Liu, Chong Hsin 劉昌欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LOMBARD ODIER (HONG KONG) LIMITED | RO | Advising on securities | 2023-04-12 | 2024-04-05 | RO | Dealing in securities | 2023-04-12 | 2024-04-05 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-09-12 | Rep | Advising on securities | 2003-09-12 | Rep | Asset management | 2003-09-12 | Rep | Automated trading services | 2003-09-12 | Rep | Dealing in securities | 2003-09-12 | Rep | Dealing in securities | 2003-11-25 | 2007-11-26 | RO | Dealing in securities | 2007-11-26 | 2010-09-18 |
| 3 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2007-11-26 | 2010-06-01 | RO | Dealing in futures contracts | 2010-08-20 | 2010-09-18 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-25 | 2007-11-26 | RO | Dealing in futures contracts | 2007-11-26 | 2010-09-18 |
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