Chan, Suk Yi 陳淑儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2007-05-15 | 2007-07-06 |
| 2 | FDB Financial Group Limited | Rep | Advising on securities | 2006-01-27 | 2006-02-17 |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2007-07-24 | 2010-02-20 | Rep | Asset management | 2007-10-31 | 2010-02-20 | Rep | Dealing in securities | 2009-03-02 | 2010-02-20 |
| 4 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2006-04-27 | 2007-03-23 |
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