Leung, San Fat 梁申發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | |
2 | WM (HK) Limited | Rep | Advising on securities | 2005-07-27 | CASH Wealth Management Limited | Rep | 2006-06-15 | 2006-09-01 | BOCI SECURITIES LIMITED | Rep | 2006-10-06 | 2011-07-27 | BOCI SECURITIES LIMITED | Rep | 2022-08-01 |
3 | WM (HK) Limited | Rep | Asset management | 2004-09-07 | |
4 | WM (HK) Limited | Rep | Dealing in securities | 2004-09-07 | BOCI SECURITIES LIMITED | Rep | 2006-10-06 |
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