Nowak, Brian Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-10-30 | 2015-11-09 | Rep | Dealing in securities | 2016-11-17 | 2016-11-24 | Rep | Advising on securities | 2017-05-31 | 2017-06-07 | Rep | Dealing in securities | 2017-05-31 | 2017-06-07 | Rep | Advising on securities | 2018-01-08 | 2018-01-12 | Rep | Dealing in securities | 2018-01-08 | 2018-01-12 | Rep | Advising on securities | 2018-06-22 | 2018-06-29 | Rep | Dealing in securities | 2018-06-22 | 2018-06-29 | Rep | Advising on securities | 2018-11-28 | 2018-12-03 | Rep | Dealing in securities | 2018-11-28 | 2018-12-03 | Rep | Advising on securities | 2019-01-04 | 2019-01-14 | Rep | Dealing in securities | 2019-01-04 | 2019-01-14 | Rep | Advising on securities | 2019-06-14 | 2019-06-18 | Rep | Dealing in securities | 2019-06-14 | 2019-06-18 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2013-02-20 | 2013-03-01 |
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