Chen, Chia-Yi 陳佳儀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2012-02-21 2019-07-04
2 Citigroup Global Markets Asia Limited Rep Advising on securities 2023-08-11 2023-08-18
Rep Advising on securities 2023-12-08 2023-12-15
Rep Advising on securities 2024-01-02 2024-01-05
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2006-11-10 2007-04-14

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