Sano, Nobuhiro 佐野 伸広
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Centuriam Limited | Rep | Advising on securities | 2023-07-21 | 2023-12-07 | Rep | Asset management | 2023-07-21 | 2023-12-07 | RO | Advising on securities | 2023-12-07 | RO | Asset management | 2023-12-07 | RO | Dealing in securities | 2024-02-02 |
| 2 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-08-24 | 2010-02-19 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-01 | 2010-07-22 | Rep | Dealing in securities | 2005-08-01 | 2010-07-22 | Rep | Advising on corporate finance | 2009-08-10 | 2010-07-22 | Rep | Advising on securities | 2009-08-10 | 2010-07-22 | Rep | Advising on securities | 2013-07-26 | 2013-09-13 | Rep | Dealing in securities | 2013-07-26 | 2013-09-13 | Rep | Advising on corporate finance | 2013-07-26 | 2020-10-18 | Rep | Dealing in futures contracts | 2013-07-26 | 2020-10-18 | RO | Advising on securities | 2013-09-13 | 2020-10-18 | RO | Dealing in securities | 2013-09-13 | 2020-10-18 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-07-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy