Mok, Yue Pang 莫禹鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TradeMaster Securities (Hong Kong) Limited | RO | Advising on securities | 2017-08-01 | |
| 2 | TradeMaster Securities (Hong Kong) Limited | RO | Dealing in securities | 2017-08-01 | |
| 3 | TradeMaster Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2017-10-26 | |
| 4 | TradeMaster Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-10-26 | |
| 5 | TradeMaster Securities (Hong Kong) Limited | RO | Asset management | 2021-11-12 | |
| 6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-15 | 2008-09-29 |
| 7 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2007-08-15 | 2008-09-29 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2008-12-10 |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-09 | 2008-12-10 |
| 10 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2011-10-24 |
| 11 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-10 | 2011-10-24 |
| 12 | TradeMaster Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-10-18 | 2017-08-01 |
| 13 | TradeMaster Securities (Hong Kong) Limited | Rep | Asset management | 2017-10-26 | 2021-11-12 |
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