Barrett, Steven John (1968-12-05)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-11-24 | |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-24 | |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Asset management | 2004-11-24 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-11-24 | |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-02-02 | |
| 7 | Polygon Investment Partners HK Limited | Rep | Asset management | 2006-11-10 | 2009-06-01 |
| 8 | Black's Link Capital Limited | Rep | Asset management | 2010-01-29 | 2011-05-27 |
| 9 | MYRIAD ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2011-11-25 | 2014-04-28 |
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