Huang, Huei-Chu 黃慧珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-08 | 2008-07-10 | Rep | Advising on corporate finance | 2007-04-19 | 2008-07-10 |
| 2 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2006-01-23 | 2006-04-28 | Rep | Advising on securities | 2006-01-23 | 2006-04-28 | Rep | Dealing in securities | 2006-01-23 | 2006-04-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-02-23 | 2005-08-01 | Rep | Advising on securities | 2004-02-23 | 2005-08-01 | Rep | Dealing in securities | 2004-02-23 | 2005-08-01 | Rep | Dealing in securities | 2008-09-05 | 2010-08-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-02-23 | 2005-08-01 | Rep | Advising on securities | 2005-04-22 | 2005-08-01 | Rep | Dealing in securities | 2005-04-22 | 2005-08-01 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-06 | 2010-08-01 |
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