Gupta, Amit (SFC:AOD057)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2006-11-03 2011-04-15
2 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2010-08-20 2011-04-15
3 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-05-23 2010-08-20
4 NewQuest Capital Advisors (HK) Limited RO Asset management 2012-03-08 2022-12-31

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