Noh, David Hyo Joon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-03-23 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-03-23 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Citadel Asia Limited | Rep | 2008-07-14 | 2008-09-02 | Citadel Asia Limited | RO | 2008-09-02 | 2010-12-31 | Tristar Capital Advisors Limited | RO | 2012-09-26 | 2019-05-10 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2005-03-23 | |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2007-10-10 | 2008-04-12 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-06-02 | Merrill Lynch (Asia Pacific) Limited | RO | 2005-06-02 | 2008-04-12 |
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