Mok, Yue Pang 莫禹鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2011-10-24 | Rep | Dealing in securities | 2010-05-10 | 2011-10-24 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-15 | 2008-09-29 | Rep | Dealing in securities | 2007-08-15 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2008-12-10 | Rep | Dealing in securities | 2008-10-09 | 2008-12-10 |
| 4 | TradeMaster Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-10-18 | 2017-08-01 | RO | Advising on securities | 2017-08-01 | RO | Dealing in securities | 2017-08-01 | Rep | Advising on futures contracts | 2017-10-26 | Rep | Dealing in futures contracts | 2017-10-26 | Rep | Asset management | 2017-10-26 | 2021-11-12 | RO | Asset management | 2021-11-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy