Garcia, Michael Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Artisan Partners Hong Kong Limited | RO | Dealing in securities | 2023-10-19 | |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-24 | 2013-03-28 | Rep | Dealing in securities | 2010-08-24 | 2013-03-28 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2015-04-13 | 2019-07-13 | Rep | Dealing in securities | 2015-04-13 | 2019-07-13 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-03-16 | 2005-04-23 | Rep | Dealing in securities | 2004-03-16 | 2010-05-12 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2010-05-12 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2010-05-12 |
| 7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2013-07-15 | 2015-01-08 | Rep | Dealing in securities | 2013-07-15 | 2015-01-08 |
| 8 | Virtu ITG Hong Kong Limited | RO | Dealing in securities | 2004-02-12 | RO | Automated trading services | 2003-05-12 | 2004-02-12 |
| 9 | Virtu ITG Securities (Asia) Limited | RO | Advising on corporate finance | 2003-04-25 | RO | Advising on securities | 2003-04-25 | RO | Asset management | 2003-04-25 | RO | Dealing in securities | 2003-04-25 |
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