Chiu, James Yu-Chun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-10-06 | 2009-05-18 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-27 | 2009-05-18 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-07-28 | 2007-10-26 | Rep | Dealing in securities | 2004-07-28 | 2008-09-24 |
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