Tham, Ronald Seng Yum 譚承蔭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Link Asset Management Limited (HK) | Rep | Asset management | 2023-04-28 | 2023-05-22 | RO | Asset management | 2023-05-22 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-09-07 | 2005-03-15 | Rep | Dealing in securities | 2004-09-07 | 2005-03-15 | RO | Advising on corporate finance | 2005-03-15 | 2010-10-13 | RO | Dealing in securities | 2005-03-15 | 2010-10-13 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-09-07 | 2005-03-15 | RO | Advising on corporate finance | 2005-03-15 | 2010-10-13 |
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