Chan, Chloe Yuen Yau 陳鉉悠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Imperium International Asset Management Limited | Rep | Advising on securities | 2014-04-24 | 2015-03-06 |
| 2 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-24 | 2015-07-17 |
| 3 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-03-13 | 2015-07-17 |
| 4 | GEO Securities Limited | Rep | Advising on securities | 2015-09-07 | 2016-02-22 |
| 5 | GEO Securities Limited | Rep | Dealing in securities | 2015-09-07 | 2016-02-22 |
| 6 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2016-03-16 | 2020-10-24 |
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