Lam, Maggie 林燕鈴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-15 | 2011-06-04 | Rep | Advising on securities | 2012-03-05 | 2013-02-15 | Rep | Dealing in securities | 2012-03-05 | 2016-06-06 | Rep | Dealing in futures contracts | 2013-03-14 | 2016-06-06 | Rep | Leveraged foreign exchange trading | 2013-10-03 | 2015-02-05 |
| 2 | WM (HK) Limited | Rep | Advising on securities | 2007-10-16 | 2008-09-12 | Rep | Dealing in securities | 2007-10-16 | 2008-09-12 |
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