Yao, Li (SFC:AMI619) 姚黎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHI CAPITAL SECURITIES LIMITED | Rep | Advising on securities | 2005-10-17 | 2006-04-03 | Rep | Asset management | 2005-10-17 | 2006-04-03 | Rep | Dealing in securities | 2005-10-17 | 2006-04-03 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-02 | 2008-04-25 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-25 | 2008-04-25 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-02 | 2008-04-25 |
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