Andrew, Simon Malcolm
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-09-10 | 2009-10-21 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2004-05-24 | 2006-02-22 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-20 | 2008-07-21 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-04-20 | 2008-07-21 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-20 | 2008-07-21 |
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