Chau, Edmond Chin Hung 周展雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BALI SECURITIES CO. LIMITED | RO | Advising on corporate finance | 2005-03-15 | RO | Advising on securities | 2005-03-15 | RO | Asset management | 2005-03-15 | RO | Dealing in securities | 2009-02-27 |
| 2 | CES Commodities (HK) Limited | RO | Advising on futures contracts | 2005-03-08 | RO | Asset management | 2005-03-08 | RO | Dealing in futures contracts | 2009-02-27 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-02-27 | |
| 4 | CES International Commodities (HK) Limited | RO | Advising on futures contracts | 2005-03-07 | RO | Asset management | 2005-03-07 | RO | Dealing in futures contracts | 2009-02-27 |
| 5 | CES Wealth Management (HK) Limited | RO | Advising on securities | 2005-03-31 | RO | Asset management | 2005-03-31 |
| 6 | Everbright Securities Investment Services (HK) Limited | RO | Automated trading services | 2003-07-07 | RO | Advising on corporate finance | 2005-03-11 | RO | Asset management | 2005-03-11 | RO | Advising on securities | 2009-02-27 | RO | Dealing in securities | 2009-02-27 |
| 7 | SUN TAI CHEUNG CREDITS LIMITED | Rep | Securities margin financing | 2005-03-31 |
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