG INVESTMENT SERVICES LIMITED 2 12 14 85.71
511 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
512 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 12 14 85.71
513 KVB Kunlun Securities (HK) Limited 3 11 14 78.57 2008-07-02
514 MALAHON SECURITIES LIMITED 3 11 14 78.57
515 MCM Asia Limited 5 9 14 64.29 2013-03-28
516 Mount Kellett Capital (Hong Kong) Limited 3 11 14 78.57 2008-09-25
517 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 11 14 78.57 2013-09-17
518 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
519 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
520 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
521 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
522 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
523 TC Capital International Limited 4 10 14 71.43 2010-08-11
524 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
525 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
526 Towers Watson Investment Services Hong Kong Limited 3 11 14 78.57 2007-05-14
527 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
528 AIF Securities Limited 6 7 13 53.85 2004-11-02
529 Canaccord Genuity (Hong Kong) Limited 7 6 13 46.15 2011-05-04
530 China Finance KAB Limited 3 10 13 76.92 2004-12-23
531 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
532 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
533 DigitalBridge Management Asia Limited 4 9 13 69.23 2010-07-20
534 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
535 EAST ASIA FUTURES LIMITED 4 9 13 69.23
536 Everbright Capital Management Limited 3 10 13 76.92 2007-09-24
537 Everbright Securities Digital Finance (HK) Limited 3 10 13 76.92
538 Fortune Origin Securities Limited 6 7 13 53.85 2009-07-09
539 Houlihan Lokey (China) Limited 2 11 13 84.62 2008-10-09
540 IAM LEGACY LIMITED 4 9 13 69.23 2007-08-21
541 Japaninvest (Hong Kong) Limited 4 9 13 69.23 2010-10-26
542 Jupiter Asset Management (Asia Pacific) Limited 5 8 13 61.54 2014-12-12
543 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 10 13 76.92 2004-12-16
544 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
545 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
546 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
547 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
548 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
549 MFG Limited (HK) 5 8 13 61.54 2006-07-17
550 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
551 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
552 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
553 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
554 SAMSUNG SECURITIES (ASIA) LIMITED 4 9 13 69.23
555 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
556 Shacom Securities Limited 3 10 13 76.92
557 Shang International Finance Limited 4 9 13 69.23
558 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
559 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
560 TIANDA SECURITIES LIMITED 3 10 13 76.92 2011-01-18
561 WING FUNG FOREX LIMITED 3 10 13 76.92 2009-01-08
562 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
563 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
564 ALTUS CAPITAL LIMITED 4 8 12 66.67
565 Anuenue Securities Limited 2 10 12 83.33
566 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
567 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
568 BOCI COMMODITIES & FUTURES LIMITED 4 8 12 66.67 2004-11-17
569 Caitong International Asset Management Co., Limited 4 8 12 66.67 2013-05-20
570 CC Finance Limited 2 10 12 83.33 2006-04-20
571 CINDA INTERNATIONAL CAPITAL LIMITED 4 8 12 66.67
572 CLC International Limited 4 8 12 66.67 2012-12-07
573 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 83.33
574 EXS Capital Asia Limited 3 9 12 75.00 2008-06-12
575 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
576 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
577 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
578 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
579 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
580 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
581 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
582 Hamilton Lane (Hong Kong) Limited 2 10 12 83.33 2010-07-05
583 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
584 HENIK SECURITIES LIMITED 2 10 12 83.33
585 HING WONG SECURITIES LIMITED 3 9 12 75.00
586 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
587 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
588 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
589 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
590 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
591 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
592 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
593 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
594 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
595 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
596 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
597 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
598 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
599 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
600 Octal Capital Limited 5 7 12 58.33 2011-06-01
601 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
602 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
603 Rakuten Securities Hong Kong Limited 2 10 12 83.33
604 RAYS Capital Partners Limited 2 10 12 83.33 2011-05-19
605 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
606 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
607 SFM HK Management Limited 2 10 12 83.33 2010-11-01
608 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
609 SINOMAX SECURITIES LIMITED 3 9 12 75.00
610 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 9 12 75.00 2005-07-07
611 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
612 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
613 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
614 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
615 ABN AMRO Clearing Hong Kong Limited 4 7 11 63.64
616 AISANCE ASSET MANAGEMENT LIMITED 3 8 11 72.73 2005-06-16
617 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
618 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
619 ALTUS INVESTMENTS LIMITED (HK) 3 8 11 72.73 2005-12-14
620 Argonaut Securities (Asia) Limited 4 7 11 63.64 2011-09-08
621 Beijing Securities Limited 5 6 11 54.55 2008-11-07
622 Bradbury Securities Limited 2 9 11 81.82
623 Channel 8 Wealth Management Limited 2 9 11 81.82 2010-01-27
624 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
625 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
626 De Riva Asia Limited 3 8 11 72.73 2010-07-29
627 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
628 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 6 11 54.55 2011-11-15
629 Golden Hen Securities and Futures Limited 3 8 11 72.73 2010-05-13
630 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
631 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
632 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
633 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
634 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
635 JANCHOR PARTNERS LIMITED 2 9 11 81.82 2009-11-06
636 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
637 METRO CAPITAL SECURITIES LIMITED 3 8 11 72.73
638 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
639 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 8 11 72.73
640 NF Trinity Capital (Hong Kong) Limited 4 7 11 63.64 2014-08-26
641 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
642 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
643 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
644 Public Securities Limited 2 9 11 81.82
645 ROOFER SECURITIES LIMITED 2 9 11 81.82
646 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
647 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
648 Sinofortune Securities Limited 6 5 11 45.45 2012-02-03
649 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
650 STI Asset Management Limited 4 7 11 63.64 2008-10-22
651 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
652 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
653 TANG PING KONG LIMITED 3 8 11 72.73
654 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
655 VISION FINANCE (SECURITIES) LIMITED 5 6 11 54.55 2007-05-08
656 WINTECH SECURITIES LIMITED 4 7 11 63.64
657 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
658 Wisetrade Securities Limited 2 9 11 81.82
659 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 8 10 80.00 2007-05-04
660 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
661 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 60.00
662 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
663 Ayers Alliance Securities (HK) Limited 2 8 10 80.00 2013-10-07
664 Beevest Securities Limited 2 8 10 80.00
665 BOKHARY SECURITIES LIMITED 2 8 10 80.00
666 BRIGHT SMART FOREX LIMITED 1 9 10 90.00 2013-03-11
667 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
668 BULLISH SECURITIES LIMITED 2 8 10 80.00
669 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 6 10 60.00 2012-08-01
670 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
671 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
672 CLC SECURITIES LIMITED 3 7 10 70.00 2008-06-16
673 CMB International Global Markets Limited 3 7 10 70.00
674 COHEN & STEERS ASIA LIMITED 5 5 10 50.00 2005-07-29
675 DAH SING SECURITIES LIMITED 3 7 10 70.00
676 Davidson Kempner Asia Limited 2 8 10 80.00 2010-05-04
677 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
678 Dymon Asia Capital (HK) Limited 4 6 10 60.00 2011-08-31
679 Essence Corporate Finance (Hong Kong) Limited 5 5 10 50.00 2010-09-01
680 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
681 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
682 F.T.M.F. DISTRIBUTION LIMITED 6 4 10 40.00 2008-08-15
683 FT Securities Limited 2 8 10 80.00
684 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
685 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 6 10 60.00 2012-09-24
686 GENERALI INVESTMENTS ASIA LIMITED 5 5 10 50.00 2006-02-08
687 Hao Tian International Securities Limited 4 6 10 60.00
688 HERMES SECURITIES LIMITED 2 8 10 80.00
689 Huajin Corporate Finance (International) Limited 5 5 10 50.00
690 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
691 JVSakk Asia Limited 4 6 10 60.00
692 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
693 LaSalle Investment Management Hong Kong Limited 5 5 10 50.00 2007-06-14
694 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
695 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
696 New China Asset Management (Hong Kong) Limited 3 7 10 70.00 2013-11-06
697 NewQuest Capital Advisors (HK) Limited 2 8 10 80.00 2012-03-08
698 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
699 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
700 orientiert International Markets Limited 2 8 10 80.00 2005-01-11
701 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 5 10 50.00 2004-04-07
702 Partners Asset Management (HK) Limited 3 7 10 70.00 2007-04-03
703 Planetree Futures Limited 3 7 10 70.00
704 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2004-09-15
705 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
706 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 6 10 60.00
707 Prudence Investment Management (Hong Kong) Limited 2 8 10 80.00 2009-06-08
708 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
709 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
710 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
711 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
712 Symmetry Investments (Hong Kong) Limited 2 8 10 80.00 2014-07-03
713 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
714 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
715 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
716 Topaz Financial Group Limited 3 7 10 70.00 2012-10-12
717 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
718 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
719 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
720 UNITED SIMSEN FOREX DEALERS LIMITED 2 8 10 80.00
721 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
722 Vision Capital Investment Management Limited 3 7 10 70.00 2003-12-17
723 W. Falcon Asset Management (Asia) Limited 4 6 10 60.00 2014-07-17
724 WING FAT SECURITIES LIMITED 3 7 10 70.00
725 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
726 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
727 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
728 Zhongrong International Futures Co., Limited 3 7 10 70.00 2012-02-22
729 Zijing Capital Limited 3 7 10 70.00 2003-05-07
730 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
731 ALETHEIA TECHNOLOGIES LIMITED 3 6 9 66.67 2010-07-30
732 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
733 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
734 BlueCrest Capital Management (Hong Kong) Limited 2 7 9 77.78 2014-09-16
735 BOSC International Company Limited 3 6 9 66.67 2015-01-09
736 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
737 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
738 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
739 China Securities (International) Asset Management Company Limited 3 6 9 66.67 2013-02-22
740 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
741 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
742 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 5 9 55.56 2009-10-14
743 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
744 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 6 9 66.67 2007-10-10
745 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
746 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
747 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
748 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
749 FORTUNE FINANCIAL CAPITAL LIMITED 5 4 9 44.44 2009-03-12
750 Forwin Capital Management Limited 3 6 9 66.67 2014-06-17
751 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
752 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
753 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
754 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2010-06-29
755 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
756 HANG SENG FUTURES LIMITED 2 7 9 77.78
757 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
758 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 6 9 66.67 2010-10-27
759 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
760 KILMOREY SECURITIES LIMITED 2 7 9 77.78
761 KINGSTON CORPORATE FINANCE LIMITED 4 5 9 55.56
762 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
763 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
764 KWOK HING SECURITIES LIMITED 2 7 9 77.78
765 LBN Advisers Limited 2 7 9 77.78 2007-09-13
766 Mackenzie Investments Asia Limited 4 5 9 55.56
767 Minerva Holding Financial Securities Limited 4 5 9 55.56
768 Mirae Asset Capital (China) Limited 3 6 9 66.67 2012-11-29
769 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
770 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
771 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
772 Nuada Limited 7 2 9 22.22 2004-01-15
773 OCBC Futures Investment (Hong Kong) Limited 2 7 9 77.78
774 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
775 ONSHINE SECURITIES LIMITED 3 6 9 66.67
776 Ontario Teachers' Pension Plan (Asia) Limited 6 3 9 33.33 2013-05-20
777 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
778 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
779 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
780 Public Financial Securities Limited 2 7 9 77.78
781 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
782 RaffAello Securities (HK) Limited 3 6 9 66.67 2005-03-30
783 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
784 Shangding International Asset Management Company Limited 2 7 9 77.78 2010-09-08
785 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
786 SOLID KING SECURITIES LIMITED 3 6 9 66.67
787 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 5 4 9 44.44
788 SPARX Asia Investment Advisors Limited 5 4 9 44.44 2004-04-20
789 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
790 Strategic Vision Investment Limited 2 7 9 77.78 2014-08-14
791 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
792 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
793 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
794 TPG Capital, Limited 2 7 9 77.78 2012-03-07
795 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
796 VBG Capital Limited 4 5 9 55.56 2009-04-20
797 Vontobel Wealth Management (Hong Kong) Limited 3 6 9 66.67 2013-01-14
798 VTB Capital Hong Kong Limited 5 4 9 44.44 2011-06-30
799 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
800 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
801 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
802 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
803 Allard Partners Limited 4 4 8 50.00
804 Alphamax Asset Management (HK) Limited 3 5 8 62.50 2012-08-06
805 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
806 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
807 BMI Securities Limited 2 6 8 75.00 2011-03-14
808 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
809 BUSINESS FUTURES LIMITED 3 5 8 62.50
810 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
811 Central Asset Investments and Management Holdings (HK) Limited 2 6 8 75.00 2005-08-05
812 Chanceton Capital Partners Limited 3 5 8 62.50
813 Changjiang Asset Management (HK) Limited 3 5 8 62.50 2011-12-16
814 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
815 China Jianxin Financial Services Limited 3 5 8 62.50 2009-11-17
816 CHINA POINT STOCK BROKERS LIMITED 2 6 8 75.00
817 China Reserve Securities Limited 4 4 8 50.00
818 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
819 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
820 Delta Asia Wealth Management Limited 2 6 8 75.00
821 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
822 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
823 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
824 EVERHOT SECURITIES LIMITED 3 5 8 62.50
825 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
826 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
827 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
828 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
829 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 4 8 50.00 2012-03-30
830 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
831 Grey Investment Limited 2 6 8 75.00 2012-02-21
832 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
833 HANG TAI SECURITIES LIMITED 4 4 8 50.00
834 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
835 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
836 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
837 Huayu Securities Limited 2 6 8 75.00
838 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
839 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
840 JK Capital Management Limited 4 4 8 50.00
841 KMT SECURITIES LIMITED 2 6 8 75.00
842 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
843 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
844 LAMTEX SECURITIES LIMITED 2 6 8 75.00
845 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00 2007-03-20
846 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
847 LT Securities Limited 3 5 8 62.50 2011-04-01
848 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
849 Marex Hong Kong Limited 2 6 8 75.00 2011-01-28
850 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
851 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
852 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
853 Ord Minnett Hong Kong Limited 5 3 8 37.50 2013-01-15
854 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
855 Oshidori Securities Limited 2 6 8 75.00
856 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
857 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
858 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
859 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
860 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
861 RHB ASSET MANAGEMENT LIMITED 2 6 8 75.00 2008-05-08
862 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
863 SDHG International Securities Limited 3 5 8 62.50
864 SHACOM FUTURES LIMITED 2 6 8 75.00
865 SPS COMMODITIES LIMITED 2 6 8 75.00
866 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
867 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
868 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
869 THING ON SECURITIES LIMITED 3 5 8 62.50
870 Tiger Securities Asset Management Company Limited 1 7 8 87.50 2006-12-29
871 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
872 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
873 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
874 UBS SDIC Asset Management (Hong Kong) Company Limited 4 4 8 50.00 2011-10-11
875 Vantage New Generation Securities Limited 2 6 8 75.00 2012-08-03
876 VC CAPITAL LIMITED 3 5 8 62.50
877 Wanhai Securities (HK) Limited 4 4 8 50.00
878 Win Securities Limited 3 5 8 62.50
879 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
880 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
881 YF FUTURES COMPANY LIMITED 2 6 8 75.00
882 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
883 ABCI ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-10-18
884 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
885 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
886 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
887 AM Squared Limited 2 5 7 71.43 2005-06-30
888 Amasse Capital Limited 2 5 7 71.43 2012-07-13
889 Anbang Asset Management (Hong Kong) Co. Limited 2 5 7 71.43 2012-05-15
890 Anli Securities Limited 3 4 7 57.14
891 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
892 Arta Asset Management Limited 5 2 7 28.57 2008-07-10
893 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
894 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
895 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
896 Atlantic Asset Management Limited 3 4 7 57.14 2013-11-06
897 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
898 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
899 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 4 7 57.14 2013-11-29
900 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
901 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
902 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
903 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
904 Changjiang Corporate Finance (HK) Limited 3 4 7 57.14 2012-06-29
905 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
906 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
907 CHINA DEMETER SECURITIES LIMITED 2 5 7 71.43 2010-10-18
908 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
909 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
910 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-27
911 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 3 7 42.86 2009-08-28
912 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
913 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
914 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
915 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
916 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
917 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
918 Crosby Securities Limited 5 2 7 28.57 2013-03-06
919 CS Wealth Securities Limited 4 3 7 42.86
920 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
921 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
922 eFusion Capital Limited 2 5 7 71.43 2014-06-06
923 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
924 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
925 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
926 FAIRWIN BROKING LIMITED 3 4 7 57.14
927 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
928 FDB Financial Group Limited 2 5 7 71.43
929 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
930 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
931 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
932 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
933 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
934 Golden Full Asset Management Limited 3 4 7 57.14 2014-04-03
935 Goldin Equities Limited 2 5 7 71.43 2008-12-17
936 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
937 Gram Capital Limited 4 3 7 42.86 2014-03-12
938 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
939 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
940 GT CAPITAL LIMITED 2 5 7 71.43
941 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
942 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
943 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
944 Horizon Asset International (HK) Limited 2 5 7 71.43 2008-09-03
945 Imagi Brokerage Limited 3 4 7 57.14
946 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
947 JS CRESVALE CAPITAL LIMITED 4 3 7 42.86 2010-09-06
948 JS SECURITIES LIMITED (HK) 2 5 7 71.43 2011-01-20
949 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
950 K.K.M. SECURITIES LIMITED 2 5 7 71.43
951 KCG SECURITIES ASIA LIMITED 3 4 7 57.14 2004-11-25
952 Kriya Capital Limited 3 4 7 57.14 2010-01-08
953 Leonteq Securities (Hong Kong) Limited 2 5 7 71.43 2011-04-07
954 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
955 Liquid Capital Markets Hong Kong Limited 3 4 7 57.14 2009-10-29
956 LONGRUN FINANCIAL GROUP LIMITED 3 4 7 57.14 2012-01-17
957 LT Finance Management Limited 3 4 7 57.14 2012-12-10
958 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
959 MEAG Hong Kong Limited 5 2 7 28.57
960 MEIJI YASUDA ASIA LIMITED 3 4 7 57.14
961 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
962 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
963 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
964 Nikko Asset Management Hong Kong Limited 2 5 7 71.43 2013-03-19
965 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
966 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
967 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
968 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 3 7 42.86
969 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
970 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
971 Permira Advisers Limited 2 5 7 71.43 2008-08-19
972 Pinpoint Asset Management Limited 2 5 7 71.43 2010-10-25
973 PO LEE SECURITIES LIMITED 2 5 7 71.43
974 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
975 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
976 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
977 RICHE BRIGHT SECURITIES LIMITED 2 5 7 71.43 2008-01-04
978 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
979 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
980 Saxo Capital Markets HK Limited 3 4 7 57.14 2011-01-19
981 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
982 Seazen Resources Futures Limited 3 4 7 57.14 2013-08-21
983 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
984 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
985 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
986 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
987 SIU ON SECURITIES LIMITED 3 4 7 57.14
988 Springboard Capital Limited 3 4 7 57.14 2010-07-02
989 Standard & Poor's Investment Advisory Services (HK) Limited 2 5 7 71.43 2010-09-21
990 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
991 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
992 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
993 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
994 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
995 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
996 True Partner Advisor Hong Kong Limited 2 5 7 71.43 2010-09-30
997 TRUTH SECURITIES LIMITED 3 4 7 57.14
998 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
999 Value Partners Private Equity Limited 3 4 7 57.14
1000 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1001 VISION FINANCE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-11-14
1002 VL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2009-04-15
1003 WING ON SECURITIES LIMITED 2 5 7 71.43
1004 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1005 YUE XIU ASSET MANAGEMENT LIMITED 2 5 7 71.43 2011-04-12
1006 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1007 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 4 6 66.67
1008 Aevitas Securities Limited 2 4 6 66.67
1009 AIF CAPITAL LIMITED 3 3 6 50.00
1010 AJ Securities Limited 2 4 6 66.67
1011 Akron Corporate Finance Limited 2 4 6 66.67 2013-10-03
1012 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
1013 Apollo Asset Management Limited (HK) 4 2 6 33.33 2010-09-16
1014 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1015 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1016 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1017 Arta Global Markets Limited 2 4 6 66.67 2008-01-08
1018 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1019 Atherton Asset Management Limited 2 4 6 66.67 2008-09-10
1020 Athos Capital Limited 2 4 6 66.67 2012-03-20
1021 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
1022 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
1023 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1024 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
1025 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
1026 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
1027 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
1028 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
1029 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
1030 Calibration Partners (Hong Kong) Limited 4 2 6 33.33 2013-12-09
1031 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
1032 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1033 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
1034 Capstone Financial (HK) Limited 5 1 6 16.67 2010-03-12
1035 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
1036 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
1037 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
1038 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1039 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
1040 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
1041 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
1042 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
1043 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1044 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1045 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1046 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
1047 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1048 CreditEase Wealth Management (HK) Limited 2 4 6 66.67 2013-11-06
1049 DL SECURITIES (HK) LIMITED 3 3 6 50.00 2012-09-04
1050 DNB Asset Management (Asia) Limited 4 2 6 33.33
1051 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
1052 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
1053 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1054 FE SECURITIES LIMITED 2 4 6 66.67
1055 FORMAX SECURITIES LIMITED 3 3 6 50.00 2014-09-12
1056 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1057 FUBON SECURITIES (HONG KONG) LIMITED 2 4 6 66.67 2012-05-18
1058 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1059 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1060 GLS SECURITIES LIMITED 3 3 6 50.00
1061 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
1062 Grand China Securities Limited 3 3 6 50.00 2012-05-03
1063 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 66.67
1064 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1065 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
1066 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
1067 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1068 HOORAY SECURITIES LIMITED 2 4 6 66.67
1069 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1070 HUNG SING FUTURES LIMITED 2 4 6 66.67
1071 Imperium International Asset Management Limited 3 3 6 50.00 2008-12-02
1072 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1073 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1074 INV Partners Limited 4 2 6 33.33 2009-11-24
1075 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1076 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1077 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
1078 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1079 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1080 KB Securities Hong Kong Limited 2 4 6 66.67
1081 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1082 KINGKEY SECURITIES GROUP LIMITED 2 4 6 66.67 2011-07-27
1083 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1084 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1085 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1086 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1087 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1088 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1089 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1090 Merdeka Securities Limited 3 3 6 50.00
1091 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
1092 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1093 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1094 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
1095 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1096 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1097 OPTIVER TRADING HONG KONG LIMITED 4 2 6 33.33 2007-12-03
1098 ORIENT CAPITAL (HONG KONG) LIMITED 2 4 6 66.67 2014-09-18
1099 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
1100 PARRY CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-24
1101 PGIM (Hong Kong) Limited 3 3 6 50.00
1102 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1103 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
1104 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1105 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1106 QMIS Securities Limited 1 5 6 83.33 2009-07-24
1107 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1108 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1109 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1110 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1111 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1112 SEEKERS ADVISORS H.K. LIMITED 2 4 6 66.67 2012-03-23
1113 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1114 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1115 Shinhan Investment Asia Limited 3 3 6 50.00 2007-10-15
1116 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1117 Soochow Securities International Capital Limited 2 4 6 66.67 2013-07-19
1118 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1119 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1120 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
1121 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1122 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1123 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1124 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1125 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
1126 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1127 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1128 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1129 TFI Securities and Futures Limited 2 4 6 66.67 2013-05-14
1130 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1131 TR Advisors Limited 3 3 6 50.00 2008-12-02
1132 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1133 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1134 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1135 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1136 UNICORN SECURITIES COMPANY LIMITED 3 3 6 50.00
1137 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1138 Vantum Futures Limited 2 4 6 66.67
1139 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1140 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1141 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1142 Waton Securities International Limited 2 4 6 66.67
1143 WILSON SECURITIES LIMITED 3 3 6 50.00 2010-02-25
1144 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 4 6 66.67
1145 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1146 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1147 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
1148 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 4 6 66.67 2013-12-19
1149 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67 2014-01-07
1150 About Capital Management (HK) Co., Limited 2 3 5 60.00 2013-09-24
1151 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1152 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1153 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1154 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
1155 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 2 5 40.00 2010-03-30
1156 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
1157 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
1158 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1159 Averest Capital Limited 3 2 5 40.00
1160 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1161 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
1162 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1163 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1164 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1165 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
1166 C.P. FINANCIAL MANAGEMENT LIMITED 3 2 5 40.00 2008-05-09
1167 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
1168 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1169 CCB Securities Limited 2 3 5 60.00
1170 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
1171 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1172 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1173 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1174 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
1175 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
1176 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
1177 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1178 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
1179 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
1180 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
1181 CTW SECURITIES LIMITED 3 2 5 40.00
1182 CUPOLA CAPITAL LIMITED 3 2 5 40.00
1183 Cynosure Asset Management Hong Kong Limited 4 1 5 20.00
1184 Direxion Asia Limited 3 2 5 40.00 2013-06-13
1185 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
1186 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1187 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1188 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
1189 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
1190 Emerald Hill Capital Partners Limited 2 3 5 60.00 2011-10-26
1191 F. R. ZIMMERN LIMITED 2 3 5 60.00
1192 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
1193 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1194 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1195 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
1196 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
1197 Future Growth Asset Management Limited 2 3 5 60.00 2010-05-11
1198 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1199 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1200 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
1201 Goldin Financial Limited 2 3 5 60.00 2009-06-01
1202 Grand Cartel Securities Company Limited 2 3 5 60.00
1203 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1204 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
1205 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
1206 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1207 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1208 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1209 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1210 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1211 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1212 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1213 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1214 HPEF Venture Partners Limited 2 3 5 60.00
1215 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1216 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
1217 iFAST Securities (HK) Limited 2 3 5 60.00
1218 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1219 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
1220 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1221 Kaiser KT Capital Limited 2 3 5 60.00
1222 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-07-02
1223 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
1224 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1225 LMR Partners Limited 2 3 5 60.00 2012-07-17
1226 LST CAPITAL PARTNERS LIMITED 2 3 5 60.00 2014-07-25
1227 LY CAPITAL LIMITED 2 3 5 60.00 2013-12-11
1228 M&G Investments (Hong Kong) Limited 2 3 5 60.00 2014-02-18
1229 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1230 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1231 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1232 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1233 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1234 MVision Private Equity Advisers Asia Limited 2 3 5 60.00 2012-03-29
1235 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
1236 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1237 Nexus Investment Advisors Limited 3 2 5 40.00 2014-05-02
1238 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1239 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1240 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1241 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
1242 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1243 Oshidori Corporate Finance Limited 2 3 5 60.00
1244 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1245 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
1246 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1247 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1248 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
1249 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1250 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1251 Proton Capital Limited 3 2 5 40.00 2007-10-16
1252 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1253 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1254 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
1255 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
1256 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1257 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1258 RONGTONG GLOBAL INVESTMENT LIMITED 2 3 5 60.00 2013-12-30
1259 ROSA SECURITIES LIMITED 3 2 5 40.00
1260 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1261 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1262 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1263 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1264 SHENG YUAN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2011-06-14
1265 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
1266 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
1267 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1268 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1269 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1270 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1271 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1272 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1273 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
1274 Tensant Securities Limited 2 3 5 60.00 2004-08-25
1275 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1276 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1277 Viking Global Hong Kong Limited 3 2 5 40.00 2010-09-17
1278 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1279 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1280 W2 Asset Management (HK) Limited 2 3 5 60.00 2009-06-04
1281 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1282 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1283 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1284 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1285 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1286 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
1287 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1288 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1289 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1290 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1291 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1292 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
1293 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1294 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
1295 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1296 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1297 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1298 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1299 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1300 Avia Asset Management Limited 3 1 4 25.00
1301 Axis Capital Management Limited 2 2 4 50.00
1302 BASIC ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-04
1303 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
1304 Bentley Capital Limited (HK) 4 0 4 0.00
1305 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1306 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1307 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1308 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1309 CBRE Investment Management (Asia) Limited 3 1 4 25.00
1310 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
1311 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
1312 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1313 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
1314 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
1315 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
1316 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
1317 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1318 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1319 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
1320 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1321 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1322 CHUANGS & CO. LIMITED 3 1 4 25.00
1323 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1324 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 1 4 25.00 2012-02-22
1325 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1326 COL Securities (HK) Limited 3 1 4 25.00
1327 Commerz Securities Hong Kong Limited 3 1 4 25.00 2012-09-27
1328 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
1329 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1330 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
1331 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
1332 CTI Capital Hong Kong Limited 2 2 4 50.00 2015-01-26
1333 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
1334 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
1335 DST Investment Management Limited 3 1 4 25.00 2012-04-23
1336 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
1337 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1338 EIP Alpha Limited 3 1 4 25.00 2014-02-12
1339 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1340 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
1341 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1342 EVER-LONG RESEARCH LIMITED 2 2 4 50.00
1343 Everbright Securities Global (HK) Limited 3 1 4 25.00
1344 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
1345 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
1346 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
1347 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1348 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
1349 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
1350 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1351 FORSYTH BARR ASIA LIMITED 3 1 4 25.00 2015-01-21
1352 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
1353 Friedmann Pacific Asset Management (Hong Kong) Limited 2 2 4 50.00
1354 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
1355 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1356 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1357 GCAM Limited 2 2 4 50.00 2004-10-19
1358 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1359 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1360 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1361 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1362 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
1363 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1364 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
1365 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
1366 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1367 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
1368 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
1369 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
1370 Harmony Advisors Limited 2 2 4 50.00 2014-01-28
1371 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1372 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1373 HIP HING SECURITIES LIMITED 2 2 4 50.00
1374 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1375 Hong Kong Securities (International) Company Limited 4 0 4 0.00 2009-07-23
1376 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1377 Hongkong Bay Securities Limited 2 2 4 50.00
1378 HOORAY CAPITAL LIMITED 2 2 4 50.00
1379 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1380 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 0 4 0.00 2004-02-10
1381 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
1382 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1383 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
1384 iBest Securities Company Limited 2 2 4 50.00
1385 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-12-14
1386 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
1387 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1388 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1389 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1390 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1391 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
1392 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
1393 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1394 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1395 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1396 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1397 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1398 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
1399 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
1400 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1401 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1402 Longitude Asia Limited 2 2 4 50.00
1403 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1404 M&F Asset Management Limited 4 0 4 0.00
1405 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1406 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
1407 Matrix Securities Limited 2 2 4 50.00
1408 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1409 MAX GIANT LIMITED 4 0 4 0.00 2014-06-09
1410 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1411 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1412 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1413 MING HON SECURITIES LIMITED 3 1 4 25.00
1414 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1415 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1416 MORTON SECURITIES LIMITED 3 1 4 25.00
1417 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1418 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1419 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1420 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1421 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1422 Pacific Sun Advisors Limited 2 2 4 50.00
1423 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1424 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1425 PC SECURITIES LIMITED 2 2 4 50.00 2014-06-11
1426 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1427 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1428 PINESTONE SECURITIES LIMITED 3 1 4 25.00 2012-09-13
1429 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
1430 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1431 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1432 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1433 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1434 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1435 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1436 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1437 QMIS Asset Management Limited 1 3 4 75.00 2009-08-13
1438 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1439 Realord Asia Pacific Securities Limited 2 2 4 50.00 2010-11-24
1440 Rich Bay Securities Limited 2 2 4 50.00 2005-03-31
1441 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1442 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1443 Safari Asia Limited 3 1 4 25.00 2010-04-30
1444 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1445 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1446 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1447 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1448 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1449 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1450 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1451 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1452 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1453 Springs Capital (Hong Kong) Limited 2 2 4 50.00 2011-04-14
1454 Stellar Securities Limited 2 2 4 50.00
1455 StoneX Financial (HK) Limited 3 1 4 25.00 2014-07-03
1456 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1457 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1458 Superfund Financial (Hong Kong) Limited 2 2 4 50.00
1459 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1460 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1461 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1462 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
1463 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1464 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1465 TOPAZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2014-02-11
1466 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1467 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1468 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1469 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1470 United Securities Limited (HK) 2 2 4 50.00
1471 VANHEEL MANAGEMENT LIMITED 2 2 4 50.00
1472 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1473 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1474 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
1475 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1476 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1477 WILBY SECURITIES LIMITED 2 2 4 50.00
1478 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1479 WINNINGTON CAPITAL LIMITED 2 2 4 50.00
1480 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1481 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1482 Yuanhao Capital Management Limited 2 2 4 50.00 2013-07-22
1483 3W Fund Management Limited 3 0 3 0.00 2012-11-16
1484 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
1485 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1486 Absolute Investment Management (HK) Limited 3 0 3 0.00
1487 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
1488 Acru Asset Management Limited 3 0 3 0.00 2004-08-25
1489 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1490 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1491 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
1492 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1493 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1494 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1495 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
1496 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1497 AP Asset Management (HK) Limited 2 1 3 33.33 2004-07-07
1498 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
1499 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1500 Artephius Partners Limited 2 1 3 33.33 2013-08-01
1501 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1502 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1503 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1504 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1505 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
1506 Austen Capital Management Limited 3 0 3 0.00 2010-06-30
1507 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1508 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1509 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1510 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1511 Bach Option Limited 2 1 3 33.33 2013-06-10
1512 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1513 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1514 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1515 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1516 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
1517 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1518 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1519 BLOOMYEARS LIMITED 2 1 3 33.33
1520 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1521 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1522 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1523 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1524 Brilliance Asset Management Limited 2 1 3 33.33 2014-03-19
1525 CACHET ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-01-13
1526 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
1527 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1528 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1529 CCTIC International Limited 2 1 3 33.33 2010-06-28
1530 Celera Markets Limited 2 1 3 33.33 2008-08-12
1531 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1532 Ceres Asset Management Limited 2 1 3 33.33 2014-12-19
1533 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1534 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1535 CHI SHUN LIMITED 2 1 3 33.33 2014-10-29
1536 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1537 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1538 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1539 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
1540 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1541 China Silver Asset Management (Hong Kong) Limited 2 1 3 33.33 2009-12-02
1542 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
1543 China Vered Securities Limited 2 1 3 33.33 2013-12-03
1544 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1545 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
1546 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1547 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
1548 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
1549 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1550 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1551 CTRISKS RATING LIMITED 2 1 3 33.33 2011-06-01
1552 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
1553 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1554 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1555 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1556 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1557 EAA SECURITIES LIMITED 2 1 3 33.33
1558 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1559 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
1560 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1561 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
1562 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
1563 Evergain Funds Limited 2 1 3 33.33 2013-12-17
1564 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
1565 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1566 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
1567 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1568 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
1569 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
1570 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1571 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1572 Genting Securities Limited 2 1 3 33.33 2012-05-18
1573 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
1574 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1575 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
1576 Goldyard Capital Limited 2 1 3 33.33
1577 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1578 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
1579 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1580 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
1581 Grit Securities Limited 2 1 3 33.33
1582 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1583 Guo Tong Capital Management Company Limited 3 0 3 0.00 2010-05-24
1584 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
1585 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
1586 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1587 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1588 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1589 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-11-21
1590 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1591 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
1592 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1593 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1594 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1595 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1596 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
1597 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
1598 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1599 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
1600 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1601 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1602 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1603 Impression Investment Limited 3 0 3 0.00 2014-04-30
1604 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
1605 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1606 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1607 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1608 J Capital Research Limited 3 0 3 0.00 2012-03-01
1609 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1610 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1611 JT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-10-13
1612 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1613 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1614 Leading Securities Company Limited 3 0 3 0.00 2013-02-21
1615 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1616 LMAX Hong Kong Limited 3 0 3 0.00 2015-01-06
1617 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1618 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1619 LW Asset Management Advisors Limited 2 1 3 33.33 2013-05-08
1620 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1621 M SECURITIES LIMITED (HK) 2 1 3 33.33 2006-02-23
1622 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1623 METRO CAPITAL FUTURES LIMITED 2 1 3 33.33
1624 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1625 MizMaa Ventures Limited 2 1 3 33.33 2015-01-15
1626 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1627 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1628 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1629 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1630 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1631 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1632 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1633 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1634 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1635 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1636 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1637 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1638 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1639 ORFI CAPITAL LIMITED 2 1 3 33.33 2013-07-31
1640 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1641 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1642 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1643 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1644 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1645 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1646 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1647 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1648 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
1649 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1650 Prive Financial Limited 3 0 3 0.00 2012-12-06
1651 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1652 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1653 QUEST STOCKBROKERS (HK) LIMITED 2 1 3 33.33
1654 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1655 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1656 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1657 Redwood Peak Limited 3 0 3 0.00 2007-10-05
1658 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1659 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1660 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1661 SBI China Capital Asset Management Limited 3 0 3 0.00 2007-10-17
1662 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1663 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
1664 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1665 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1666 SIFT CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-10-28
1667 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1668 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1669 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1670 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1671 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1672 Sinofortune Financial Capital Limited 2 1 3 33.33
1673 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1674 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
1675 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1676 SPDB International Holdings Limited 3 0 3 0.00
1677 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1678 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1679 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1680 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1681 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1682 T & F Equities Limited 2 1 3 33.33 2012-12-11
1683 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1684 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
1685 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1686 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1687 Tandem Investors Limited 3 0 3 0.00 2014-12-24
1688 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1689 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1690 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1691 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1692 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1693 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1694 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1695 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1696 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1697 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1698 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1699 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1700 TVC MANAGEMENT LIMITED 3 0 3 0.00
1701 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1702 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1703 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1704 UCF Asset Management (HK) Limited 2 1 3 33.33 2012-05-04
1705 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1706 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1707 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
1708 VC International Asset Management Limited 3 0 3 0.00
1709 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1710 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1711 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1712 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1713 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1714 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1715 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1716 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1717 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1718 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1719 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1720 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1721 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1722 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1723 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1724 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1725 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1726 Zhongrong International Investment Consulting Company Limited 2 1 3 33.33 2013-05-08
1727 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1728 AASTOCKS.COM LIMITED 2 0 2 0.00
1729 Acion Partners Limited 2 0 2 0.00 2015-02-09
1730 ACM ASIA LIMITED 2 0 2 0.00
1731 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1732 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1733 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1734 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1735 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1736 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1737 Alpha Nova Capital Management Limited 2 0 2 0.00
1738 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1739 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
1740 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1741 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1742 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1743 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1744 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
1745 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
1746 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1747 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1748 Arta Global Futures Limited 2 0 2 0.00
1749 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1750 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1751 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1752 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1753 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
1754 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1755 Avista Capital Limited 2 0 2 0.00 2013-08-09
1756 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1757 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1758 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1759 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1760 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1761 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
1762 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1763 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1764 BG Asset Management Limited 2 0 2 0.00 2014-05-27
1765 Black Marble Securities Limited 2 0 2 0.00
1766 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1767 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
1768 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1769 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1770 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
1771 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1772 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1773 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1774 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1775 BROOKE CAPITAL LIMITED 2 0 2 0.00
1776 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1777 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
1778 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1779 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1780 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1781 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1782 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1783 CERES CAPITAL LIMITED 2 0 2 0.00
1784 CES International Commodities (HK) Limited 2 0 2 0.00
1785 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1786 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1787 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1788 ChapmanCraig Limited 2 0 2 0.00
1789 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1790 China Enterprise Securities Company Limited 1 1 2 50.00 2011-01-27
1791 China Finance Holdings Limited 2 0 2 0.00
1792 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
1793 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
1794 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
1795 CHN International Group Limited 1 1 2 50.00 2010-02-22
1796 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1797 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1798 COMMENCE COMPANY LIMITED 2 0 2 0.00
1799 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1800 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1801 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1802 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1803 D&R International Capital Management (Hong Kong) Limited 2 0 2 0.00 2015-01-30
1804 D.J. SECURITIES LIMITED 2 0 2 0.00
1805 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1806 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1807 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1808 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1809 Elpis Capital Limited 2 0 2 0.00 2015-01-09
1810 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1811 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1812 EMINENCE CAPITAL PARTNERS LIMITED 1 1 2 50.00 2013-11-08
1813 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1814 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1815 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1816 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1817 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1818 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
1819 Ever-Long Capital Management Limited (b2014-01-15) 1 1 2 50.00 2014-11-27
1820 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1821 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1822 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1823 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1824 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1825 Finet Securities Limited 2 0 2 0.00
1826 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1827 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1828 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
1829 Forthright Capital Management Limited 2 0 2 0.00 2015-02-02
1830 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
1831 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1832 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1833 FULBRIGHT WEALTH MANAGEMENT LIMITED 1 1 2 50.00 2014-11-27
1834 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1835 FULLJET SECURITIES LIMITED 2 0 2 0.00
1836 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1837 GCIS LIMITED 2 0 2 0.00 2007-05-16
1838 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1839 GET NICE CAPITAL LIMITED 2 0 2 0.00
1840 Global Value Chain Investment Corporation Limited 2 0 2 0.00 2015-02-02
1841 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
1842 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1843 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2015-01-05
1844 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1845 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1846 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1847 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1848 GROW Asset Management (HK) Limited 2 0 2 0.00 2015-01-09
1849 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1850 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1851 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1852 Heitman HK Limited 2 0 2 0.00 2012-12-05
1853 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1854 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1855 IBTS ASIA (HK) LIMITED 1 1 2 50.00 2005-11-17
1856 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
1857 IMARKETS LIMITED 2 0 2 0.00
1858 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1859 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1860 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1861 IRIDIUM CAPITAL LIMITED (HK) 2 0 2 0.00 2015-01-29
1862 iVenture Investment Management Limited 2 0 2 0.00
1863 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1864 JOYFUL CAPITAL HK LIMITED 2 0 2 0.00 2015-02-05
1865 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1866 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1867 KARFORD SECURITIES LIMITED 2 0 2 0.00
1868 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1869 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1870 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1871 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1872 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1873 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1874 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1875 LAU & COMPANY LIMITED 2 0 2 0.00
1876 Lee Kee Store Company Limited 2 0 2 0.00 2015-02-04
1877 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1878 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1879 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 0 2 0.00 2015-01-16
1880 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1881 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1882 MARC FABER LIMITED 2 0 2 0.00
1883 MASON INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
1884 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1885 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1886 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1887 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1888 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1889 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1890 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1891 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1892 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1893 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1894 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1895 Neo Risk Investment Advisors Limited 2 0 2 0.00 2015-02-05
1896 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1897 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1898 OIA Asia Limited 2 0 2 0.00 2014-11-20
1899 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1900 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1901 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1902 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 0 2 0.00 2015-01-15
1903 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1904 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1905 Otkcab Limited 2 0 2 0.00 2011-10-07
1906 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1907 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1908 PAN ASIAN RATINGS LIMITED 2 0 2 0.00 2015-01-07
1909 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1910 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1911 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1912 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1913 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1914 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1915 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1916 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1917 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1918 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1919 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1920 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1921 Profound Capital Limited 2 0 2 0.00 2014-01-24
1922 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1923 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1924 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1925 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1926 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1927 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1928 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1929 ROC Partners (HK) Limited 2 0 2 0.00 2015-02-03
1930 ROCIM Limited 2 0 2 0.00 2007-06-29
1931 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1932 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1933 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1934 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1935 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1936 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1937 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1938 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1939 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1940 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1941 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1942 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1943 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1944 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1945 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1946 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1947 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1948 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1949 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1950 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2015-01-16
1951 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1952 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1953 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1954 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1955 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1956 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1957 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1958 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1959 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1960 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1961 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1962 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1963 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1964 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1965 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1966 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1967 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1968 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1969 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1970 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1971 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1972 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1973 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1974 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1975 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1976 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1977 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1978 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1979 ZHONGCAI ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-08-13
1980 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1981 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1982 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1983 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
1984 ASPEN CREST PARTNERS (HK) LIMITED 1 0 1 0.00 2013-01-03
1985 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00 2012-08-31
1986 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1987 China Tonghai (IA) Limited 1 0 1 0.00
1988 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1989 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
1990 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1991 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1992 Enhanced Investment Management Limited 1 0 1 0.00 2014-01-08
1993 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1994 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
1995 GLENWORTH CAPITAL LIMITED 1 0 1 0.00 2013-01-29
1996 Goldbridge Securities Limited 1 0 1 0.00
1997 Hana Asia Limited 1 0 1 0.00 2010-03-25
1998 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1999 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
2000 Kam Wah Investments Limited 1 0 1 0.00
2001 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
2002 Kylin International (HK) Co., Limited 1 0 1 0.00 2014-04-04
2003 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
2004 LEI SHING HONG FINANCE LIMITED 1 0 1 0.00
2005 LUEN HING SECURITIES LIMITED 1 0 1 0.00
2006 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 0.00 2009-09-04
2007 MTF SECURITIES LIMITED 1 0 1 0.00
2008 NAN FUNG INVESTMENT ADVISER LIMITED 1 0 1 0.00 2011-10-19
2009 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 1 0 1 0.00 2012-11-09
2010 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
2011 QH CAPITAL LIMITED 1 0 1 0.00 2009-07-22
2012 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
2013 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
2014 Silk Road International Capital Limited 1 0 1 0.00
2015 SJS Markets Limited 1 0 1 0.00 2005-03-02
2016 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
2017 VC ASSET MANAGEMENT LIMITED 1 0 1 0.00 2010-06-25
2018 VERCAP Financial Services Limited 1 0 1 0.00
2019 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2019 Average 3.43 18.45 21.88 84.33

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