Ming, Albert 明耀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-11-29 | 2008-08-02 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-11-29 | 2008-08-02 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-08-07 | 2014-03-05 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-08-07 | 2014-03-05 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-08-07 | 2014-03-05 |
| 6 | UBS Asset Management (Hong Kong) Limited | RO | Advising on securities | 2014-03-05 | 2016-08-16 |
| 7 | UBS Asset Management (Hong Kong) Limited | RO | Asset management | 2014-03-05 | 2016-08-16 |
| 8 | UBS Asset Management (Hong Kong) Limited | RO | Dealing in securities | 2014-03-05 | 2016-08-16 |
| 9 | Core Securities Company Limited (The) | RO | Advising on securities | 2018-03-05 | 2019-07-22 |
| 10 | Core Securities Company Limited (The) | RO | Asset management | 2018-03-05 | 2019-07-22 |
| 11 | Core Securities Company Limited (The) | RO | Dealing in securities | 2018-03-05 | 2019-07-22 |
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