Hung, Pei-Ling 洪珮玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Asset management | 2022-08-09 | Rep | Advising on securities | 2022-12-29 | Rep | Dealing in securities | 2022-12-29 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-21 | 2007-07-12 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-21 | 2007-07-12 |
| 4 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2021-09-17 | 2022-06-30 | Rep | Asset management | 2021-09-17 | 2022-06-30 | Rep | Dealing in securities | 2021-09-17 | 2022-06-30 |
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