Shiu, Susan Woon Ying 邵煥英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2019-06-25 | 2019-10-31 | Rep | Dealing in securities | 2019-06-25 | 2019-10-31 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-02-25 | 2010-05-25 | Rep | Dealing in securities | 2010-10-05 | 2011-01-04 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-10-05 | 2011-01-04 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-25 | 2010-05-25 |
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