Lam, Man Kwong (SFC:AGN728) 林文剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-08 | 2010-07-09 | Rep | Dealing in securities | 2007-08-08 | 2010-07-09 | Rep | Advising on securities | 2007-08-30 | 2010-07-09 | Rep | Advising on corporate finance | 2014-07-10 | 2019-08-31 | Rep | Advising on securities | 2014-07-10 | 2019-08-31 | Rep | Dealing in securities | 2014-07-10 | 2019-08-31 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Advising on corporate finance | 2007-07-10 | Rep | Dealing in securities | 2007-07-10 |
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