Mignot, Nicolas Jean-Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-08-29 | 2012-08-30 | Rep | Dealing in securities | 2011-08-29 | 2014-11-06 | RO | Dealing in futures contracts | 2012-08-30 | 2014-11-06 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-09-09 | 2021-10-11 | Rep | Dealing in securities | 2015-09-09 | 2021-10-11 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-12-03 | 2011-03-01 | Rep | Dealing in futures contracts | 2021-11-26 | Rep | Dealing in securities | 2021-11-26 |
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