Legaspi, Donna Rose Ong 王金美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | La Roche & Co Asia Limited | Rep | Advising on securities | 2010-06-21 | 2011-09-01 | Rep | Dealing in securities | 2010-06-21 | 2011-09-01 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-17 | 2008-11-08 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-17 | 2008-11-08 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-27 | 2010-02-19 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-27 | 2010-02-27 | Rep | Dealing in securities | 2008-11-27 | 2010-02-27 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2010-02-27 |
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