Roland, Mathilde Suzanne

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-05-02 2004-07-30
2 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Asset management 2003-05-02 2004-07-30
3 Credit Suisse Futures (Hong Kong) Limited Rep Automated trading services 2007-05-04 2008-11-13
Credit Suisse (Hong Kong) Limited Rep 2008-11-07 2008-11-18
4 BNP PARIBAS FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2003-05-02 2004-07-30
DEUTSCHE SECURITIES ASIA LIMITED Rep 2004-08-06 2005-09-29
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2005-10-24 2007-03-21
Credit Suisse Futures (Hong Kong) Limited Rep 2007-05-04 2008-11-13
Credit Suisse (Hong Kong) Limited Rep 2008-11-07 2008-11-18
5 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2004-08-06 2005-09-29
Merrill Lynch (Asia Pacific) Limited Rep 2005-10-24 2007-03-21
Merrill Lynch Far East Limited Rep 2005-10-24 2007-03-21
Credit Suisse (Hong Kong) Limited Rep 2007-05-04 2008-11-18
Credit Suisse Securities (Hong Kong) Limited Rep 2007-05-04 2008-11-13

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