Kwok, King Chuen 郭景泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-11 | 2008-10-22 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-07-11 | 2008-10-22 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-11 | 2008-10-22 |
| 4 | Tamar Alliance Capital Limited | RO | Advising on securities | 2018-11-21 | 2021-12-29 | RO | Asset management | 2018-11-21 | 2021-12-29 |
| 5 | U&I Asset Management Limited | RO | Advising on securities | 2022-07-26 | RO | Asset management | 2022-07-26 |
| 6 | W2 Asset Management (HK) Limited | RO | Asset management | 2009-06-04 | 2011-09-15 |
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