Ho, Tsun Yu 何峻宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2019-06-11 | 2019-06-20 | Rep | Asset management | 2019-06-11 | 2019-06-20 | Rep | Dealing in securities | 2019-06-11 | 2019-06-20 |
| 2 | Glory Sun Securities Limited | Rep | Advising on securities | 2018-05-07 | 2019-04-14 | Rep | Asset management | 2018-05-07 | 2019-04-14 | Rep | Dealing in futures contracts | 2018-05-07 | 2019-04-14 | Rep | Dealing in securities | 2018-05-07 | 2019-04-14 |
| 3 | Imperium International Asset Management Limited | Rep | Advising on securities | 2015-04-15 | 2016-02-29 | Rep | Asset management | 2015-04-15 | 2016-02-29 |
| 4 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-16 | 2015-03-16 | Rep | Dealing in futures contracts | 2014-11-17 | 2015-03-16 | Rep | Advising on securities | 2016-03-11 | 2017-03-31 | Rep | Dealing in securities | 2016-03-11 | 2017-03-31 |
| 5 | Mega Success Investment Management Limited | RO | Advising on securities | 2021-10-08 | RO | Asset management | 2021-10-08 |
| 6 | Sun International Investment Services Limited | Rep | Advising on securities | 2017-04-10 | 2017-07-30 | Rep | Asset management | 2017-04-10 | 2017-07-30 | Rep | Dealing in securities | 2017-04-10 | 2017-07-30 |
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