Hsu, Shu Chuan 許淑涓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-08-04 | |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-05-30 | 2011-02-16 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2011-02-16 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-30 | 2010-09-08 |
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