Canvin, Roderick Ewen (SFC:AOC928)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-06 | 2006-12-05 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-11-06 | 2006-12-05 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-06 | 2006-12-05 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-01-15 | 2007-02-15 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-15 | 2007-02-15 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-15 | 2007-02-15 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-29 | 2010-07-07 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-06-29 | 2010-07-07 |
| 9 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-29 | 2010-07-07 |
| 10 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2016-01-15 | 2016-08-11 |
| 11 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2016-01-15 | 2016-08-11 |
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