Lee, So Ryung 李昭姈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-03-22 | 2011-03-07 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-03-22 | 2011-03-07 | Rep | Dealing in futures contracts | 2010-09-06 | 2011-03-07 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-22 | 2010-09-06 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-07-03 | 2009-03-13 | Rep | Dealing in futures contracts | 2009-03-25 | 2009-06-27 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2008-07-03 | 2009-03-13 | Rep | Dealing in futures contracts | 2008-07-03 | 2009-03-13 | Rep | Dealing in securities | 2008-07-03 | 2009-03-13 | Rep | Dealing in futures contracts | 2009-03-25 | 2009-06-27 | Rep | Dealing in securities | 2009-03-25 | 2009-06-27 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-03-13 | Rep | Dealing in securities | 2008-10-13 | 2009-03-13 | Rep | Dealing in futures contracts | 2009-03-25 | 2009-06-27 | Rep | Dealing in securities | 2009-03-25 | 2009-06-27 |
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