Mak, David Bing Cheung 麥秉章

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FB SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-13
2 FB SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2003-10-13
3 FB SECURITIES (HONG KONG) LIMITED Rep Asset management 2003-10-13
4 FB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2003-10-13
5 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) Rep Asset management 2004-03-11 2004-10-12
6 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) Rep Advising on securities 2003-10-17 2005-09-12
7 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) Rep Dealing in securities 2003-10-17 2005-09-12
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2007-05-08 2008-04-30
9 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2007-05-08 2008-04-30
10 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) Rep Dealing in securities 2008-05-19 2011-01-31
11 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) Rep Advising on securities 2008-06-16 2011-01-31

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