Chiu, Chih Ning 邱致寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-05-14 | 2013-11-18 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-03-10 | 2011-04-30 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-03 | 2011-04-30 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-10 | 2010-09-03 |
| 5 | Skydog Ventures Limited | RO | Advising on securities | 2022-02-21 | RO | Asset management | 2022-02-21 |
| 6 | TIAN YUAN FINANCE LIMITED | RO | Advising on securities | 2020-07-13 | 2021-06-30 | RO | Asset management | 2020-07-13 | 2021-06-30 |
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