Yin, Raymond Lung 殷龍

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-12-01 2011-01-22
2 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2008-12-01 2011-01-22
3 IBTS ASIA (HK) LIMITED Rep Advising on securities 2011-10-26 2014-01-30
Rep Dealing in securities 2011-10-26 2014-01-30
4 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Rep Advising on corporate finance 2004-05-19
Rep Advising on securities 2004-05-19
Rep Asset management 2004-05-19
Rep Automated trading services 2004-05-19
Rep Dealing in securities 2005-12-30
5 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2006-12-01 2008-11-01
6 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2006-12-01 2008-11-01
Rep Dealing in securities 2006-12-01 2008-11-01
7 PRESIDENT SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2014-02-04 2022-06-02

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