Chung, Ka Ming (SFC:ARG943) 鍾家鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-06-26 | 2009-08-22 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-06-26 | 2009-08-22 | Rep | Asset management | 2009-07-24 | 2009-08-22 |
| 3 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-25 | 2011-04-04 |
| 4 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-25 | 2011-04-04 |
| 5 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2008-07-07 | 2008-10-13 | Rep | Leveraged foreign exchange trading | 2008-07-07 | 2008-10-13 |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2008-07-07 | 2008-10-13 |
| 7 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-17 | 2009-03-20 |
| 8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-02-17 | 2009-03-20 |
| 9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-17 | 2009-03-20 |
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