Pang, Leona Wai Lam 彭慧林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-19 | Rep | Advising on securities | 2014-07-30 |
| 2 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2009-06-22 | 2009-10-16 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-11-09 | 2010-07-07 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-05-14 | 2008-10-21 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-05-14 | 2008-10-21 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-14 | 2008-10-21 |
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