Li, Ran (SFC:AOX844) 厲冉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | L&R CAPITAL LIMITED | Rep | Advising on securities | 2017-11-08 | 2018-01-19 | Rep | Asset management | 2017-11-08 | 2018-01-19 | RO | Advising on securities | 2018-01-19 | RO | Asset management | 2018-01-19 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-22 | 2008-09-29 | Rep | Dealing in securities | 2007-05-22 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-06-01 | Rep | Dealing in securities | 2008-10-10 | 2009-06-01 | Rep | Dealing in futures contracts | 2011-10-12 | 2017-06-09 | Rep | Dealing in securities | 2011-10-12 | 2017-06-09 |
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