Garcia, Michael Anthony

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Virtu ITG Securities (Asia) Limited RO Advising on corporate finance 2003-04-25
2 Virtu ITG Securities (Asia) Limited RO Advising on securities 2003-04-25
Merrill Lynch (Asia Pacific) Limited Rep 2004-03-16 2005-04-23
Standard Chartered Securities (Hong Kong) Limited Rep 2013-07-15 2015-01-08
3 Virtu ITG Securities (Asia) Limited RO Asset management 2003-04-25
4 Virtu ITG Hong Kong Limited RO Automated trading services 2003-05-12 2004-02-12
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-05-16 2010-05-12
BARCLAYS CAPITAL ASIA LIMITED Rep 2010-08-24 2013-03-28
Daiwa Capital Markets Hong Kong Limited Rep 2015-04-13 2019-07-13
6 Virtu ITG Hong Kong Limited RO Dealing in securities 2004-02-12
Virtu ITG Securities (Asia) Limited RO 2003-04-25
Merrill Lynch (Asia Pacific) Limited Rep 2004-03-16 2010-05-12
Merrill Lynch Far East Limited Rep 2005-04-23 2010-05-12
BARCLAYS CAPITAL ASIA LIMITED Rep 2010-08-24 2013-03-28
Standard Chartered Securities (Hong Kong) Limited Rep 2013-07-15 2015-01-08
Daiwa Capital Markets Hong Kong Limited Rep 2015-04-13 2019-07-13
Artisan Partners Hong Kong Limited RO 2023-10-19

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